Farris v. Intel Corp.

493 F. Supp. 2d 1174, 74 Fed. R. Serv. 5, 2007 U.S. Dist. LEXIS 50761, 2007 WL 1932131
CourtDistrict Court, D. New Mexico
DecidedMarch 14, 2007
DocketCIV 06-0130 BB/DJS
StatusPublished
Cited by64 cases

This text of 493 F. Supp. 2d 1174 (Farris v. Intel Corp.) is published on Counsel Stack Legal Research, covering District Court, D. New Mexico primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Farris v. Intel Corp., 493 F. Supp. 2d 1174, 74 Fed. R. Serv. 5, 2007 U.S. Dist. LEXIS 50761, 2007 WL 1932131 (D.N.M. 2007).

Opinion

MEMORANDUM OPINION

BLACK, District Judge.

THIS MATTER comes before the Court on Defendant Intel Corporation’s (“Defendant”) July 28, 2006 motion to strike (Doc. *1177 No. 16), Defendant’s September 12, 2006 Daubert motion (Doc. No. 27), Defendant’s November 15, 2006 motion for summary judgment (Doc. No. 35), and Plaintiff Robert Farris’ (“Plaintiff’) November 20, 2006 motion for partial summary judgment (Doc. No. 37). Having reviewed the submissions of the parties and the relevant law, the Court finds that Defendant’s motion to strike should be GRANTED in part and DENIED in part, Defendant’s Dau-bert motion should be GRANTED, Defendant’s motion for summary judgment should be GRANTED, and Plaintiffs motion for partial summary judgment should be DENIED.

Background

This case stems from Plaintiffs assertion that he developed rhinitis (inflammation of the nasal mucosa) as a result of his exposure to ammonium hydroxide fumes while working as a pipefitter for a subcontractor at Defendant’s Rio Rancho, New Mexico plant. See Pl.’s Compl., ¶¶ 1, 4 (Doc. No. 1); Def.’s Mot. Strike, Ex. A. Following his exposure, Plaintiff filed suit against Defendant asserting claims of negligence, respondeat superior, and strict liability for abnormally dangerous activity. Id. at ¶¶ 14-39. On April 19, 2006, the Court entered an Initial Pre-Trial Report (Doc. No. 10) in which Plaintiff identified William Christensen, M.D., M.P.H. as a treating physician who “will testify as to [his] knowledge regarding the incident, [Plaintiffs] injuries, diagnosis, prognosis, cost and treatment.” The Initial Pre-Trial Report also set forth, inter alia, the discovery deadlines in this case. See Initial Pre-Trial Report. One such deadline was June 5, 2006 — the date by which Plaintiff was required to “identify to all parties in writing any expert witness to be used by Plaintiff at trial and to provide' expert reports pursuant to Fed.R.Civ.P. 26(a)(2)(b).” This deadline passed without Plaintiff submitting expert disclosures or reports.

On June 9, 2006, Plaintiffs counsel sent Defendant’s counsel a letter reiterating Plaintiffs intention to call some or all of his treating physicians to testify to the matters set forth in the Initial Pre-Trial Report. See Pl.’s Resp. to Def.’s Mot. Strike, Ex. A. The letter also stated:

As part of their testimony regarding [Plaintiffs] injuries, it is our intention to elicit the opinions of his treating physicians regarding the cause of those injuries (exposure to ammonium hydroxide and/or other hazardous ehemi-cals/fumes). Based on our research and understanding of [Federal Rule of Civil Procedure] 26, we do not believe an expert disclosure/designation regarding such treating physicians’ testimony is required.

Id. On July 25, 2006, approximately seven weeks after the June 5th deadline, Plaintiff served Defendant with two reports from Dr.' Christensen. See Def.’s Mot. Strike, Ex. A. These two reports include a three-page letter from Dr. Christensen to Plaintiffs counsel, dated June 29, 2006, and a two-page medical progress note concerning Plaintiff, dated June 16, 2006. Id. The reports do not include any articles, reports, or studies concerning ammonium hydroxide inhalation exposure or references thereto. Id. Along with these reports, Plaintiff served a “Supplemental and Rebuttal Expert Witness Disclosure,” designating William Christensen as a “rebuttal” expert. Id.

Importantly, however, the reports proffered by Dr. Christensen, dated June 16, 2006 and June 29, 2006, could not possibly rebut Defendant’s causation opinions since Defendant was not required to make its expert disclosure until July 5, 2006. See Initial Pre-Trial Report; Certificate of Service of Defl’s Rule 26 Expert Witness Disclosure (Doc. No. 13). Further, as explained in Plaintiffs own response (Doc. *1178 No. 21), this “rebuttal” label is inaccurate: “Plaintiff is not representing that Dr. Christensen’s report is based on a review of Defendant’s expert’s report. At the time he wrote the report, Plaintiff does not believe that Dr. Christensen had seen the Defendant’s report. Dr. Christensen’s report is basically a summary of opinions he had previously stated in his treatment records of [Plaintiff].” Pl.’s Resp. to Def.’s Mot. Strike, p. 7.

Discussion

I. Defendant’s Motion to Strike Dr. Christensen’s Expert Report and Testimony

Defendant contends that Plaintiff failed to timely comply with the expert disclosure requirements set forth in Federal Rule of Civil Procedure 26(a)(2) and therefore, pursuant to Federal Rule of Civil Procedure 37, moves to strike Dr. Christensen’s expert report and testimony in this case. Rule 37 provides, in relevant part, that “[a] party that without substantial justification fails to disclose information required by Rule 26(a) ... is not, unless such failure is harmless, permitted to use as evidence at a trial ... any witness or information not so disclosed.” Fed.R.Civ.P. 37(c)(1). “The determination of whether a Rule 26(a) violation is justified or harmless is entrusted to the broad discretion of the district court.” Woodworkers Supply, Inc. v. Principal Mut. Life. Ins. Co., 170 F.3d 985, 993 (10th Cir.1999) (citing Mid-America Tablewares, Inc. v. Mogi Trading Co., 100 F.3d 1353, 1363 (7th Cir.1996)). Although a district court need not make explicit findings concerning the existence of substantial justification or the harmlessness of a failure to disclose, it should consider the following factors: (1) any prejudice or surprise to the party against whom the testimony is offered; (2) the ability of the party to cure any prejudice; (3) the extent to which introducing the testimony would disrupt the trial; and (4) the violator’s bad faith or willfulness. Woodworkers Supply, Inc., 170 F.3d at 993; see also Gutierrez v. Hackett, 131 Fed.Appx. 621 (10th Cir.2005) (upholding trial court’s exclusion of late expert report).

With respect to the first factor, the Court agrees that Defendant would be prejudiced by permitting inclusion of Dr. Christensen’s report. As Dr. Christensen’s report was not disclosed until after Defendant’s expert disclosure deadline had passed, Defendant is unable to offer a report in which its expert can analyze the statements made by Dr. Christensen. However, the Court also notes that the prejudice and surprise to the Defendant was somewhat mitigated by the fact that Dr.

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493 F. Supp. 2d 1174, 74 Fed. R. Serv. 5, 2007 U.S. Dist. LEXIS 50761, 2007 WL 1932131, Counsel Stack Legal Research, https://law.counselstack.com/opinion/farris-v-intel-corp-nmd-2007.