Pack v. Beyer

157 F.R.D. 219, 1993 U.S. Dist. LEXIS 20264, 1993 WL 735054
CourtDistrict Court, D. New Jersey
DecidedNovember 3, 1993
DocketCiv. A. No. 91-3884(AET)
StatusPublished
Cited by4 cases

This text of 157 F.R.D. 219 (Pack v. Beyer) is published on Counsel Stack Legal Research, covering District Court, D. New Jersey primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Pack v. Beyer, 157 F.R.D. 219, 1993 U.S. Dist. LEXIS 20264, 1993 WL 735054 (D.N.J. 1993).

Opinion

MEMORANDUM AND ORDER

HUGHES, United States Magistrate Judge.

This matter comes before the Court on Plaintiffs’ motion in limine to bar Defendants from offering evidence, not subject to disclosure by virtue of an assertion of privilege, at trial or summary judgment. Plaintiffs further move to exclude ex parte submissions of evidence. Defendants oppose the motion. For the following reasons, Plaintiffs’ motion in limine to exclude evidence subject to a protective order and barring Defendants from offering ex parte evidence is granted in part and denied in part.

BACKGROUND

In this civil rights action, Plaintiffs1, a group of African American inmates in the New Jersey State Prison assert that they have been placed in the Management Control Unit (hereinafter referred to as the “MCU”) because of their race. Plaintiffs contend that their placement in the MCU is in violation of their constitutional rights of equal protection and due process.

Since the filing of this action, Plaintiffs have served upon Defendants interrogatories and requests for documents. Plaintiffs seek generally four types of information: (1) statistical information to permit comparison of MCU placement for African American and White inmates; (2) the basis for Defendants’ assertions that Plaintiffs and the organization [221]*221known as the Afrikan National Ujamma (hereinafter referred to as the ANU) constitute a threat to institutional security, and the basis for Defendants’ assertions that Plaintiffs are acting with or for the ANU; (3) information permitting a comparison of the treatment of similarly situated African American and White inmates for purposes of placement in the MCU; and (4) information related to the allegedly racially charged atmosphere at the prison. (See Pi’s Br. at 3). Defendants refused to supply much of the information claiming that the material was privileged.2 Defendants moved for a protective order precluding disclosure of some of the information and documents requested. On September 22, 1992, this Court filed an order setting out the procedure for the hearing on Plaintiffs’ motion to compel discovery and Defendants’ cross motion for a protective order. The procedure set out in the September 22, 1992 Order, allowed Plaintiffs’ counsel oral argument and limited cross examination of defense witnesses. Plaintiffs’ counsel was then excluded from the hearing, the courtroom was sealed and Defendants proceeded to present ex parte explanations as to their assertion of privilege regarding the information requested by Plaintiffs while the Court reviewed the documents in camera. This Court filed a Memorandum and Order on November 25, 1992 granting in part and denying in part Plaintiffs’ motion to compel discovery. That Memorandum and Order was modified on January 26,1993, after rear-gument.

Plaintiffs appealed the November 25, 1992, Memorandum and Order. The Honorable Anne E. Thompson vacated the Order and remanded it back for further consideration in accordance with her opinion. Defendants filed a motion for clarification of the Memorandum and Order of August 4, 1993. By the Court’s Order dated October 18, 1993, the Memorandum and Order of August 4, 1993 was clarified to permit Plaintiffs’ counsel, Mr. Jacobi, to review the audio tapes of the hearings before this Court, and to discuss the contents of the audio tapes with Mr. Lawrence S. Lustberg, Esq. and Mr. John J. Gibbons, Esq. only. Furthermore, pursuant to Judge Thompson’s Order, Mr. Jacobi was not permitted to review the documents previously determined to be privileged by this Court. However, after review of the audio tapes, Plaintiffs may make appropriate motions with respect to cross-examination of witnesses, presentation of witnesses or examination of documents.

Independent of the discovery issue, the parties agree that the litigation will be advanced by an in limine determination as to whether Defendants may use evidence, thus far protected by an assertion of privilege, at the summary judgement and trial stage.

DISCUSSION

Plaintiffs contend that Defendants should be precluded from utilizing any evidence, at trial or at summary judgment, which has not been disclosed to Plaintiffs due to an assertion of privilege. Plaintiffs also contend that the Defendants may not evade the requirement of disclosure by the offer of ex parte evidence. The Court will examine each of these contentions separately.

1. The Exclusion of Privileged Information Not Disclosed to the Other Party.

Plaintiffs claim that Defendants “seek a protective order at their peril; they may not bar Plaintiffs from discovery of information, and then attempt to use that information on the merits.” (See Pis’ Brief at 4). Plaintiffs assert that if Defendants were allowed to use this privileged information without disclosing it to Plaintiffs, the purpose underlying the adversarial process, the search for truth, would be stymied.

Plaintiffs claim that the Defendants cannot avoid discovery by asserting a privilege, and then waive that privilege so as to later present the once privileged information to the Court. See, Kinoy v. Mitchell, 67 F.R.D. 1, 15 (S.D.N.Y.1975). Plaintiffs contend that the Defendants should not be allowed to have it both ways. Plaintiffs argue that cases [222]*222involving the assertion of a Fifth Amendment privilege support their position. See, Gutierrez-Rodriguez v. Cartagena, 882 F.2d 553 (1st Cir.1989) (defendant asserted privilege of self incrimination, and Court granted Plaintiffs in limine motion barring the Defendant from testifying at trial on any matter Defendant previously claimed to be privileged), In re Edmond, 934 F.2d 1304 (4th Cir.1991) (litigant in Bankruptcy matter asserted the Fifth Amendment, and then attempted to utilize privileged material on summary judgment; court ruled privilege was waived and ordered discovery), S.E.C. v. Cymaticolor Corp., 106 F.R.D. 545, 549 (S.D.N.Y.1985), and Duffy v. Currier, 291 F.Supp. 810, 815 (D.Minn.1968).

Plaintiffs state that they will offer statistical and direct evidence of racial discrimination in MCU placements, which will satisfy their burden of presenting a prima facie case. Plaintiffs believe Defendants will wish to counter with evidence that Plaintiffs are dangerous and are members of the ANU, which is also dangerous. Plaintiffs argue that Defendants must be put to the choice; they must either respond to discovery, or be barred from future use of the “privileged” evidence. In the alternative, Plaintiffs assert that Defendants can fully disclose the privileged information, and therefore, be free to utilize it at trial or summary judgment.

Defendants oppose the motion. Defendants assert that they should not be precluded from using information, which at one point was deemed privileged, and then later released to Plaintiffs’ counsel either through a waiver, a protective order, or, perhaps, disclosure in redacted form. Defendants contend that ultimate release of the documents permits both parties to use the information, as Plaintiffs will not be prejudiced as long as the documents are released. Defendants submit that to preclude them from using the information would be “fundamentally unfair.” (See Defs Let. Br. at 3).

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Bluebook (online)
157 F.R.D. 219, 1993 U.S. Dist. LEXIS 20264, 1993 WL 735054, Counsel Stack Legal Research, https://law.counselstack.com/opinion/pack-v-beyer-njd-1993.