International Union, United Automobile, Aerospace & Agricultural Implement v. Johnson Controls, Inc.

499 U.S. 187, 111 S. Ct. 1196, 113 L. Ed. 2d 158, 1991 U.S. LEXIS 1715, 91 Cal. Daily Op. Serv. 2025, 91 Daily Journal DAR 3284, 59 U.S.L.W. 4209, 1991 CCH OSHD 29,256, 14 OSHC (BNA) 2102, 55 Empl. Prac. Dec. (CCH) 40,605, 55 Fair Empl. Prac. Cas. (BNA) 365
Supreme Court of the United States·Decided March 20, 1991·No. 89-1215·Published·Cited by 410 cases

Opinions

[190]*190Justice Blackmun

delivered the opinion of the Court.

In this case we are concerned with an employer’s gender-based fetal-protection policy. May an employer exclude a fertile female employee from certain jobs because of its concern for the health of the fetus the woman might conceive?

HH

Respondent Johnson Controls, Inc., manufactures batteries. In the manufacturing process, the element lead is a primary ingredient. Occupational exposure to lead entails health risks, including the risk of harm to any fetus carried by a female employee.

[191]*191Before the Civil Rights Act of 1964, 78 Stat. 241, became law, Johnson Controls did not employ any woman in a battery-manufacturing job. In June 1977, however, it announced its first official policy concerning its employment of women in lead-exposure work:

“[Protection of the health of the unborn child is the immediate and direct responsibility of the prospective parents. While the medical profession and the company can support them in the exercise of this responsibility, it cannot assume it for them without simultaneously infringing their rights as persons.
“. . . . Since not all women who can become mothers wish to become mothers (or will become mothers), it would appear to be illegal discrimination to treat all who are capable of pregnancy as though they will become pregnant.” App. 140.

Consistent with that view, Johnson Controls “stopped short of excluding women capable of bearing children from lead exposure,” id., at 138, but emphasized that a woman who expected to have a child should not choose a job in which she would have such exposure. The company also required a woman who wished to be considered for employment to sign a statement that she had been advised of the risk of having a child while she was exposed to lead. The statement informed the woman that although there was evidence “that women exposed to lead have a higher rate of abortion,” this evidence was “not as clear ... as the relationship between cigarette smoking and cancer,” but that it was, “medically speaking, just good sense not to run that risk if you want children and do not want to expose the unborn child to risk, however small. . . .” Id., at 142-143.

Five years later, in 1982, Johnson Controls shifted from a policy of warning to a policy of exclusion. Between 1979 and 1983, eight employees became pregnant while maintaining blood lead levels in excess of 30 micrograms per deciliter. Tr. of Oral Arg. 25, 34. This appeared to be the critical level [192]*192noted by the Occupational Safety and Health Administration (OSHA) for a worker who was planning to have a family. See 29 CFR § 1910.1025 (1990). The company responded by announcing a broad exclusion of women from jobs that exposed them to lead:

“ [I]t is [Johnson Controls’] policy that women who are pregnant or who are capable of bearing children will not be placed into jobs involving lead exposure or which could expose them to lead through the exercise of job bidding, bumping, transfer or promotion rights.” App. 85-86.

The policy defined “women . . . capable of bearing children” as “[a]ll women except those whose inability to bear children is medically documented.” Id., at 81. It further stated that an unacceptable work station was one where, “over the past year,” an employee had recorded a blood lead level of more than 30 micrograms per deciliter or the work site had yielded an air sample containing a lead level in excess of 30 micrograms per cubic meter. Ibid.

II

In April 1984, petitioners filed in the United States District Court for the Eastern District of Wisconsin a class action challenging Johnson Controls’ fetal-protection policy as sex discrimination that violated Title VII of the Civil Rights Act of 1964, as amended, 42 U. S. C. § 2000e et seq. Among the individual plaintiffs were petitioners Mary Craig, who had chosen to be sterilized in order to avoid losing her job, Elsie Nason, a 50-year-old divorcee, who had suffered a loss in compensation when she was transferred out of a job where she was exposed to lead, and Donald Penney, who had been denied a request for a leave of absence for the purpose of lowering his lead level because he intended to become a father. Upon stipulation of the parties, the District Court certified a class consisting of “all past, present and future production and maintenance employees” in United Auto Workers bar[193]*193gaining units at nine of Johnson Controls’ plants “who have been and continue to be affected by [the employer’s] Fetal Protection Policy implemented in 1982.” No. 84-C-0472 (Feb. 25, 1985), pp. 1, 2.

The District Court granted summary judgment for defendant-respondent Johnson Controls. 680 F. Supp. 309 (1988). Applying a three-part business necessity defense derived from fetal-protection cases in the Courts of Appeals for the Fourth and Eleventh Circuits, the District Court concluded that while “there is a disagreement among the experts regarding the effect of lead on the fetus,” the hazard to the fetus through exposure to lead was established by “a considerable body of opinion”; that although “[e]xpert opinion has been provided which holds that lead also affects the reproductive abilities of men and women . . . [and] that these effects are as great as the effects of exposure of the fetus . . . a great body of experts are of the opinion that the fetus is more vulnerable to levels of lead that would not affect adults”; and that petitioners had “failed to establish that there is an acceptable alternative policy which would protect the fetus.” Id., at 315-316. The court stated that, in view of this disposition of the business necessity defense, it did not “have to undertake a bona fide occupational qualification’s [sic] (BFOQ) analysis.” Id., at 316, n. 5.

The Court of Appeals for the Seventh Circuit, sitting en banc, affirmed the summary judgment by a 7-to-4 vote. 886 F. 2d 871 (1989). The majority held that the proper standard for evaluating the fetal-protection policy was the defense of business necessity; that Johnson Controls was entitled to summary judgment under that defense; and that even if the proper standard was a BFOQ, Johnson Controls still was entitled to summary judgment.

The Court of Appeals, see id., at 883-885, first reviewed fetal-protection opinions from the Eleventh and Fourth Circuits. See Hayes v. Shelby Memorial Hospital, 726 F. 2d 1543 (CA11 1984), and Wright v. Olin Corp., 697 F. 2d 1172 [194]*194(CA4 1982). Those opinions established the three-step business necessity inquiry: whether there is a substantial health risk to the fetus; whether transmission of the hazard to the fetus occurs only through women; and whether there is a less discriminatory alternative equally capable of preventing the health hazard to the fetus. 886 F. 2d, at 885.

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International Union, United Automobile, Aerospace & Agricultural Implement v. Johnson Controls, Inc., 499 U.S. 187, 111 S. Ct. 1196, 113 L. Ed. 2d 158, 1991 U.S. LEXIS 1715, 91 Cal. Daily Op. Serv. 2025, 91 Daily Journal DAR 3284, 59 U.S.L.W. 4209, 1991 CCH OSHD 29,256, 14 OSHC (BNA) 2102, 55 Empl. Prac. Dec. (CCH) 40,605, 55 Fair Empl. Prac. Cas. (BNA) 365 (1991).

499 U.S. 187 (International Union, United Automobile, Aerospace & Agricultural Implement v. Johnson Controls, Inc.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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