Healy v. Counts

100 F.R.D. 493, 38 Fed. R. Serv. 2d 1076
CourtDistrict Court, D. Colorado
DecidedJanuary 30, 1984
DocketCiv. A. No. 82-K-115
StatusPublished
Cited by17 cases

This text of 100 F.R.D. 493 (Healy v. Counts) is published on Counsel Stack Legal Research, covering District Court, D. Colorado primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Healy v. Counts, 100 F.R.D. 493, 38 Fed. R. Serv. 2d 1076 (D. Colo. 1984).

Opinion

MEMORANDUM OPINION AND ORDER

KANE, District Judge.

This diversity case comes before me on plaintiff’s motion for reconsideration of the magistrate’s ruling that the defendants can endorse as witnesses two experts whom plaintiffs had consulted as advisory witnesses. The pertinent facts are as follows.

Plaintiffs’ decedent was severely' injured when the truck in which he was riding overturned in the high mountains outside of Craig, Colorado. He was carried out of the gulley where he had landed and transported back to civilization in a private car by some of the defendants. He was transferred to an ambulance driven, operated and owned by yet other defendants, and taken to Routt County Memorial Hospital where still more defendants undertook emergency medical care and rescusitation. Plaintiffs’ decedent died at the hospital approximately eight hours after the truck accident.

During the preparation of this case, plaintiffs’ counsel consulted two expert witnesses who, for a fee, reviewed the records from the Routt County Hospital with an eye to determining whether there had been medical malpractice by either the emergency room staff or in the operating room. Both experts, Drs. Rosen and Clark, concluded that there had been no malpractice.

As it turned out, Rosen was and is a friend of John Breit, counsel for defendant Madelyn Rogers. In the course of discussing an unrelated case, Breit asked Rosen to review the treatment Healy received in the Routt County Hospital. After glancing at the records, Rosen realized he had reviewed the same case for plaintiffs’ counsel, and so informed Breit. He also related his expert opinion as to the lack of malpractice by Breit’s client. Dr. Rosen’s affidavit continues:

Although I stated to Mr. Breit that I would not review the file on behalf of his client I did state that I had no objection to testifying in court to the opinion that I had reached and related to Plaintiffs’ counsel. The reason that I refused to review the file on behalf of Mr. Breit’s client was that I felt that it would be unethical to accept two expert witness fees for the same opinion.
Mr. Breit was uncertain as to whether he could call me as an expert witness at trial but stated that if I had no objection he would subpoena me and allow the Court to decide the issue.
I have no hesitation whatsoever testifying with regard to my opinions in this case. I have never been influenced by the interests of the person who pays me a fee for those opinions. Had Mr. Breit requested my services prior to Plaintiffs’ counsel, I would have provided the same opinion. In fact, I have frequently provided adverse opinions to Mr. Breit when he has requested my services on behalf of his clients.

Defendant Rogers later endorsed Dr. Rosen as a lay witness “to testify concerning opinions provided to Plaintiffs’ counsel.” Plaintiffs’ Exhibit 1.

Robert Montgomery, attorney for the Routt County Memorial Hospital, contacted [495]*495Dr. Clark, apparently hoping to be able to use him as an expert witness. Dr. Clark told Montgomery that he had already reviewed the ease for plaintiffs’ counsel and that there had been no malpractice committed by Dr. Paul, the lead surgeon who treated Healy at the hospital. Dr. Clark was uncertain that he should talk with Montgomery. He “asked for reassurance that it would be appropriate to do so. Under the circumstances mentioned above, that assurance was given by me [Robert Montgomery].” Montgomery Affidavit at 1.

Montgomery met with Dr. Clark on July 11, 1983. Together, they reviewed the medical records and Dr. Paul’s deposition which plaintiffs’ had provided to Dr. Clark. Dr. Clark has apparently billed Mr. Montgomery for the consultation, but, at least as of August 25, 1983, has not been paid. Kudla Affidavit at 2. Dr. Clark has been endorsed as an expert witness for defendant Paul.

The magistrate, after hearing argument, denied plaintiffs’ motions to strike the endorsements of Drs. Clark and Rosen as witnesses. Plaintiffs appeal and I reverse the magistrate’s order.

I begin my analysis by recognizing that this case presents an issue that is beyond the explicit language of rule 26(b)(4)(B), Fed.R.Civ.P. That rule in part provides

A party may discover facts known or opinions held by an expert who has been retained or specially employed by another party in anticipation of litigation or preparation for trial and who is not expected to be called as a witness at trial, only as provided in Rule 35(b) or upon a showing of exceptional circumstances under which it is impracticable for the party seeking discovery to obtain facts or opinions on the same subject by other means.

Here, defendants argue that since the identity of Drs. Clark and Rosen were discovered without chicanery and without the discovery process, there can be no requirement that they prove “exceptional circumstances” before being allowed to call the doctors as witnesses. Plaintiffs say that permitting such ex parte contact and endorsement “without the knowledge or permission of plaintiff’s counsel will have the undesirable effect of chilling the cooperation of expert witnesses and limiting the access of parties to expert witnesses, particularly in medical malpractice cases where peer pressure often operates to discourage expert witnesses from becoming involved in professional negligence cases.” Plaintiff’s Motion to Strike at 2.

As I review the case law and articles available to me, I find that there is virtually nothing in print to guide my decision. A review of those authorities may still be helpful. The advisory committee’s notes to rule 26 are void of any reference to the problem. 48 F.R.D. 487, 504 (1970). Professor Graham, in his otherwise persuasive article, says only that “[u]sually a retained or specially employed expert will refuse to speak voluntarily with an opposing party, even if he is neither morally nor legally bound not to do so.”1 Graham, Discovery of Experts Under Rule 26(b)(4) of the Federal Rules of Civil Procedure: Part One, An Analytical Study, 1976 U.Ill.L.F. 895, 933 (1976). Cases decided under rule 26(b)(4)(B) invariably are concerned with whether particular circumstances are or are not “extraordinary” within the meaning of the rule. See, e.g., Heitmann v. Concrete Pipe Machinery, 98 F.R.D. 740 (E.D.Mo.1983); National Union Elec. Corp. v. Matsushita Elec. Indus. Co., Ltd., 494 F.Supp. 1257 (E.D.Pa. 1980).

The Tenth Circuit has recently considered the general scope and intent of rule 26(b)(4)(B) in Ager v. Jane C. Stormont Hospital and Training School for Nurses, 622 F.2d 496 (10th Cir.1980). Following C. Wright and A. Miller, Federal Practice and Procedure, § 2029 at 250-51 (1970), the Ager court divided experts into four categories. This case is concerned with only two:

[496]*496Experts retained or specially employed in anticipation of litigation or preparation for trial but not expected to be used at trial....
Experts informally consulted in preparation for trial but not retained....

622 F.2d at 500-01.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Ngo v. Standard Tools & Equipment, Co.
197 F.R.D. 263 (D. Maryland, 2000)
Procter & Gamble Co. v. Haugen
184 F.R.D. 410 (D. Utah, 1999)
Nelson v. McCreary
694 A.2d 897 (District of Columbia Court of Appeals, 1997)
House v. Combined Insurance Co. of America
168 F.R.D. 236 (N.D. Iowa, 1996)
Peterson v. Willie
81 F.3d 1033 (Eleventh Circuit, 1996)
Denise v. Eli Lilly & Co.
160 F.R.D. 458 (S.D. New York, 1995)
Sweet v. Sisters of Providence in Washington
881 P.2d 304 (Alaska Supreme Court, 1994)
Matter of Vestavia Associates Ltd. Partnership
105 B.R. 680 (M.D. Florida, 1989)
United States v. Hooker Chemicals & Plastics Corp.
112 F.R.D. 333 (W.D. New York, 1987)
RUIZ BY AND THROUGH RUIZ v. Brea
489 So. 2d 1136 (District Court of Appeal of Florida, 1986)
Ruiz ex rel. Ruiz v. Brea
489 So. 2d 1136 (District Court of Appeal of Florida, 1986)
Fenlon v. Thayer
506 A.2d 319 (Supreme Court of New Hampshire, 1986)

Cite This Page — Counsel Stack

Bluebook (online)
100 F.R.D. 493, 38 Fed. R. Serv. 2d 1076, Counsel Stack Legal Research, https://law.counselstack.com/opinion/healy-v-counts-cod-1984.