Ngo v. Standard Tools & Equipment, Co.

197 F.R.D. 263, 2000 U.S. Dist. LEXIS 19083, 2000 WL 1661395
CourtDistrict Court, D. Maryland
DecidedOctober 31, 2000
DocketCiv. A. No. PJM 99-1186
StatusPublished
Cited by13 cases

This text of 197 F.R.D. 263 (Ngo v. Standard Tools & Equipment, Co.) is published on Counsel Stack Legal Research, covering District Court, D. Maryland primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ngo v. Standard Tools & Equipment, Co., 197 F.R.D. 263, 2000 U.S. Dist. LEXIS 19083, 2000 WL 1661395 (D. Md. 2000).

Opinion

MEMORANDUM OPINION

DAY, United States Magistrate Judge.

This products liability case arises from injuries Plaintiff sustained on January 24,1997, when his hand was crushed by an automotive lift sometimes referred to as a “frame machine.” Plaintiff asserts that the machine descended faster than applicable industry standards trapping Plaintiff and resulting in injury. The question before the Court is [264]*264whether Defendant will be allowed to present testimony from Plaintiffs treating physician which could have a devastating effect upon Plaintiffs case. Regardless of the near fatal quality of the testimony, Defendant is entitled to present such evidence. Since Plaintiffs treating physician possesses factual information which was obtained during the course of treatment and not as a result of a consulting expert relationship, there is no prohibition on the doctor’s testifying at trial.

Plaintiff finds himself in the unusual posture of attempting to silence his own physician. Stephen Gunther, M.D., is the subject of Plaintiffs Motion in Limine. Dr. Gunther was not listed as one of the witnesses in the Pretrial Order prepared by the parties. Defendant seeks leave of Court to call Dr. Gunther as a fact witness.

While not terribly unheard of, this tale comes with an interesting twist. Plaintiff was treated by Dr. Gunther on two occasions. The treatment records were timely provided to Defendant during discovery. However, in the course of conducting its litigation due diligence, Defendant’s counsel did not rely solely upon the records provided by Plaintiff, but subpoenaed the complete treatment records of Dr. Gunther. Surprisingly, Defendant learned there was a third visit to Dr. Gunther on March 30, 1998. It is the substance of this third visit that provides the procedural and evidentiary drama.

There is no dispute that Defendant propounded reasonable discovery requests which would have required the timely production of the March 30, 1998 record, if known to exist by Plaintiff. On or before November 26, 1999, Defendant’s experts designation was due pursuant to the Court’s Scheduling Order. On March 27, 2000, the original Pretrial Conference was to be held. Dr. Gunther was not listed as a witness by either party. For unrelated reasons, the Pre-trial Conference was postponed. On July 6, 2000, Defendant learned of Plaintiffs third visit and promptly sought to amend the Pre-trial Order to list Dr. Gunther as a witness. The trial was not scheduled to occur until October 2000.1

During the period of discovery, the parties were not aware of the medical record for the March 30, 1998 visit. Neither Plaintiff nor Defendant could produce what they did not possess. As Plaintiff cannot be blamed for non-production of unknown materials held by his former treating physician, Defendant cannot be blamed for late production of the medical record and the need to call Dr. Gunther as a witness.2

Plaintiffs counsel contends that the now infamous March 30, 1998 visit, was not for the purpose of medical treatment, but solely for the purpose of discovering Dr. Gunther’s opinions with respect to Plaintiffs case. While Plaintiffs counsel was in attendance at the March visit, no formal agreement with Dr. Gunther was contemplated regarding his testimony. No payments for consultation services were rendered. The end result was an examination very similar to previous examinations.

Plaintiff posits several reasons why Dr. Gunther should not be allowed to testify. First, Plaintiff suggests that Defendant should have satisfied the mandatory disclosure requirements for expert testimony under Fed.R.Civ.P. 26(a)(2). Second, Plaintiff attempts to paint Dr. Gunther’s March 30, 1998 examination with the brush of a “consulting expert” in accordance with the Federal Rules which state,

A party may, through interrogatories or by deposition, discover facts known or opinions held by an expert who has been retained or specially employed by another party in anticipation of litigation or preparation for trial and who is not expected to be called as a witness at the trial, only as provided in Rule 35(b) or upon a showing [265]*265of exceptional circumstances under which it is impracticable for the parties seeking discovery to obtain facts or opinions on the same subject by other means.

Fed.R.Civ.P. 26(b)(4). If treated as a “consulting expert” by the Court, the discovery of opinions held by such an expert can only occur after a “showing of exceptional circumstances.” Third, Plaintiff suggests that allowing leave for Defendant to call Dr. Gunther as a trial witness at this stage of the proceedings would be fundamentally unfair.3 Defendant claims that if the March 30, 1998 report had been produced in a timely fashion and prior to the “submission of the Pretrial Order, Defendant would have named Dr. Gunther to testify regarding his belief that Plaintiff did not sustain a genuine injury as a result of the alleged occurrence.”

I Dr. Gunther’s Testimony Is Not Precluded By The Rules of Evidence.

Federal Rule of Civil Procedure 26 generally deals with the discovery of expert opinions. The Federal Rules of Evidence govern questions of admissibility once such opinions are known. Federal Rule of Evidence 403 grants the Court the authority to exclude evidence “if its probative value is substantially outweighed by the danger of unfair prejudice, confusion of issues, or misleading the jury.” Even though in this instance the expert’s opinion is known, a review of the rules of discovery is helpful in determining whether allowing the use of said evidence at trial would result in “unfair prejudice.”

A. The Mandatory Disclosure Requirements Do Not Apply To Dr. Gunther’s Factual Testimony.

At first blush, one would expect the professional opinions of a physician to be governed by the rules regarding expert disclosures. Legal commentators have dissected the Federal Rules regarding expert disclosures into four categories: (1) experts a party expects to use at trial; (2) experts retained or specially employed in anticipation of litigation, but not expected to be used at trial; (3) experts informally consulted in preparation for trial but not retained; and, (4) experts whose information was not acquired in preparation for trial. See 8 Charles A. Wright, Arthur R. Miller & Richard L. Marcus, Federal Practice and Procedure: Civil 2d § 2029 (“Wright & Miller”).

One approach would analyze the admissibility of Dr. Gunther’s “expert” testimony as a witness for Defendant. Under this approach, Plaintiff argues that since Defendant failed to make a timely disclosure in accordance with the Court’s Scheduling Order, Dr. Gunther’s “expert” testimony should be barred. The facts of this case however, are a bit unusual. In the typical course of events, Defendant’s counsel would hire his own expert within the deadlines established by the Court. Dr.

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Bluebook (online)
197 F.R.D. 263, 2000 U.S. Dist. LEXIS 19083, 2000 WL 1661395, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ngo-v-standard-tools-equipment-co-mdd-2000.