In the Matter of the Estate of Johnny VAJGRT, Deceased, Bill Ernst, Inc., Intervenor-Appellant

801 N.W.2d 570, 2011 Iowa Sup. LEXIS 56
CourtSupreme Court of Iowa
DecidedAugust 5, 2011
Docket10–1088
StatusPublished
Cited by36 cases

This text of 801 N.W.2d 570 (In the Matter of the Estate of Johnny VAJGRT, Deceased, Bill Ernst, Inc., Intervenor-Appellant) is published on Counsel Stack Legal Research, covering Supreme Court of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In the Matter of the Estate of Johnny VAJGRT, Deceased, Bill Ernst, Inc., Intervenor-Appellant, 801 N.W.2d 570, 2011 Iowa Sup. LEXIS 56 (iowa 2011).

Opinions

MANSFIELD, Justice.

The sole question presented by this appeal is whether a right to punitive damages survives the death of the wrongdoer. On several previous occasions, we have held that punitive damages may not be recovered from the estate of a deceased tortfeasor. See Rowen v. Le Mars Mut. Ins. Co., 282 N.W.2d 639, 661 (Iowa 1979); Wolder v. Rahm, 249 N.W.2d 630, 632 (Iowa 1977); Stevenson v. Stoufer, 237 Iowa 513, 517, 21 N.W.2d 287, 288 (1946); Sheik v. Hobson, 64 Iowa 146, 147-48, 19 N.W. 875, 875-76 (1884). Upon our review, we are not persuaded that we should reconsider these precedents. Therefore, we affirm the judgment below.

I. Background Facts and Proceedings.

Bill Ernst, Inc. owns a thirty-three-acre tract of land north of Marshalltown. The Ernst property is bordered by Highway 14 to the west, property owned by Johnny Vajgrt to the north, city-owned property to the east, and the Iowa River to the south. Burnett Creek meanders in a generally southerly direction to the Iowa River, at times through the eastern portion of the Ernst property and at times through the western edge of the property owned by Marshalltown. The Ernst property is an undeveloped, largely wooded area located in a floodplain that floods annually. Ernst uses the land for recreational purposes.

Burnett Creek also flows southerly through Vajgrt’s property before it reaches the Ernst property. In the fall of 2005, Vajgrt became concerned that a fallen tree near the confluence of Burnett Creek and the Iowa River would create a dam and cause water to back up onto his land. Therefore, Vajgrt sought permission to enter onto Ernst’s land to remove the tree. Bill Ernst initially refused Vajgrt’s request, but after the City of Marshalltown agreed that Vajgrt could access its land to remove the tree, and Vajgrt explained to Ernst that it would be more convenient to go through Ernst’s property, Ernst gave Vajgrt permission to come onto his property to remove the fallen tree.

Ernst then left on a hunting trip to Colorado. During that time, Vajgrt went onto Ernst’s property with another individual. Instead of just removing the fallen tree, however, Vajgrt and the other person used their equipment to tear out approximately forty live trees that were on Ernst’s property along Burnett Creek.

When Ernst returned from his trip, he was angry to have found that Vajgrt had uprooted numerous trees, instead of just removing the single tree for which he had been given permission. Ernst did not pursue a legal claim at that time, however.

Vajgrt passed away on November 4, 2008. On April 23, 2009, Ernst filed a claim in probate seeking compensatory damages for the diminution to the value of his property, the value of the trees, and the expense of restoration, as well as punitive damages.1

[573]*573Following a contested hearing, the district court awarded Ernst $57.50 per tree removed from Ernst’s property for a total of $2300, but declined to award any punitive damages, stating, “[I]t is well-settled in Iowa that while a tort action survives the death of the tortfeasor, punitive damages cannot be awarded against the administrator of the tortfeasor’s estate.” Ernst appeals, raising only the legal issue whether a claim for punitive damages should abate upon the death of a tortfeasor.

II. Standard of Review.

Whether a claim for punitive damages survives the death of a tortfeasor and may be pursued against the tortfeasor’s estate is a legal question. Therefore, our review is for the correction of errors at law. Iowa R.App. P. 6.907; Bremer v. Wallace, 728 N.W.2d 803, 804 (Iowa 2007).

III. Analysis.

The long-standing rule in this state bars the recovery of punitive damages when the tortfeasor dies before judgment. In Sheik, decided when Iowa had been a state for less than forty years, we first announced this rule. 64 Iowa at 147-48, 19 N.W. at 875-76. Sheik involved a suit for slander. Allegedly, the defendant stated falsely in the presence of the plaintiffs husband that he had had sexual intercourse with the plaintiff. Id. at 146, 19 N.W. at 875. The defendant died during the pendency of the case, however, and the district court declined to instruct the jury on punitive damages against his estate. Id. at 146-47, 19 N.W. at 875. The plaintiff appealed, and we affirmed, explaining:

Such damages are awarded as a punishment of the man who has wickedly or wantonly violated the rights of another, rather than for the compensation of the one who suffers from his wrongful act. It is true, they are awarded to the one who has been made to suffer; but not as a matter of right. For, while he is entitled under the law to such sum as will fully compensate him for the injury sustained, the question whether punitory damages shall be assessed, and the amount of the assessment, is left to the discretion of the jury.
Plaintiff had a right of action, on account of the slanderous words spoken by [the defendant], for such sum as would compensate her for the injury. This was her cause of action, and this is what was preserved to her by the statute at his death. But she had no personal interest in the question of his punishment. So far as he was concerned, the punitory power of the law ceased when he died. To allow exemplary damages now would be to punish his legal and personal representatives for his wrongful act, but the civil law never inflicts vicarious punishment.

Id. at 147-48, 19 N.W. at 875-76. In short, Sheik emphasized that, because the role of punitive damages is punitive, rather than compensatory, such damages should not be awarded when the person to be punished has died.

This holding was subsequently reiterated in Stevenson, 237 Iowa at 517, 21 N.W.2d at 288 (“[T]he right to such damages did not survive the death of the wrongdoer either at common law or under our survivorship statute[.]”), Wolder, 249 N.W.2d at 632 (“[A] right to punitive damages does not survive the wrongdoer’s death[J”), and Rowen, 282 N.W.2d at 661 (“[S]uch an award is not made against one deeeased[.]”).

Ernst argues that this line of authority is now obsolete and should be overruled. Ernst relies on Iowa’s current survival statute as set forth in Iowa Code section 611.20 (2009), Iowa’s punitive damages statute as set forth in Iowa Code chapter [574]*574668A, and our own recognition in various cases that punitive damages not only punish the tortfeasor, but also deter others from like conduct. For the reasons stated herein, we find none of these arguments persuasive.

A. Iowa Code Section 611.20. According to Iowa’s survival statute, “[a]ll causes of action shall survive and may be brought notwithstanding the death of the person entitled or liable to the same.” Iowa Code § 611.20. Ernst argues that this provision “would logically lean toward the allowance of [punitive] damages” even after the death of the tortfeasor.

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801 N.W.2d 570, 2011 Iowa Sup. LEXIS 56, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-the-matter-of-the-estate-of-johnny-vajgrt-deceased-bill-ernst-inc-iowa-2011.