Eerik Heine v. Juri Raus

399 F.2d 785, 12 Fed. R. Serv. 2d 1278, 33 A.L.R. 3d 1318, 1968 U.S. App. LEXIS 6013
CourtCourt of Appeals for the Fourth Circuit
DecidedJuly 22, 1968
Docket11195_1
StatusPublished
Cited by25 cases

This text of 399 F.2d 785 (Eerik Heine v. Juri Raus) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Eerik Heine v. Juri Raus, 399 F.2d 785, 12 Fed. R. Serv. 2d 1278, 33 A.L.R. 3d 1318, 1968 U.S. App. LEXIS 6013 (4th Cir. 1968).

Opinions

HAYNSWORTH, Chief Judge:

In this slander action, the plaintiff appeals from an order of summary judgment entered against him, on the ground of governmental privilege, after a partial disclosure limited by invocation by the Central Intelligence Agency of the governmental privilege against disclosure of state secrets. The controversy, thus partially surfaced, arose out of the Central Intelligence Agency’s intelligence and counterintelligence activities and its attempt to expose the plaintiff as a Soviet KGB agent, a defamation which the plaintiff alleges to be false.

The plaintiff, Eerik Heine, is an Estonian emigré residing in Canada. With an apparent history as a “freedom fighter” in Estonia, he was an occasional lecturer in the United States and an exhibitor of an anti-communist film. As such, he was known to the leaders of Estonian emigrés in the United States and apparently entitled to their confidence.

The defendant, Juri Raus, is also an Estonian emigré. He resides in the United States and is the National Commander of the Legion of Estonian Liberation. He readily admits that he told the Board of Directors of the Legion that he was reliably informed by an official agency of the United States that Heine was a Soviet agent or collaborator and that the Legion should not cooperate with him. This, the plaintiff charges, made his film and his lecture no longer salable and brought him into disgrace in the Estonian communities in the United States and Canada.

In his initial answer, Raus claimed only a qualified privilege. He claimed that he had spoken, without malice, only as an officer of the Legion and only on privileged occasions to privileged persons. There was no indication of any involvement of the CIA. Later, however, an amended answer was tendered, supported by a series of affidavits executed by the Director or Deputy Director of the CIA, in which the absolute executive privilege was claimed. In those documents it was alleged that Raus was an undercover or secret agent of the CIA,1 ad executed special assignments for it in the past and acted under the instructions of the CIA when he “warned” his fellow Legionnaires that Heine was a Soviet agent. Earlier disclosure of these circumstances was said to have been prevented by a CIA secrecy agreement, to which Raus had subscribed and which purported to carry with it punishment for violations under 18 U.S.C.A. §§ 793 and 794, including life imprisonment or death. When the first answer was filed, counsel for the CIA had refused permission to Raus to disclose his CIA connection.

Thereafter, the plaintiff sought to take Raus’ deposition in order to obtain additional information about his employment by the CIA. The Director of the CIA, through his General Counsel, appeared for the taking of the deposition,2 and, on a question by question basis, in the presence of the Judge, invoked the government’s privilege against disclosure of state secrets. Raus was allowed to state that he had been paid, directly or indirectly, for services he had rendered the CIA, but the privilege was sustained to prevent probing of the details of his employment.

Otherwise, it appears from affidavits of the Director of the CIA that Raus and other Estonian emigrés in the United States had been sources of foreign intelligence and that the purpose of the instruction to Raus to discredit Heine was to protect the integrity of the CIA’s sources of foreign intelligence within Estonian [788]*788emigré groups or developed through them.

In that state of the litigation, the District Court granted a motion for summary judgment.3 It was of the opinion that the absolute governmental privilege was available to a government employee such as Raus, who faithfully executed his instructions, as to one of higher authority exercising discretionary functions within the outer perimeter of his authority.4 We agree, provided the instructions were isued by one having authority to issue them.

I

At the outset it is well to put to one side the question of the CIA’s right to invoke the government’s privilege of silence with respect to “state secrets.”

“The privilege belongs to the Government and must be asserted by it; it can neither be claimed nor waived by a private party. It is not to be lightly invoked. There must be a formal claim of privilege, lodged by the head of the department which has control over the matter, after actual personal consideration by that officer. The court itself must determine whether the circumstances are appropriate for the claim of privilege, and yet do so without forcing a disclosure of the very thing the privilege is designed to protect. The latter requirement is the only one which presents real difficulty.” United States v. Reynolds, 345 U.S. 1, 7—8, 73 S.Ct. 528, 532, 97 L.Ed. 727 (1953).

The District Court was quite correct in its allowance of the governmental claim of the privilege of secrecy. It was properly invoked generally by the Director of the CIA. The Court made sufficient inquiry — some of it in camera — to assure that it had not been done lightly, without pressing so far as to reveal the very .state secrets the privilege is intended to protect. When the deposition of Raus was taken, he ruled upon each question calling for information arguably within the privilege, requiring Raus to answer those which the Court thought would not impair the privilege while foreclosing answers to those questions which apparently would. In his conduct of the proceedings, we think he balanced, as fairly as possible, the conflicting inter-ests and was faithful to the “formula of compromise” taught by Reynolds.

We affirm the right of the CIA in this case to invoke the governmental privilege against disclosure of state secrets and its allowance, to the extent it was allowed, ^y District Court.5

II

On the question of executive privilege in defamation suits, we also agree generally with the District Court, its analysis of Barr v. Matteo and its reasoning, though we come to the conclusion that one more detail should have been supplied before entry of summary judgment,

in Barr v. Matteo, it was held that the Acting Director of the Office of Rent stabilization was entitled to the protection of the absolute executive privilege, Responding to congressional criticism of the agency, Barr issued a press release announcing his intention to suspend two subordinate officials and placing upon their shoulders responsibility for the payouts under criticism. Three justices joined Mr. Justice Harlan in the leading opinion in which the governmental interest in having officials, exercising discretionary authority, assured freedom to act in the interest of the agency without fear of having to defend actions for defamation was balanced against the interest of the individual plaintiffs in seeking judicial rehabilitation of their reputations. With reliance upon the analysis and justification of Judge Learned Hand [789]*789in Gregorie v. Biddle, 2 Cir., 177 F.2d 579, 581, quoted also by the District Court in its opinion in this case, preference was given to the governmental interest. Mr. Justice Black, emphasizing the interest of the public in being informed of such matters, concurred. Mr.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Kempen v. Town of Middletown
Superior Court of Rhode Island, 2010
Pack v. Beyer
157 F.R.D. 219 (D. New Jersey, 1993)
McDonnell Douglas Corp. v. United States
39 Cont. Cas. Fed. 76,589 (Federal Claims, 1993)
Spier Ex Rel. Spier v. City of Plymouth
593 N.E.2d 1255 (Indiana Court of Appeals, 1992)
Fitzgerald v. Penthouse International, Ltd.
776 F.2d 1236 (Fourth Circuit, 1985)
In Re Application of Lance Eisenberg
654 F.2d 1107 (Fifth Circuit, 1981)
Sigler v. LeVan
485 F. Supp. 185 (D. Maryland, 1980)
Halkin v. Helms
598 F.2d 1 (D.C. Circuit, 1978)
Dizick v. Umpqua Community College
577 P.2d 534 (Court of Appeals of Oregon, 1978)
Jabara v. Kelley
75 F.R.D. 475 (E.D. Michigan, 1977)
Halperin v. Kissinger
401 F. Supp. 272 (District of Columbia, 1975)
Nixon v. Sampson
389 F. Supp. 107 (District of Columbia, 1975)
Grossman v. McKay
384 F. Supp. 99 (D. Maryland, 1974)
United States v. Doe
455 F.2d 753 (First Circuit, 1972)
State v. Andrews
250 So. 2d 359 (Supreme Court of Louisiana, 1971)
Eerik Heine v. Juri Raus
432 F.2d 1007 (Fourth Circuit, 1970)
Heine v. Raus
305 F. Supp. 816 (D. Maryland, 1969)
Frost v. Stern
298 F. Supp. 778 (D. South Carolina, 1969)

Cite This Page — Counsel Stack

Bluebook (online)
399 F.2d 785, 12 Fed. R. Serv. 2d 1278, 33 A.L.R. 3d 1318, 1968 U.S. App. LEXIS 6013, Counsel Stack Legal Research, https://law.counselstack.com/opinion/eerik-heine-v-juri-raus-ca4-1968.