John Auriemma v. Fred Rice, and City of Chicago

957 F.2d 397, 7 I.E.R. Cas. (BNA) 476, 1992 U.S. App. LEXIS 2783, 58 Empl. Prac. Dec. (CCH) 41,327, 58 Fair Empl. Prac. Cas. (BNA) 341, 1992 WL 36358
CourtCourt of Appeals for the Seventh Circuit
DecidedFebruary 28, 1992
Docket90-3142
StatusPublished
Cited by172 cases

This text of 957 F.2d 397 (John Auriemma v. Fred Rice, and City of Chicago) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
John Auriemma v. Fred Rice, and City of Chicago, 957 F.2d 397, 7 I.E.R. Cas. (BNA) 476, 1992 U.S. App. LEXIS 2783, 58 Empl. Prac. Dec. (CCH) 41,327, 58 Fair Empl. Prac. Cas. (BNA) 341, 1992 WL 36358 (7th Cir. 1992).

Opinions

EASTERBROOK, Circuit Judge.

After becoming Superintendent of Police in Chicago, Fred Rice reshuffled the senior ranks of the Department. Thirteen black officers were promoted and no black officers . were demoted; nine white officers were promoted and twenty-five demoted; three Hispanic officers were promoted and one demoted; six positions were abolished. Rice offered no reason at the time (December 1983) other than that he felt more “comfortable” with the newly promoted officers, and none since other than that he wanted executives who “accepted his management style.” Eighteen of the demoted officers filed this suit under 42 U.S.C. § 1983, contending that Rice and the City of Chicago held their race and politics against them in violation of the Constitution.

The claims against Rice have become separated from those against the City. The district judge held that Rice is not entitled to immunity. Proceedings against the City were stayed while Rice’s appeal was considered by a panel and then by the court sitting in banc. We held that Rice is entitled to immunity against some but not [399]*399all claims. Auriemma v. Rice, 910 F.2d 1449 (7th Cir.1990) (in banc), cert. denied, — U.S. -, 111 S.Ct. 2796, 115 L.Ed.2d 970 (1991). While the Supreme Court was considering Rice’s request for review, the district judge took up the officers’ claims against the City, which does not possess immunity. The City prevailed across the board. 747 F.Supp. 465 (N.D.Ill.1990). Municipalities are answerable only for their own decisions and policies; they are not vicariously liable for the constitutional torts of their agents. Monell v. New York Department of Social Services, 436 U.S. 658, 98 S.Ct. 2018, 56 L.Ed.2d 611 (1978). The district judge’s conclusion that Rice implemented no “policy” other than his own ensured victory for the City. The district court entered judgment in the City’s favor under Fed.R.Civ.P. 54(b), and the officers have appealed.

We must decide what it means to be a municipal “policymaker” under Monell and cases in its line, especially Jett v. Dallas, 491 U.S. 701, 109 S.Ct. 2702, 105 L.Ed.2d 598 (1989), St. Louis v. Praprotnik, 485 U.S. 112, 108 S.Ct. 915, 99 L.Ed.2d 107 (1988), and Pembaur v. Cincinnati, 475 U.S. 469, 106 S.Ct. 1292, 89 L.Ed.2d 452 (1986). There are two polar approaches, each with some support in these cases. One equates “policy” with the legislative power of a jurisdiction. The holder of the ultimate power to establish rules of general applicability is the “policymaker.” Usually this means the city council; at all events, holders of purely executive power are never “policymakers.” The opposing approach equates “policy” with the ability to take final action in the name of the jurisdiction — that is, the executive power. A person authorized to commit the city to a course of action necessarily sets its policy; on this view, the action is the policy.

There are of course intermediate possibilities. State and local governments need not follow the pattern of separated powers in the national Constitution. Risser v. Thompson, 930 F.2d 549, 551-52 (7th Cir.1991); Chicago Observer, Inc. v. Chicago, 929 F.2d 325, 328 (7th Cir.1991). Executive officials sometimes exercise legislative powers (think of the city manager model, related to parliamentary government). Purely executive officials may have the power to set policy by delegation (express or implied by custom) when the legislature is silent. See Jones v. Chicago, 787 F.2d 200, 204 (7th Cir.1986); Strauss v. Chicago, 760 F.2d 765, 770 (7th Cir.1985). Even executive action in the teeth of municipal law could be called policy. It would not twist the language to say that for a long time Chicago’s policy was to use public employment to reward political friends and punish political enemies, even though state and local law required merit selection for many positions. A practice undertaken by the executive power and suffered by the legislative power may be said to reflect a custom with the force of legislation.

Fortunately we need not contemplate the proper treatment of these middle cases. Ordinances applicable to the police department unequivocally ban racial and political discrimination. Municipal Code of Chicago §§ 25.1-8, 25.1-9 (effective 1976-1988). See Resman v. Personnel Board, 96 Ill.App.3d 919, 922, 52 Ill.Dec. 439, 441, 422 N.E.2d 120, 122 (1st Dist.1981) (municipal personnel code applies to police department). Since 1972 Chicago has been under an injunction requiring the elimination of political considerations for most positions (including the ones plaintiffs held). See Shakman v. Democratic Organization of Cook County, 481 F.Supp. 1315, 1356-59 (N.D.Ill.1979) (reprinting text of 1972 consent decree). Plaintiffs do not contend that the City Council condoned departures from these rules. Quite the contrary, plaintiffs alleged that the norm for the senior ranks of police has been merit selection. They seek to use this benchmark to show that the decisions in December 1983 must have been based on politics or race. “If not merit, what?” has been the plaintiffs’ battle cry. Yet this strategy excludes pinning their demotions on a legislative decision of the City, or on the legislature’s acquiescence in a pattern of decisions by the executive. On the plaintiffs’ own theory, the buck stops with Fred Rice. (The complaint alleges that Rice cleared his decisions with Harold Washington, then the [400]*400mayor, but this is immaterial; the mayor is an executive, not legislative, official in Chicago’s system of government.) Unless an entirely executive decision establishes municipal policy because it is final, the plaintiffs must lose.

To state the issue in this way is to imply the answer. For what can it mean to say “no vicarious liability” unless there is a distinction between creation and implementation of rules? Any city acts exclusively through agents; the city is just a name for a complex of persons. If it were enough to point to the agent whose act was the final one in a particular case, we would have vicarious liability. Action in the course of one’s duty is the basis of vicarious liability. That a particular agent is the apex of a bureaucracy makes the decision “final” but does not forge a link between “finality” and “policy”. The President, a cabinet officer, or his delegate makes the final decision in the implementation of the laws without changing the fact that the President executes rather than makes law.

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Bluebook (online)
957 F.2d 397, 7 I.E.R. Cas. (BNA) 476, 1992 U.S. App. LEXIS 2783, 58 Empl. Prac. Dec. (CCH) 41,327, 58 Fair Empl. Prac. Cas. (BNA) 341, 1992 WL 36358, Counsel Stack Legal Research, https://law.counselstack.com/opinion/john-auriemma-v-fred-rice-and-city-of-chicago-ca7-1992.