Pembaur v. City of Cincinnati

475 U.S. 469, 106 S. Ct. 1292, 89 L. Ed. 2d 452, 1986 U.S. LEXIS 33, 54 U.S.L.W. 4289
CourtSupreme Court of the United States
DecidedMarch 25, 1986
Docket84-1160
StatusPublished
Cited by5,955 cases

This text of 475 U.S. 469 (Pembaur v. City of Cincinnati) is published on Counsel Stack Legal Research, covering Supreme Court of the United States primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Pembaur v. City of Cincinnati, 475 U.S. 469, 106 S. Ct. 1292, 89 L. Ed. 2d 452, 1986 U.S. LEXIS 33, 54 U.S.L.W. 4289 (1986).

Opinions

Justice Brennan

delivered the opinion of the Court, except as to Part II-B.

In Monell v. New York City Dept. of Social Services, 436 U. S. 658 (1978), the Court concluded that municipal liability-under 42 U. S. C. § 1983 is limited to deprivations of federally protected rights caused by action taken “pursuant to official municipal policy of some nature . . . .” Id., at 691. The question presented is whether, and in what circumstances, a decision by municipal policymakers on a single occasion may satisfy this requirement.

I

Bertold Pembaur is a licensed Ohio physician and the sole proprietor of the Rockdale Medical Center, located in the city of Cincinnati in Hamilton County. Most of Pembaur’s patients are welfare recipients who rely on government assistance to pay for medical care. During the spring of 1977, Simon Leis, the Hamilton County Prosecutor, began investigating charges that Pembaur fraudulently had accepted payments from state welfare agencies for services not actually provided to patients. A grand jury was convened, and the case was assigned to Assistant Prosecutor William Whalen. [472]*472In April, the grand jury charged Pembaur in a six-count indictment.

During the investigation, the grand jury issued subpoenas for the appearance of two of Pembaur’s employees. When these employees failed to appear as directed, the Prosecutor obtained capiases for their arrest and detention from the Court of Common Pleas of Hamilton County.1

On May 19,1977, two Hamilton County Deputy Sheriffs attempted to serve the capiases at Pembaur’s clinic. Although the reception area is open to the public, the rest of the clinic may be entered only through a door next to the receptionist’s window. Upon arriving, the Deputy Sheriffs identified themselves to the receptionist and sought to pass through this door, which was apparently open. The receptionist blocked their way and asked them to wait for the doctor. When Pembaur appeared a moment later, he and the receptionist closed the door, which automatically locked from the inside, and wedged a piece of wood between it and the wall. Returning to the receptionist’s window, the Deputy Sheriffs identified themselves to Pembaur, showed him the capiases and explained why they were there. Pembaur refused to let them enter, claiming that the police had no legal authority to be there and requesting that they leave. He told them that he had called the Cincinnati police, the local media, and his lawyer. The Deputy Sheriffs decided not to take further action until the Cincinnati police arrived.

Shortly thereafter, several Cincinnati police officers appeared. The Deputy Sheriffs explained the situation to them and asked that they speak to Pembaur. The Cincinnati police told Pembaur that the papers were lawful and that he should allow the Deputy Sheriffs to enter. When Pembaur refused, the Cincinnati police called for a superior officer. When he too failed to persuade Pembaur to open the door, [473]*473the Deputy Sheriffs decided to call their supervisor for further instructions. Their supervisor told them to call Assistant Prosecutor Whalen and to follow his instructions. The Deputy Sheriffs then telephoned Whalen and informed him of the situation. Whalen conferred with County Prosecutor Leis, who told Whalen to instruct the Deputy Sheriffs to "go in and get [the witnesses].” Whalen in turn passed these instructions along to the Deputy Sheriffs.

After a final attempt to persuade Pembaur voluntarily to allow them to enter, the Deputy Sheriffs tried unsuccessfully to force the door. City police officers, who had been advised of the County Prosecutor’s instructions to “go in and get” the witnesses, obtained an axe and chopped down the door. The Deputy Sheriffs then entered and searched the clinic. Two individuals who fit descriptions of the witnesses sought were detained, but turned out not to be the right persons.

After this incident, the Prosecutor obtained an additional indictment against Pembaur for obstructing police in the performance of an authorized act. Although acquitted of all other charges, Pembaur was convicted for this offense. The Ohio Court of Appeals reversed, reasoning that Pembaur was privileged under state law to exclude the deputies because the search of his office violated the Fourth Amendment. State v. Pembaur, No. C-790380 (Hamilton County Court of Appeals, Nov. 3, 1982). The Ohio Supreme Court reversed and reinstated the conviction. State v. Pembaur, 9 Ohio St. 3d 136, 459 N. E. 2d 217, cert. denied, 467 U. S. 1219 (1984). The Supreme Court held that the state-law privilege applied only to bad-faith conduct by law enforcement officials, and that, under the circumstances of this case, Pembaur was obliged to acquiesce to the search and seek redress later in a civil action for damages. 9 Ohio St. 3d, at 138, 459 N. E. 2d, at 219.

On April 20, 1981, Pembaur filed the present action in the United States District Court for the Southern District of Ohio against the city of Cincinnati, the County of Hamilton, [474]*474the Cincinnati Police Chief, the Hamilton County Sheriff, the members of the Hamilton Board of County Commissioners (in their official capacities only), Assistant Prosecutor Whalen, and nine city and county police officers.2 Pembaur sought damages under 42 U. S. C. § 1983, alleging that the county and city police had violated his rights under the Fourth and Fourteenth Amendments. His theory was that, absent exigent circumstances, the Fourth Amendment prohibits police from searching an individual’s home or business without a search warrant even to execute an arrest warrant for a third person. We agreed with that proposition in Steagald v. United States, 451 U. S. 204 (1981), decided the day after Pembaur filed this lawsuit. Pembaur sought $10 million in actual and $10 million in punitive damages, plus costs and attorney’s fees.

Much of the testimony at the 4-day trial concerned the practices of the Hamilton County Police in serving capiases. Frank Webb, one of the Deputy Sheriffs present at the clinic on May 19, testified that he had previously served capiases on the property of third persons without a search warrant, but had never been required to use force to gain access. Assistant Prosecutor Whalen was also unaware of a prior instance in which police had been denied access to a third person’s property in serving a capias and had used force to gain entry. Lincoln Stokes, the County Sheriff, testified that the Department had no written policy respecting the serving of capiases on the property of third persons and that the proper response in any given situation would depend upon the circumstances. He too could not recall a specific instance in [475]*475which entrance had been denied and forcibly gained. Sheriff Stokes did testify, however, that it was the practice in his Department to refer questions to the County Prosecutor for instructions under appropriate circumstances and that “it was the proper thing to do” in this case.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Jordan v. County of Los Angeles CA2/3
California Court of Appeal, 2025
Ogbeiwi v. CoreCivic America
W.D. Tennessee, 2021
Murphy v. Mehr
W.D. Tennessee, 2020
Bagos v. City of Vallejo
E.D. California, 2020
Ortiz v. Ortiz
E.D. California, 2019
Novac v. County of Sacramento
E.D. California, 2019
Herd v. Cnty. of San Bernardino
311 F. Supp. 3d 1157 (C.D. California, 2018)
Hardesty v. Sacramento Metro. Air Quality Mgmt. Dist.
307 F. Supp. 3d 1010 (E.D. California, 2018)
Ruth Denham v. Corizon Health, Inc.
675 F. App'x 935 (Eleventh Circuit, 2017)
Jonathon Castro v. County of Los Angeles
785 F.3d 336 (Ninth Circuit, 2015)
Shorter v. Baca
101 F. Supp. 3d 876 (C.D. California, 2015)
Starr v. Baca
652 F.3d 1202 (Ninth Circuit, 2011)
Rodriguez v. City of New York
649 F. Supp. 2d 301 (S.D. New York, 2009)
Jones v. City of College Park, GA
540 F. Supp. 2d 1300 (N.D. Georgia, 2007)
Florance v. Buchmeyer
500 F. Supp. 2d 618 (N.D. Texas, 2007)
Beaulah v. Muscogee County Sheriff's Deputies
447 F. Supp. 2d 1342 (M.D. Georgia, 2006)
Barry v. Luzerne County
447 F. Supp. 2d 438 (M.D. Pennsylvania, 2006)

Cite This Page — Counsel Stack

Bluebook (online)
475 U.S. 469, 106 S. Ct. 1292, 89 L. Ed. 2d 452, 1986 U.S. LEXIS 33, 54 U.S.L.W. 4289, Counsel Stack Legal Research, https://law.counselstack.com/opinion/pembaur-v-city-of-cincinnati-scotus-1986.