Incarcerated Man of Allen County Jail v. Edward Fair, Sheriff of Allen County

507 F.2d 281
Court of Appeals for the Sixth Circuit·Decided November 13, 1974·No. 74-1052·Published·Cited by 67 cases

Opinion

CELEBREZZE, Circuit Judge.

This suit was begun on June 20, 1972, when eleven inmates of the Allen County Jail filed a pro se complaint, stating that “Our conditions are unbearable to the point of not serviving [sic].” Allegations were made of severe overcrowding, lack of blankets and medical care, prevalence of scalp diseases and lice, and lack of sunlight, among other things.

The District Court treated the complaint as a class action under 42 U.S.C. § 1983, with jurisdiction founded on 28 U.S.C. § 1343(3), and it appointed Advocates for Basic Legal Equality (A.B.L.E.) to represent the inmates. A.B.L.E. filed an amended complaint on August 15, 1972, seeking declaratory and injunctive relief against Sheriff Fair, who is responsible for the Jail’s operation, and the three Allen County Commissioners, who are responsible for the Jail’s equipment, structure, and staff. Appellants denied that the Jail’s conditions violated the inmates’ constitutional rights, but after extensive discovery they consented to an order running against “Defendants Fair, Shafer, Townsend, and Thompson, their agents, employees, assigns, successors in office and all those in active concert and participation therewith.” 376 F.Supp. 483 (N.D.Ohio 1973). The consent order covered several aspects of the Jail’s operation, including ventilation, mail censorship, commissary privileges, visiting hours and facilities, jail population, plumbing, inmates’ personal items, counseling and medical services, and a classification system. The parties could not agree on the need for additional surveillance measures, and this issue was tried to the Court. After a hearing, the District Court found the present surveillance inadequate and ordered Appellants to install an electronic surveillance system or to hire more guards. A second consent order followed, requiring Appellants to allow inmates awaiting trial a reasonable number of local telephone calls and to hold a due process hearing before an inmate could be placed in solitary confinement.

On July 24, 1973, A.B.L.E. filed a request for attorney fees, attaching an affidavit detailing the time spent on the case. Appellants did not file an opposing memorandum. The District Court entered an order which awarded *284 A.B.L.E. $2,000 in attorney fees for 134 hours of work. The award was “taxed as costs against both defendant Sheriff Fair and defendant Allen County.” Appellants object to this award.

There are two basic questions before us: whether an equitable basis exists for an attorney fees’ award to A.B.L.E., and against whom and in what manner an award may be assessed. Because of the increasing frequency of cases such as this, we feel it necessary to treat these issues fully, so as to resolve confusion and to set forth the proper considerations for district courts to take into account in deciding whether and in what manner to assess attorney fees against local defendants in suits to enforce civil rights under § 1983.

The first issue is whether an equitable basis exists for an attorney fees’ award, leaving aside the question of who should pay the assessment. There are two elements to this problem: ■ whether this case lies within an exception to the “American Rule” against awards of attorney fees and whether A.B.L.E. is a proper recipient of an attorney fees’ award, notwithstanding its partial public subsidy.

The “American Rule” is that “attorney’s fees are not ordinarily recoverable in the absence óf a statute or enforceable contract providing therefor.” Fleischmann Distilling Corp. v. Maier Brewing Co., 386 U.S. 714, 717, 87 S.Ct. 1404, 1407, 18 L.Ed.2d 475 (1967). This general rule was recently reaffirmed by the Supreme Court, in the context of ordinary commercial litigation. F. D. Rich Co., Inc. v. Industrial Lumber Co., Inc., 417 U.S. 116, 94 S.Ct. 2157, 40 L.Ed.2d 703 (1974).

Persons who -have vindicated public interests through § 1983 litigation, however, have been awarded attorney fees under several exceptions to the general rule, all of which rest on the traditional equitable powers of the federal courts to shift litigation expenses from one party to another.

One exception is that “attorneys’ fees may be awarded to a successful par-. ty when his opponent has acted in bad faith, vexatiously, wantonly, or for oppressive reasons.” F. D. Rich Co., Inc., 417 U.S. at 129, 94 S.Ct. at 2165. See Vaughan v. Atkinson, 369 U.S. 527, 530-531, 82 S.Ct. 997, 8 L.Ed.2d 88 (1962); Newman v. Piggie Park Enterprises, Inc., 390 U.S. 400, 402 n. 4, 88 S.Ct. 964, 19 L.Ed.2d 1263 (1968); Milburn v. Huecker, 500 F.2d 1279, 1282 (6th C.ir. 1974); Gates v. Collier, 489 F.2d 298 (5th Cir. 1973); Sims v. Amos, 340 F.Supp. 691, 694 (M.D.Ala.), aff’d, 409 U.S. 942, 93 S.Ct. 290, 34 L.Ed.2d 215 (1972); Mc-Enteggart v. Cataldo, 451 F.2d 1109, 1112 (1st Cir. 1971). The basis for a “bad faith” award is punitive, as it serves to deter and punish unwarranted personal conduct, both before and during litigation.

A second exception is that a successful party will be reimbursed for his legal fees when his litigation confers “a substantial benefit on the members of an ascertainable class, and where the court’s jurisdiction over the subject matter of the suit makes possible an award that will operate to spread the costs proportionately among [the members of the class].” Mills v. Electric Auto-Lite Co., 396 U.S. 375, 393-394, 90 S.Ct. 616, 626, 24 L.Ed.2d 593 (1970). See Sprague v. Ticonic Nat. Bank, 307 U.S. 161, 59 S.Ct. 777, 83 L.Ed. 1184 (1939); Hall v. Cole, 412 U.S. 1, 93 S.Ct. 1943, 36 L.Ed.2d 702 (1973); Trustees v. Greenough, 105 U.S. 527, 26 L.Ed. 1157 (1882); Milburn v. Huecker, 500 F.2d 1279, 1282 (6th Cir. 1974). The rationale for the “common benefit” exception is the desire to spread litigation costs among all who benefit from litigation undertaken by only a few.

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Incarcerated Man of Allen County Jail v. Edward Fair, Sheriff of Allen County, 507 F.2d 281 (6th Cir. 1974).

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