Kinoy v. Mitchell

67 F.R.D. 1, 20 Fed. R. Serv. 2d 1413, 1975 U.S. Dist. LEXIS 12085
CourtDistrict Court, S.D. New York
DecidedJune 3, 1975
DocketNo. 70 Civ. 5698
StatusPublished
Cited by57 cases

This text of 67 F.R.D. 1 (Kinoy v. Mitchell) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kinoy v. Mitchell, 67 F.R.D. 1, 20 Fed. R. Serv. 2d 1413, 1975 U.S. Dist. LEXIS 12085 (S.D.N.Y. 1975).

Opinion

ROBERT J. WARD, District Judge.

Arthur Kinoy (“Kinoy”), an attorney, and his daughter and client, Joanne [4]*4Kinoy1 brought this action in 1970,2 seeking civil damages, injunctive and declaratory relief, and invoking this Court’s jurisdiction pursuant to 28 U.S. C. §§ 1331, 1343(4), and 1346. In the single cause of action which now remains in their amended complaint,3 they allege that over a substantial period of time defendants, individually and in their official capacities, authorized and conducted illegal and unconstitutional electronic surveillance of telephone conversations to which they were parties. They specifically allege violations of the Fourth, Fifth, Sixth and Ninth Amendments to the Constitution of the United States, 18 U.S.C. §§ 2510-2520,4 47 U.S.C. § 605,5 and the attorney-client privilege.

After an initial flurry of activity, the case remained dormant until January, 1973, when this Court called it for a calendar conference.6 At that conference the Government7 agreed to disclose information concerning any electronic surveillance of plaintiffs. Plaintiffs served interrogatories upon John N. Mitchell (“Mitchell”), Whitney North Seymour, Jr. (“Seymour”), and John H. Doyle (“Doyle”), asking whether they had been the subjects of electronic surveillance recorded by anyone in the federal government, and seeking to ascertain the identity of those persons responsible for searching government files or for keeping and maintaining any records concerning the surveillance.

Doyle (whose role, as Assistant United States Attorney, was limited) responded to the interrogatories, while both Mitchell and Seymour responded in part and objected in part. Mitchell, however, stated that a search would be made of government files, and that the Court would be informed of both the nature and the results of that search. On May 30, 1973 John H. Davitt (“Davitt”), Chief of the Internal Security Section of the Criminal Division of the Department of Justice, filed an affidavit in which he stated that he had requested seven named agencies of the United [5]*5States Government8 to determine whether they had conducted any electronic surveillance directed at either plaintiff, or if, in the course of other electronic surveillance, conversations of either plaintiff had been overheard. He then disclosed that there had been no electronic surveillance of Joanne Kinoy, and no direct electronic surveillance of Arthur Ki-noy, but that the Federal Bureau of Investigation (“F.B.I.”) files contained records of twenty-three instances in which conversations of Arthur Kinoy had been overheard incidental to national security intelligence investigations of other persons. Nine of these instances were in connection with what are described as “foreign intelligence” investigations ; the remaining fourteen involved what is now known as “domestic security” investigations. According to Mr. Davitt, the latter overhearings took place between June 10, 1955 and November 4, 1970. Mr. Davitt further stated that conversations in which Kinoy did not fully identify himself, or which were monitored “with the consent of one of the parties,” would not be reflected in the F.B.I. recordkeeping indices used to record such incidental overhearings.

Each of these electronic surveillances was authorized by the Attorney General at the time, not by a judicial warrant, pursuant to the procedure which the Supreme Court, in United States v. United States District Court, 407 U.S. 297, 92 S.Ct. 2125, 32 L.Ed.2d 752 (1972) (hereinafter referred to as “Keith”), subsequently declared unconstitutional when followed in connection with domestic security intelligence investigations.

Plaintiffs then moved pursuant to Rule 37, Fed.R.Civ.P., to compel answers to those portions of their interrogatories to which Mitchell and Seymour had partly responded or had objected. They also noticed a deposition of Davitt and served him with a subpoena duces tec-um, requesting that he produce all documents relating to the search of Government files and the F.B.I. records of the twenty-three disclosed “incidental overhears.” The Government opposed plaintiffs’ Rule 37 motion and moved to vacate the notice of deposition and quash the subpoena duces tecum served on Dávitt. These procedural maneuvers occupied from June through August of 1973, and in September the Court heard oral argument on the motions. At that time the Government agreed to produce some of the items to which the subpoena duces tecum served on Davitt was addressed, specifically, his requests to various agencies to search their files for records of surveillance of plaintiffs, and those agencies’ responses. The Government also agreed to produce the F.B.I.’s response for the Court’s in camera inspection.

There remained for decision plaintiffs’ Rule 37 motion, the Government’s motion to vacate the notice of deposition of Davitt, and the remaining items of the subpoena addressed to him, requesting production of the actual records of the electronic surveillance which had been disclosed. The Court agreed to reserve decision to permit the Government both to lodge a formal claim of privilege concerning the materials which plaintiffs sought, and to move for summary judgment. In November the Government so moved, and filed two affidavits by Elliot L. Richardson (“Richardson”), then Attorney General, as a formal assertion that the authorizations and records of the foreign intelligence wiretaps and three of the fourteen domestic security wiretaps are privileged. The Government agreed to disclose to plaintiffs its records of the remaining eleven domestic security interceptions subject to a mutually acceptable protective order. [6]*6On January 15, as it had promised in oral argument and in Richardson’s affidavit, the Government submitted to the Court under seal, for its in camera inspection and ruling, the authorizations and records of those wiretaps which it claimed were privileged. For the reasons discussed below, to date the Court has not examined these sealed documents.

In late May plaintiffs moved to strike the Richardson affidavits as inadequate to properly assert claims of executive privilege, and formally renewed their motion pursuant to Rule 37, to compel all the discovery which they had hitherto unsuccessfully sought.

For a variety of reasons unrelated to this action, despite the already prolonged delays, the parties agreed to postpone argument and decisions on these motions until January, 1975.9 Since that time the Court has given the matter its most careful consideration.

It seems almost superfluous in the context of recent events to comment that this is an area of the law of great complexity, in which persons in all branches of government must carefully balance and accommodate competing fundamental values.

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Bluebook (online)
67 F.R.D. 1, 20 Fed. R. Serv. 2d 1413, 1975 U.S. Dist. LEXIS 12085, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kinoy-v-mitchell-nysd-1975.