Sullivan v. Glock, Inc.

175 F.R.D. 497, 39 Fed. R. Serv. 3d 1351, 1997 U.S. Dist. LEXIS 16635, 1997 WL 621558
CourtDistrict Court, D. Maryland
DecidedSeptember 29, 1997
DocketNo. CIV. A. WMN-95-2652
StatusPublished
Cited by50 cases

This text of 175 F.R.D. 497 (Sullivan v. Glock, Inc.) is published on Counsel Stack Legal Research, covering District Court, D. Maryland primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Sullivan v. Glock, Inc., 175 F.R.D. 497, 39 Fed. R. Serv. 3d 1351, 1997 U.S. Dist. LEXIS 16635, 1997 WL 621558 (D. Md. 1997).

Opinion

MEMORANDUM AND ORDER

GRIMM, United States Magistrate Judge.

This ease has been assigned to me for the resolution of discovery disputes pursuant to 28 U.S.C. § 636(c) (1993) and Local Rule 301 (D.Md.1997). The plaintiff, a former police officer, has sued Glock, Inc., the manufacturer of the Glock 9mm semiautomatic pistol. The plaintiff alleges that she sustained serious injuries as a result of the defective design of a carrying case for the Glock pistol which, it is claimed, caused the pistol to discharge while the plaintiff was.attempting to put it in its carrying ease following a training session.

Presently pending is the defendant’s motion to exclude testimony of plaintiffs expert witnesses, the plaintiffs opposition and the defendant’s reply. Paper Nos. 41, 42 and 43.1 The essence of the defendant’s motion is that the plaintiff failed to provide complete expert disclosures as required by Fed. R.Civ.P. 26(a)(2) with respect to all experts except Mr. Roane (hereinafter the “health care experts”) and, therefore, pursuant to Fed.R.Civ.P. 37(c)(1), those experts should not be permitted to testify at trial, which counsel advises is presently scheduled for early 1998. For the reasons set forth below, the defendant’s motion is denied, but the defendant will be permitted to pursue discovery of these experts, and to designate rebuttal experts.

BACKGROUND

In its motion to exclude the plaintiffs expert testimony, the defendant concedes that the plaintiff disclosed the identity of her health care experts, but asserts that these disclosures were inadequate. The disclosure identified the following health care experts: Yomi Fakunle, M.D.; Lesley Wong, M.D.; Jerome F. Kowaleski, Ph.D., a psychologist; Lois Bethea-Thompson, a physical therapist; and Diane Doyle, an occupational therapist. During a telephone conference with counsel on September 17, 1997, counsel for the plaintiff stated that each of these health care experts provided services for, and treatment of, the plaintiff. According to plaintiffs counsel, none of the health care experts were retained for the purpose of providing testimony at trial.

The Rule 26(a)(2) disclosure statement filed by the plaintiff,2 contains a very brief description of the role of each of the foregoing health care providers in connection with [499]*499their treatment and/or evaluation of the plaintiff. Unquestionably, these descriptions fall far short of the detailed information required by Rule 26(a)(2)(B). As will be discussed more fully, however, each of the health care experts disclosed by the plaintiff falls into the category of expert witnesses commonly described as “hybrid witnesses,” for whom no Fed.R.Civ.P. 26(a)(2)(B) disclosures are required. Accordingly, I will deny the defendant’s motion to exclude the testimony of these witnesses at trial. However, because there continues to be substantial uncertainty regarding the nature of the disclosures required by Rule 26(a)(2) with respect to hybrid witnesses — as displayed by the practice of counsel in this case — I also decline to penalize the defendant in resolving the pending motion. I therefore will also order that the defendant be permitted to discover the opinions of the health care experts who are expected to offer testimony at trial, and if requested, to designate rebuttal experts.

DISCUSSION

Since the adoption of the Federal Rules of Evidence in 1975, the use of expert witnesses in civil and criminal trials has exploded. One commentator has observed:

In modern trials, the expert is as common as the lawyer. Case after case, civil or criminal, state or federal, turns on the testimony of one or more of many kinds of experts. Expert inflation is on the rise. The causes are many. The growth of complex litigation, the explosion of technology and science, the increasing creativity of advocates — all play a role. But the main reason is the liberality with which modern evidence doctrine embraces courtroom experts.

Faust F. Rossi, Modem Evidence and the Expert Witness, in The Litigation Manual: A Primer for Trial Lawyers 254 (2d ed.1989).

The Federal Rules of Civil Procedure regarding discovery of expert witness opinions .have had to change to keep pace with the increasing use of expert testimony. Prior to the 1993 amendments to the Rules, there was no right to take the deposition of an expert retained to testify at trial, without leave of the court.3 Expert opinions were to be discovered through interrogatories — a practice which proved to be almost useless in terms of obtaining meaningful disclosure of opinions and supporting factual bases. Indeed, the commentary to the 1993 changes to Fed. R.Civ.P. 26(a) specifically noted this problem, stating “[t]he information disclosed under the former rule in answering interrogatories about the ‘substance’ of expert testimony was frequently so sketchy and vague that it rarely dispensed with the need to depose the expert and often was even of little help in preparing for a deposition of the witness.” Commentary to Fed.R.Civ.P. 26(a) (1993), 146 F.R.D. 401, 634 (1993).

In recognition of the need for lawyers to have an effective means of discovering expert testimony, the 1993 changes to the Rules of Civil Procedure adopted a carefully considered series of procedures designed to facilitate meaningful, and less expensive, discovery of expert opinions. The “expert disclosures” required by Fed.R.Civ.P. 26(a)(2) are the cornerstone of these changes. The Rule provides, relevantly:

(2) Disclosure of Expert Testimony.

(A) In addition to the disclosures required by paragraph (1), a party will disclose to other parties the identity of any person who may be used at trial to present evidence under Rules 702, 703, or 705 of the Federal Rules of Evidence.

(B) Except as otherwise stipulated or directed by the court, this disclosure shall, with respect to a witness who is retained or specially employed to provide expert testimony in the case or whose duties as [500]*500an employee of the party regularly involve giving expert testimony, be accompanied by a written report prepared and signed by the witness.

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175 F.R.D. 497, 39 Fed. R. Serv. 3d 1351, 1997 U.S. Dist. LEXIS 16635, 1997 WL 621558, Counsel Stack Legal Research, https://law.counselstack.com/opinion/sullivan-v-glock-inc-mdd-1997.