Johnson v. Orr

780 F.2d 386, 121 L.R.R.M. (BNA) 2487
CourtCourt of Appeals for the Third Circuit
DecidedJanuary 13, 1986
DocketNos. 84-5859, 84-5860
StatusPublished
Cited by36 cases

This text of 780 F.2d 386 (Johnson v. Orr) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Johnson v. Orr, 780 F.2d 386, 121 L.R.R.M. (BNA) 2487 (3d Cir. 1986).

Opinions

OPINION OF THE COURT

BECKER, Circuit Judge.

The issue before us, on a certified question from the district court, 28 U.S.C. § 1292(b) (1982), is whether Air National Guard (“ANG”) technician supervisory personnel and the New Jersey Adjutant General act under color of state law for the purposes of 42 U.S.C. § 1983 (1982) when participating in personnel decisions resulting in the dismissal of ANG technicians. The district court held that they do, and we affirm.

I.

Appellees Roy A. Johnson and John J. Sheller were ANG technicians and stew[388]*388ards in the technicians’ union, Local 377 of the American Federation of Government Employees. As a result of a series of events arising out of a dispute over a proposed change in the technicians’ work hours, appellees were discharged. The discharges were upheld in administrative hearings before an ANG hearing examiner, whose findings were adopted by the New Jersey Adjutant General.

On August 6,1982 appellees brought this action in the district court for the District of New Jersey against their supervisors John Murphy and Charles Young; Secretary of the Air Force Verne Orr; Major General Wilfred Menard, who was New Jersey Adjutant at the time of appellees discharge; and Major General Francis Gerard, who succeeded Menard as New Jersey Adjutant General. Appellees’ complaint alleged improper discharge in violation of their first and fifth amendment rights (Bivens claims)1; improper discharge in violation of the Administrative Procedure Act (APA), 5 U.S.C. § 701 et seq. (1982); and violation of 42 U.S.C. § 1983 on account of due process and various first and fifth amendment infractions. An amended complaint was filed in January, 1984, adding as a defendant Billy McDaniel, a technician personnel officer who had advised the other defendants concerning the discharge of plaintiffs.2

Following a hearing in March, 1983, the district court transferred all damage claims to the United States Claims Court pursuant to 28 U.S.C. § 1406(c) (1982) and dismissed the Bivens claims. Both sides moved for summary judgment with respect to the remaining claims. In July, 1984 the district court granted summary judgment for plaintiffs on their APA claims and summary judgment for defendants with respect to the due process claim. The district court denied summary judgment with respect to the other claims brought under section 1983, specifically rejecting defendants’ argument that a section 1983 action could not be brought against National Guard supervisory personnel. On a motion for partial reconsideration, the district court agreed to certify for interlocutory appeal the question whether persons such as Murphy, Young, McDaniel, and Menard, who discharge technicians employed under 32 U.S.C. § 709, act under the color of state law for section 1983 purposes. This court accepted the certification and defendants appealed.3

II.

The question whether appellants acted under color of state law is difficult because of the National Guard’s unusual “hybrid” status as an agency with both federal and state characteristics. In New Jersey Air Nat’l Guard v. Fed. Labor Rel. Auth., 677 F.2d 276 (3d Cir.1982), we described this status as follows:

The National Guard occupies a unique position in the federal structure ... This role does not fit neatly within the scope of either state or national concerns; historically the guard has been, and today remains, something of a hybrid. Within each state the National Guard is a state agency, under state authority and control. At the same time, the activity, makeup, and function of the Guard is provided for, to a large extent, by federal law.

Id. at 278-79. Indeed, the Guard’s function, as well as its structure, is hybrid. The Guard “serves the state in time of civil emergencies within the state as well as [389]*389being available for federal service during national emergencies.” Engblom v. Carey, 522 F.Supp. 57, 65 (S.D.N.Y.1981).

Appellants focus on the federal statutory scheme that governs ANG, 32 U.S.C. § 709 (1982). They point out first that the 1968 National Guard Technicians Act makes them (with the exception of Adjutant General Menard, a state cabinet officer appointed by the governor) federal employees.3 4 Appellants further emphasize that their authority to discharge appellees derives directly and exclusively from federal statute and that such discharges are effected pursuant to regulations prescribed by the Secretary of the Air Force, 32 U.S.C. 709(e).5 They contend that New Jersey Air National Guard Regulations 40-13 (NJANG) does not constitute state law for section 1983 purposes because it simply restates the relevant federal regulations: NJANG’s stated purpose is to “provide for the administration of the NJ Army and Air National Guard Technician Program and implement the provisions of the National Guard Bureau Technician Personnel Manual, Technician Personnel Pamphlets and applicable regulations of the U.S. Civil Service Commission’s Federal Personnel manual.” (emphasis added) Appellants argue that they could not possibly have acted under the color of state law, for there is no state law directing or authorizing their actions.

Appellants also argue that the Supreme Court’s holding in Bush v. Lucas, 462 U.S. 367, 103 S.Ct. 2404, 76 L.Ed.2d 648 (1983), that congressional enactment of a comprehensive civil service scheme precluded an implied Bivens-type cause of action, should be extended to section 1983 actions. Because ANG. operates pursuant to a comprehensive legislative scheme, appellants argue, a section 1983 remedy is inappropriate.6

Appellees rejoin that the state is so heavily involved in the National Guard program that the actions complained of were under color of state law. Their argument focuses on the Guard’s actual administrative authority at the state level. The governor is the commander-in-chief of each Guard unit and the adjutant general, a state officer, is the chief acting executive. Appellees’ discharge was effected by Adjutant General Menard: the other appellants worked under Menard. Appellees also observe that while the other appellants are federal employees, they had to maintain their rank in the state Guard in order to maintain their employment as federal technicians and thus be in the position to discharge appellees.7

[390]*390III.

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Bluebook (online)
780 F.2d 386, 121 L.R.R.M. (BNA) 2487, Counsel Stack Legal Research, https://law.counselstack.com/opinion/johnson-v-orr-ca3-1986.