Holmes v. Regents of the

CourtCourt of Appeals for the Tenth Circuit
DecidedMay 7, 1999
Docket98-1172
StatusUnpublished

This text of Holmes v. Regents of the (Holmes v. Regents of the) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Holmes v. Regents of the, (10th Cir. 1999).

Opinion

F I L E D United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS MAY 7 1999 TENTH CIRCUIT __________________________ PATRICK FISHER Clerk

BARBARA J. HOLMES,

Plaintiff-Appellant,

v. No. 98-1172 (D. Colo.) REGENTS OF THE UNIVERSITY OF (D.Ct. No. 97-N-1231) COLORADO,

Defendant-Appellee. ____________________________

ORDER AND JUDGMENT *

Before BRORBY, HOLLOWAY, and BRISCOE, Circuit Judges.

Plaintiff-Appellant, Barbara J. Holmes, Ph.D. (Dr. Holmes), appeals a

district court order granting summary judgment in favor of the Regents of the

University of Colorado. Dr. Holmes alleges she suffered age and race

discrimination while employed by the University of Colorado at Denver (the

University) and seeks damages under the Age Discrimination in Employment Act

* This order and judgment is not binding precedent except under the doctrines of law of the case, res judicata and collateral estoppel. The court generally disfavors the citation of orders and judgments; nevertheless, an order and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3. (ADEA), 29 U.S.C. §§ 621 - 634; Title VII of the Civil Rights Act of 1964, 42

U.S.C. §§ 2000e - 2000e-17, amended by Civil Rights Act of 1991, 42 U.S.C.

§ 1981a; and 48 U.S.C. § 1983. We exercise jurisdiction under 28 U.S.C. § 1291

and affirm.

I. Background

Dr. Holmes is a sixty-four-year-old African-American woman hired by the

University as an Associate Professor and Chairperson of the school’s

Communications Department in June 1992. She originally negotiated and signed

a three-year contract with the University for a tenure-track position at a salary

commensurate with the national average for similar institutions. Her salary

included additional compensation for her duties as Chairperson. However, Dr.

Holmes’ term as Chairperson of the Communications Department was short-lived.

In September 1993, the University removed her from the position based on

complaints that: (1) she was not pursuing a course of development for the

department the other faculty members agreed with; (2) she was not listening to

input from other faculty members; (3) she was not performing the research and

publication necessary to achieve tenure; and (4) the department was suffering

from significant internal strife under her leadership. Following her removal, Dr.

Holmes pursued no immediate legal action against the University and continued

-2- in her position as an associate professor.

In the fall of 1994, Dr. Holmes underwent her three-year tenure review.

Based in part on a positive review and the recommendation of her colleagues in

the Communications Department, the University reappointed Dr. Holmes as an

associate professor for two more years. Despite successfully maintaining her

employment with the University and being the highest paid professor in the

Communications Department, Dr. Holmes asserts she was the victim of numerous

instances of age and race discrimination throughout the time of her employment.

In August 1996, nearly three years after her removal as Chairperson of the

Communications Department, she sued the University in Denver District Court

alleging breach of her original employment contract. The parties ultimately

settled the matter when Dr. Holmes agreed to dismiss the suit with prejudice in

return for $18,390 in damages. As part of the settlement, she signed a full

release and settlement agreement waiving any further claims against the

University with regard to her removal as Chairperson.

Nevertheless, on May 30, 1997, Dr. Holmes again filed suit in Denver

District Court against the University, this time alleging employment

-3- discrimination under Title VII, the ADEA, 42 U.S.C. § 1983, and the Equal Pay

Act, 29 U.S.C. § 206. In her complaint, she asserted both disparate treatment and

hostile work environment claims. Some of the instances of alleged

discriminatory conduct by University officials and employees Dr. Holmes cited to

support her claims include:

1. The University administration’s failure to timely complete her paperwork

for health insurance and other benefits when she started her employment.

2. A colleague’s distribution of a draft memo describing the credentials of

people within the the Communications Department which referred to Dr.

Holmes as “an African-American woman” and did not – in Dr. Holmes’

opinion – sufficiently describe her qualifications.

3. Alleged statements by colleagues and supervisors Dr. Holmes says she

overheard and her own impression that the University was recommending

her reappointment with the understanding she would retire before

achieving tenure.

4. A colleague’s self-deprecating comments about his own age, which Dr.

Holmes interpreted to be directed at her.

5. Individuals at the University purportedly looking “askance” at Dr. Holmes

in reaction to her race.

6. The University’s payment of a higher salary to two other allegedly

-4- “similarly situated” white male faculty members in other departments.

7. The University’s refusal to grant Dr. Holmes tenure after her third-year

review.

8. The University’s failure to fully advise her of all the “problems” in the

Communications Department before she was hired.

9. Alleged statements by colleagues implying that Dr. Holmes received her

position and other privileges because she was an “affirmative action hire.”

10. An incident where Dr. Holmes found the plaque containing the

University’s affirmative action policy had inexplicably fallen or been

knocked off the wall of her office and broken.

11. The department Chairperson giving what Dr. Holmes felt was insufficiently

positive support for her reappointment.

12. The University’s failure to make sufficient expression of condolences after

Dr. Holmes’ daughter died.

13. A supervisor’s failure to notify Dr. Holmes of her option to delay her

tenure clock with regard to her fifth-year review in 1996.

14. A supervisor’s characterization of the fifth-year tenure process as

mandatory, even though other white male professors were not subject to

the review.

15. Allegedly inappropriate race-related questions Dr. Holmes overheard a

-5- colleague asking a student during a masters thesis defense.

16. Her removal as Chairperson of the department in 1993.

After removing the case to the United States District Court for the District

of Colorado based on the federal questions presented, the University filed a

motion for summary judgment arguing: (1) relevant statutes of limitations bar

consideration of certain instances of conduct used to support Dr. Holmes’ Title

VII, ADEA, and § 1983 claims; (2) principles of res judicata and the binding

effect of the previously executed release and settlement agreement restrict the

court’s consideration of certain allegations Dr. Holmes made; (3) without

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