Denise v. Eli Lilly & Co.

160 F.R.D. 458, 1995 U.S. Dist. LEXIS 3456, 1995 WL 121290
District Court, S.D. New York·Decided March 20, 1995·No. No. 86 Civ. 3834 (LAK)·Published·Cited by 31 cases

Opinion

MEMORANDUM OPINION AND ORDER

KAPLAN, District Judge.

Plaintiff moves for reconsideration of our trial ruling quashing a subpoena served on [459]*459Dr. Wylie C. Hembree and precluding plaintiff from calling him as a witness. The motion for reconsideration is granted, particularly in light of additional information that has become available since our original statement on the trial record. We nevertheless adhere to our original ruling, given the current state of the record, and write briefly to amplify after additional reflection the basis for our decision.

Facts

This is a product liability case in which plaintiff Denise Rubel seeks to recover against defendant Eli Lilly and Company (“Lilly”) on the theory that diethylstilbestrol (“DES”) ingested by plaintiffs mother during her pregnancy with plaintiff caused abnormalities of plaintiffs reproductive tract that have resulted in her infertility and in fear of cancer. Lilly defends on the ground that DES did not cause the abnormalities or infertility, of which plaintiff complains and that her inability to conceive is the product of her husband’s infertility. Plaintiff long has been aware of Lilly’s contention that Mrs. Rubel’s failure to conceive is attributable to her husband rather than to her own condition.

Dr. Hembree initially was consulted by counsel for Lilly, examined the plaintiff and her husband at Lilly’s request, and rendered a report. He was deposed by plaintiff in 1988. The record discloses no objection to . the taking of the deposition or the production of his report. At the time of the deposition, however, counsel for Lilly advised plaintiffs counsel that Lilly had not yet determined whether Lilly would call Dr. Hembree at trial. (PX 61, at 11, 57)

The pretrial order was signed by the parties in September 1994. None of the parties designated Dr. Hembree as a trial witness.1 Plaintiff stated her intention to offer designated portions of Dr. Hembree’s deposition. Lilly indicated its objection to any testimony from Dr. Hembree on grounds including, but not limited to, “relevance, capacity and work product.” (Pretrial order at 39) None of the parties made any effort to resolve the issue of the admissibility of Dr. Hembree’s deposition prior to trial.

Plaintiff sought to offer portions of the deposition during her case in chief. The Court sustained Lilly’s objection on the ground that Dr. Hembree was subject to subpoena and the deposition therefore was not admissible under Fed.R.Civ.P. 32. Plaintiff subsequently subpoenaed the doctor, posing the question as to which reconsideration now is sought.

Discussion

As at least one commentator has noted, the case law dealing with the question whether a party to a lawsuit may obtain discovery of or testimony from an expert consulted by the other, but not to be called at trial by the consulting party, is confused at best. Note, Must the Show Go On? Defining When One Party May Call or Compel An Opposing Party’s Consultative Expert to Testify, 78 Minn.L.Rev. 1191, 1199-1203 (1994) (hereinafter Minnesota Note); see, e.g., Durflinger v. Artiles, 727 F.2d 888, 891 (10th Cir.1984) (upholding exclusion in part as discovery sanction); Campbell v. M.V Gemini, 619 F.2d 24, 27 (9th Cir.1980) (same); Crowe v. Nivison, 145 F.R.D. 657 (D.Md.1993) (allowing de bene esse deposition); Healy v. Counts, 100 F.R.D. 493 (D.Colo.1984) (excluding evidence despite lack of discovery abuse); Steele v. Seglie, 1986 WL 30765 (D.Kan. Mar. 27, 1986); Matter of Vestavia Associates, L.P., 105 B.R. 680 (Bankr.M.D.Fla.1989) (excluding evidence). The Second Circuit has not passed on the problem.

Experts enjoy no constitutional or statutory immunity from compulsory process. Kaufman v. Edelstein, 539 F.2d 811, 820 (2d Cir.1976). Moreover, the desire for all probative information in service of the overall search for truth weighs in favor of compelled testimony and, indeed, discovery even from consultative experts. See, e.g., Gilly v. City of New York, 69 N.Y.2d 509, 512, 516 N.Y.S.2d 166, 167, 508 N.E.2d 901, 901-02 (1987). On the other hand, several consider[460]*460ations may cut the other way, depending upon the particular circumstances.

First, there is a important interest in allowing counsel to obtain the expert advice they need in order properly to evaluate and present their clients’ positions without fear that every consultation with an expert may yield grist for the adversary’s mill. This policy underlies Fed.R.Civ.P. 26(b)(4)(B)’s severe limitation on the discovery of consultative, as opposed to testifying, experts. Where, as here, the party who consulted the expert in question has allowed discovery without objection, the policy has little or no application. See, e.g., Steele v. Seglie, 1986 WL 30765, *4 (D.Kan. Mar. 27, 1986).

Second, the Federal Rules of Civil Procedure reflect a view that it would be unfair to allow a party to benefit from the effort and expense incurred by the other in preparing its case. See, e.g., Ager v. Jane C. Stormont Hospital, 622 F.2d 496, 502 (10th Cir.1980). In other words, the general policy, which is not without exceptions, is that each side should prepare its own case at its own expense.

Third, there are concerns peculiar to the issue of compelled testimony from nontestifying experts. Some have suggested that allowing the use of compulsion might diminish the willingness of experts to serve as consultants and, in any case, that it is unfair to the experts. See, e.g., Kaufman, 539 F.2d at 821-22; Healy v. Counts, 100 F.R.D. at 497; People ex rel. Kraushaar Bros. & Co. v. Thorpe, 296 N.Y. 223, 72 N.E.2d 165 (1947); Minnesota Note at 1197-98. Where, as here, the expert agreed to consult on the case, the concern is diminished. See, e.g., Gilly, 69 N.Y.2d at 511-12, 516 N.Y.S.2d at 167, 508 N.E.2d at 901-02.

"Fourth, and perhaps most pertinent, permitting one party to call an expert previously retained or consulted by the other side entails a risk of very substantial prejudice stemming from the fact of the prior retention, quite apart from the substance of the testimony. One leading commentator aptly has characterized the fact of the prior retention by the adversary as “explosive.” 8 C. Wright, A. Miller & R. Marcus, Federal Practice and Procedure: Civil § 2032, at 447 (1994).

While this enumeration of considerations is not exhaustive, it suffices for resolution of this case.

Defendant has argued that the testimony should be excluded under Rule 26(b)(4)(B), contending that the “exceptional circumstances” standard there set forth with respect to the availability of discovery of a consultative expert ought to apply.

Free access — add to your briefcase to read the full text and ask questions with AI

Denise v. Eli Lilly & Co., 160 F.R.D. 458, 1995 U.S. Dist. LEXIS 3456, 1995 WL 121290 (S.D.N.Y. 1995).

160 F.R.D. 458 (Denise v. Eli Lilly & Co.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

Epright v. Liberty Mutual Ins. Co.
212 Conn. App. 637 (Connecticut Appellate Court, 2022)
Labat v. Rayner
E.D. Louisiana, 2022
Abdo v. Fitzsimmons
N.D. California, 2022
Junger v. Singh
W.D. New York, 2021
Sovde v. Scott, D.O
2017 COA 90 (Colorado Court of Appeals, 2017)
MCCLENDON VS. COLLINS
2016 NV 28 (Nevada Supreme Court, 2016)
N5 Technologies LLC v. Capital One N.A.
56 F. Supp. 3d 755 (E.D. Virginia, 2014)
Nunley v. Nationwide Children's Hosp.
2013 Ohio 5330 (Ohio Court of Appeals, 2013)
Para v. Anderson
290 P.3d 1214 (Court of Appeals of Arizona, 2012)
R.C. Olmstead, Inc. v. CU Interface, LLC
657 F. Supp. 2d 899 (N.D. Ohio, 2009)
Pope v. State
207 S.W.3d 352 (Court of Criminal Appeals of Texas, 2006)
Pope, Curtis Wayne Jr.
Court of Criminal Appeals of Texas, 2006
Elyashiv v. Elyashiv
353 F. Supp. 2d 394 (E.D. New York, 2005)
Miller ex rel. Monticello Banking Co. v. Marymount Medical Center
125 S.W.3d 274 (Kentucky Supreme Court, 2004)
MILLER EX REL. MONT. BAKING v. Marymount
125 S.W.3d 274 (Kentucky Supreme Court, 2004)
Moore U.S.A. Inc. v. Standard Register Co.
206 F.R.D. 72 (W.D. New York, 2001)