In Re Robert Gruntz, Debtor. Robert Gruntz v. Opinion County of Los Angeles Los Angeles District Attorney

202 F.3d 1074, 2000 Daily Journal DAR 1337, 43 Collier Bankr. Cas. 2d 921, 2000 Cal. Daily Op. Serv. 909, 2000 U.S. App. LEXIS 1325, 35 Bankr. Ct. Dec. (CRR) 160, 2000 WL 124399
CourtCourt of Appeals for the Ninth Circuit
DecidedFebruary 3, 2000
Docket97-55379
StatusPublished
Cited by406 cases

This text of 202 F.3d 1074 (In Re Robert Gruntz, Debtor. Robert Gruntz v. Opinion County of Los Angeles Los Angeles District Attorney) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Robert Gruntz, Debtor. Robert Gruntz v. Opinion County of Los Angeles Los Angeles District Attorney, 202 F.3d 1074, 2000 Daily Journal DAR 1337, 43 Collier Bankr. Cas. 2d 921, 2000 Cal. Daily Op. Serv. 909, 2000 U.S. App. LEXIS 1325, 35 Bankr. Ct. Dec. (CRR) 160, 2000 WL 124399 (9th Cir. 2000).

Opinion

THOMAS, Circuit Judge:

In this appeal, we consider (1) whether a state court modification of the bankruptcy automatic stay binds federal courts; and (2) whether the automatic stay enjoins a criminal prosecution for the willful failure to pay child support. We hold that federal courts are not bound by state court modifications of the automatic stay, but that the automatic stay does not enjoin state criminal prosecutions.

I

It is not an inspirational tale. A divorce decree obligated Robert Gruntz to pay the relatively modest sum of $300 a month in child support. He failed to do so and ultimately filed a Chapter 13 petition in bankruptcy. Under his confirmed reorganization plan, he was to pay $300 per month as continuing child support, plus $291 a month toward the discharge of an accrued $5,100 in past due child support payments. Gruntz began making the payments to the trustee, but the case was converted to Chapter 11. Accordingly, the Chapter 13 trustee did not disburse the child support payments to Gruntz’s ex-spouse. Frustrated, she took her complaints to the Los Angeles District Attorney, who filed a misdemeanor criminal complaint charging Gruntz with violation of California Penal Code § 270 (failure to support dependent children). A jury convicted Gruntz.

After conviction, Gruntz filed an adversary complaint against the County of Los Angeles (“County”) in bankruptcy court and sought a temporary restraining order to prevent the state court from proceeding with sentencing. The bankruptcy court declined the invitation to restrain the state proceedings, and Gruntz received a sentence of 360 days in jail. The California Court of Appeal affirmed his conviction. See People v. Gruntz, 29 Cal.App.4th 412, 35 Cal.Rptr.2d 55 (1994). While Gruntz’s criminal appeal was pending, he suffered a second conviction for violating California Penal Code § 270 and was also convicted for violating California Penal Code § 166.4 (failure to obey a state court order).

Subsequently, Gruntz filed the instant adversary proceeding against the County in bankruptcy court, requesting the court to declare the state criminal proceedings void as violative of the automatic stay imposed under 11 U.S.C. § 362. The bankruptcy court dismissed the complaint as collaterally estopped by the state judgment. On appeal, the district court af *1078 firmed the dismissal on the basis of the Rooker-Feldman doctrine. 1

A divided three-judge panel of this court reversed, holding that the Rooker-Feld-man doctrine did not preclude the bankruptcy court from determining whether the conviction was void because the criminal proceedings violated the automatic stay. See Gruntz v. County of Los Angeles, 177 F.3d 728 (9th Cir.1999). We vacated the panel’s decision and agreed to rehear the appeal en banc.

II

Because Rooker-Feldman arises from federal jurisdictional statutes, the threshold question is whether the doctrine allows federal courts to entertain these adversary proceedings at all. In this appeal, the County contends that the state court’s judgment included a determination that the automatic stay did not enjoin the state criminal proceedings. Therefore, the County reasons, if a state court has concluded that the bankruptcy automatic stay does not apply, the resulting state judgment divests federal courts of jurisdiction to consider that question. Deciding whether the Rooker-Feldman doctrine has such an effect is not a simple matter and requires an examination of the federal district court’s general, bankruptcy, and ha-beas corpus jurisdiction.

At its core, the Rooker-Feldman doctrine stands for the unremarkable proposition that federal district courts are courts of original, not appellate, jurisdiction. See 28 U.S.C. §§ 1381, 1332. Thus, it follows that federal district courts have “no authority to review the final determinations of a state court in judicial proceedings.” Worldwide Church of God v. McNair, 805 F.2d 888, 890 (9th Cir.1986). Direct federal appellate review of state court decisions must occur, if at all, in the Supreme Court. See 28 U.S.C. § 1257.

Rooker-Feldman is not a constitutional doctrine. Rather, the doctrine arises out of a pair of negative inferences drawn from two statutes: 28 U^.C. § 1331, which establishes the district court’s “original jurisdiction of all civil actions arising under the Constitution, laws, or treaties of the United States”; and 28 U.S.C. § 1257, which allows Supreme Court review of “[f]inal judgments or decrees rendered by the highest court of a State in which a decision could be had.” 2

Rooker itself relied upon “the legislation of Congress,” namely the predecessors of these statutes in the Judicial Code. See Rooker, 263 U.S. at 416, 44 S.Ct. 149 (con *1079 struing Judicial Code, § 287, ch. 448, § 2, 39 Stat. 726 (1916)) (current version at 28 U.S.C. § 1257 (1988)), and Judicial Code, § 24, ch. 231, § 24, 36 Stat. 1091 (1911) (current version at 28 U.S.C. § 1331 (1980)); see also Feldman, 460 U.S. at 476, 103 S.Ct. 1303 (construing 28 U.S.C. § 1257); cf. ASARCO Inc. v. Radish, 490 U.S. 605, 622, 109 S.Ct. 2037, 104 L.Ed.2d 696 (1989) (“The Rooker-Feldman doctrine interprets 28 U.S.C. § 1257 as ordinarily barring direct review in the lower federal courts of a decision reached by the highest state court.... ”). Since Feldman, the Supreme Court has declined opportunities to extend, or even apply, the doctrine. 3

Of course, the statutes that form the basis of the Rooker-Feldman doctrine coexist among other federal jurisdictional laws. To derive a coherent theory of federal jurisdiction, one must consider the entire federal jurisdictional constellation. In this case, aside from the statutes of general jurisdiction, two other fixed jurisdictional stars draw our attention: the fed-' eral law of habeas corpus and bankruptcy.

It is well-settled that the Rooker-Feldman doctrine does not touch the writ of habeas corpus. See Plyler v. Moore, 129 F.3d 728, 732 (4th Cir.1997); Ritter v. Ross, 992 F.2d 750, 753 (7th Cir.1993);

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Byline Bank v. Bank of America
2025 IL App (1st) 230927-U (Appellate Court of Illinois, 2025)
Peyton v. Allison
Ninth Circuit, 2025
In re: John Earl Erickson
Ninth Circuit, 2023
Foufas v. Foufas
S.D. Florida, 2022
Kimberly Richmond Hardy
C.D. California, 2022
GIGA WATT INC
E.D. Washington, 2021
Waldron v. Perkins Coie LLP
E.D. Washington, 2021
In re: Lisa Gay Mellem
Ninth Circuit, 2021
In re: Paul A. Morabito
Ninth Circuit, 2020
Valentine v. Valentine
E.D. Missouri, 2020
U.S. Bank National Assn. v. Crawford
Supreme Court of Connecticut, 2019
Royce Gouveia v. Nolan Espinda
926 F.3d 1102 (Ninth Circuit, 2019)
Eith v. Ketelhut
California Court of Appeal, 2019
In re: Tia Danielle Smith
Ninth Circuit, 2018
In re: Mark Raimundo Watson
Ninth Circuit, 2017

Cite This Page — Counsel Stack

Bluebook (online)
202 F.3d 1074, 2000 Daily Journal DAR 1337, 43 Collier Bankr. Cas. 2d 921, 2000 Cal. Daily Op. Serv. 909, 2000 U.S. App. LEXIS 1325, 35 Bankr. Ct. Dec. (CRR) 160, 2000 WL 124399, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-robert-gruntz-debtor-robert-gruntz-v-opinion-county-of-los-angeles-ca9-2000.