Hoang v. People

2014 CO 27, 323 P.3d 780, 2014 WL 1619013
CourtSupreme Court of Colorado
DecidedApril 21, 2014
DocketSupreme Court Case No. 12SC219
StatusPublished
Cited by17 cases

This text of 2014 CO 27 (Hoang v. People) is published on Counsel Stack Legal Research, covering Supreme Court of Colorado primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hoang v. People, 2014 CO 27, 323 P.3d 780, 2014 WL 1619013 (Colo. 2014).

Opinion

JUSTICE HOOD

delivered the Opinion of the Court.

T1 Four armed men broke into a home, assaulted three people inside, and stole jewelry and cash at gunpoint. Prosecutors alleged that Ricky Hoang was the leader and tried him for his involvement in the home invasion robbery. Hoang was restrained with leg shackles during his jury trial, over his repeated objections. After the jury con-viected him on more than twenty counts, Hoang appealed. Due to prolonged delay in producing the record, over three-and-a-half years passed from filing Hoang's appeal to [783]*783certifying the record with the court of appeals.

2 The court of appeals affirmed the manner in which the trial court permitted Hoang to be restrained during trial, because there was no evidence that any juror saw or heard the shackles and, consequently, no indication that their use undermined Hoang's presumption of innocence. The court of appeals further held that Hoang's rights to a meaningful and a speedy appeal were not violated because he could not demonstrate prejudice resulting from the delay or from errors or omissions in the record.1

13 We accepted certiorari to review two alleged errors. First, Hoang argues that the trial court erred by requiring him to be tried in leg shackles without a finding of specific necessity. Second, he claims that delays and deficiencies in producing the record violated his rights to a meaningful and a speedy appeal.2

{4 We affirm the court of appeals' ruling that shackling Hoang at trial did not violate his due process right, Specifically, we hold that when the record does not show that restraints were plainly visible, the defendant must point to something in the record justifying an appellate court's reasonable inference that at least one juror saw or heard them. If a defendant fails to meet that burden, then the constitutional harmless error standard announced in Deck v. Missouri, 544 U.S. 622, 125 S.Ct. 2007, 161 L.Ed.2d 953 (2005), does not apply.

15 We also affirm the court of appeals' ruling on Hoang's rights to a meaningful and a speedy appeal. We hold that Hoang was not deprived of these rights because he was not prejudiced by deficiencies in the record or by the delay. In so holding, we address whether errors and omissions in the record prevented meaningful appellate review, and, for the first time when evaluating appellate delay, we apply the factors enunciated in Barker v. Wingo, 407 U.S. 514, 92 S.Ct. 2182, 33 L.Ed.2d 101 (1972) (describing four-factor test to assess trial delay).

1 6 We address each issue in turn.

I. Shackling

1 7 The prosecution first raised the issue of shackling Hoang at trial during a pretrial motions hearing, concerned that visible restraints could raise "a lot of appellate issues." Although Hoang had been shackled in previous hearings after a conflict arose between two of his co-defendants, he argued that he had not been involved in that clash and therefore should not be forced to appear in restraints at trial. The trial court postponed its decision to give the sheriff's deputies time to speak with a superior officer regarding the appropriate level of security.

T8 The issue remained unresolved on the first day of trial. Hoang appeared in leg shackles 3 that were potentially noticeable to a casual observer. Before the prospective jurors entered the courtroom for voir dire, Hoang objected to restraints as a due process violation. The judge replied, "Well, I've spoken with the deputies. They feel that it's necessary, and I'm going to defer to them."

T9 Following this exchange, deputies shackled Hoang for the remainder of the eleven-day trial, over his objections that the shackles violated the presumption of innocence and his right to due process. The court of appeals affirmed the decision to restrain him, concluding that the trial court did not abuse its discretion because there [784]*784was no evidence that any juror saw or heard the shackles.

{10 Hoang claims that his shackles were visible and audible to the jury, and he contends that the trial court erred by failing to make findings of fact and an individualized determination that it was necessary for him to be shackled at trial.

¶11 We begin with the standard of review before turning to a criminal defendant's due process right to be free from physical restraints visible to a jury. We then discuss Deck v. Missouri, 544 U.S. 622, 125 S.Ct. 2007, 161 L.Ed.2d 953 (2005), which applies constitutional harmless error review to a trial court's unjustified decision ordering a defendant to be shackled in a manner that is visible to jurors. We also consider other cases finding Deck inapplicable when no juror observed the defendant's restraints. We conclude that when the record does not show that restraints were plainly visible, the defendant must point to something in the record justifying an appellate court's reasonable inference that at least one juror saw or heard them. When a defendant fails to meet this burden, Deck's heightened review is not implicated.

A. Standard of Review

112 We review a trial court's decision to restrain a defendant for abuse of discretion. Eaddy v. People, 115 Colo. 488, 491, 174 P.2d 717, 718 (1946). Abuse oceurs when a trial court's decision is "manifestly arbitrary, unreasonable, or unfair," or if a ruling is based on an erroneous view of the law. People v. Voth, 2013 CO 61, ¶ 15, 312 P.3d 144, 148 (internal quotations omitted).

B. Due Process and Visible Restraints

113 "[The Fifth and Fourteenth Amendments prohibit the use of physical restraints visible to the jury absent a trial court determination, in the exercise of its discretion, that they are justified by a state interest specific to a particular trial." Deck, 544 U.S. at 629, 125 S.Ct. 2007 (observing that this prohibition has deep roots in the common law and now forms part of the federal due process guarantee). Shackling a defendant in the presence of a jury "under-39 Gif mines the presumption of innocence," "interfere[s] with a defendant's ability to participate in his own defense," and affronts the "dignity and decorum of judicial proceedings." Id. at 630-31, 125 S.Ct. 2007 (internal citations omitted). "The presumption of innocence requires the garb of innocence...." Eaddy, 115 Colo. at 492, 174 P.2d at 718. "[Thhe sight of shackles and gags might have a significant effect on the jury's feelings about the defendant," and use of these techniques "arouses a feeling that no person should be tried while shackled and gagged except as a last resort." Illinois v. Allen, 397 U.S. 337, 344, 90 S.Ct. 1057, 25 L.Ed.2d 353 (1970).

114 The constitutional right to be free from visible restraints at trial is not absolute, however. Restraints may be justified to avoid a defendant's escape, to prevent trial disruptions, and to ensure the security of those in the courtroom. Lucero v. Lundguist, 196 Colo. 95, 97, 580 P.2d 1245, 1246 (1978); accord Deck, 544 U.S. at 633, 125 S.Ct. 2007. To preserve the rights of the accused, the United States Constitution prohibits the use of visible shackles absent a case-specific finding of special need.

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Bluebook (online)
2014 CO 27, 323 P.3d 780, 2014 WL 1619013, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hoang-v-people-colo-2014.