Procter & Gamble Co. v. Haugen

184 F.R.D. 410, 1999 U.S. Dist. LEXIS 1544, 1999 WL 66219
CourtDistrict Court, D. Utah
DecidedFebruary 8, 1999
DocketNo. 95-NC-94 K
StatusPublished
Cited by10 cases

This text of 184 F.R.D. 410 (Procter & Gamble Co. v. Haugen) is published on Counsel Stack Legal Research, covering District Court, D. Utah primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Procter & Gamble Co. v. Haugen, 184 F.R.D. 410, 1999 U.S. Dist. LEXIS 1544, 1999 WL 66219 (D. Utah 1999).

Opinion

MEMORANDUM & ORDER

BOYCE, United States Magistrate Judge.

The defendant, Amway Corporation, has made a motion to disqualify Dr. Nicholas DiFonzo from acting as an expert witness or consultant for plaintiff Procter & Gamble. DiFonzo was contacted by Amway’s attorneys in May 1996 and arrangements were made for an interview and consultation with DiFonzo about matters that could be pertinent to litigation between Amway and Procter & Gamble. Dr. DiFonzo is an expert on rumors. A fee for the consultation was arranged and paid. Consultation between Dr. DiFonzo and Amway’s attorneys took place on June 13, 1996. The court has been provided the notes of Amway’s counsel of the meeting and consultation. The notes of counsel show that there was extensive discussion of material relevant to the purpose of the consultation. They do not show the discussion or disclose litigation strategy. After the consultation no further consultation or information exchange took place between Amway’s counsel and Dr. DiFonzo. There was no arrangement for future contact between DiFonzo and Amway, nor any agreement placing any restrictions on DiFonzo discussing the same subject matter with others. No agreement was made with DiFonzo that he was Amway’s expert and he did not consider himself to be such. He had not been consulted by Amway as a expert for involvement in the trial of this case. Two years passed without contact between Amway and DiFonzo. Dr. DiFonzo has not been designated as Amway’s expert in this ease. There is no evidence that has been presented that would justify a conclusion that DiFonzo was a retained expert in any capaci[412]*412ty by Amway for this litigation. He did not develop any research or data for Amway.

Procter & Gamble contacted Dr. DiFonzo in June 1998 after determining he was a leading expert in the field of rumors, which is matter of substantial significance to this litigation. Counsel asked Dr. DiFonzo questions and determined that he had previously had discussions with Amway’s counsel on one occasion in 1996. DiFonzo stated that no confidential information had been disclosed to him. The court finds there is no basis to conclude that any critical litigation strategy of Amway’s counsel was discussed with Dr. DiFonzo nor was any express agreement between DiFonzo and Amway made that would restrict DiFonzo in future arrangements with anyone or impose an obligation of confidentiality on him as to the Amway consultation.

Dr. DiFonzo was retained as an expert for Procter & Gamble in August 1998. Procter & Gamble’s attorneys have not asked DiFonzo about the content of the meeting between Dr. DiFonzo and Amway’s counsel. There is no specific evidence of any particular strategy or important impressions of Amway’s counsel having been communicated to Procter & Gamble through DiFonzo, no specific prejudice has been shown. Still Amway contends DiFonzo should be disqualified.

Federal Rules of Civil Procedure

The Rules of Civil Procedure do not create any privilege or basis for disqualifications in this case. Rule 26(b)(3), F.R.C.P. establishes a work, product privilege, but its provision has no application to Amway’s motion. Procter & Gamble is not seeking Amway’s counsel’s work product. Further, there is no work product privilege that always applies and extends to what counsel says to any person who may be consulted during an interview associated'with litigation. No document is sought or request for additional information to be developed. What Amway seeks is a limitation on Procter & Gamble’s right to use a witness. Amway in essence seeks to keep relevant information from its opponent. This sought after remedy goes beyond Rule 26(b)(3) F.R.C.P. and the doctrine of work product articulated in Hickman v. Taylor, 329 U.S. 495, 67 S.Ct. 385, 91 L.Ed. 451 (1947). Amway’s motion claims a new enlarged scope for protection of attorney work product. The mental impressions of counsel are only incidentally involved as there may have been some communication of counsel’s thinking to the expert, although nothing of significance is shown and Amway’s deposition of Dr. DiFonzo has not developed anything of significance. To accept Amway’s position extended to its ultimate, end would extend a work product protection and potential disqualification to any possible witness that an attorney may speak to. No such limitation exists under the work product doctrine of Rule 26(b)(3) F.R.C.P.

Another rule that could be asserted on this issue is Rule 26(b)(4)(B) F.R.C.P. It provides a party may “discover facts known or opinions held by an expert, who has been retained or specifically employed by another party in anticipation of litigation or preparation for trial and who is not expected to be called as a witness at trial ...” The rule then sets special circumstances when such an expert can be deposed or discovery had from the person. This rule has no application in this case since the matter before the court is not one of discovery of a protected or unwilling expert. It involves the use of a willing witness at trial, which the rule does not really address.

Some courts have held an ex parte contact by one party of another party’s expert while the expert is still employed is a violation of Rule 26(b)(4)(B) F.R.C.P. Campbell Indus. v. M/V Gemini, 619 F.2d 24, 26 (9th Cir.1980); Durflinger v. Artiles, 727 F.2d 888, 891 (10th Cir.1984). This is not based on the language of Rule 26(b)(4)(B) but on a rule of fairness. See Healy v. Counts, 100 F.R.D. 493, 495 (D.Colo.1984). In addition, the 1970 comments to the rule indicated the rule “is concerned only with experts retained or specifically consulted in relation to trial preparation.” Those experts “informally” consulted are not subject to the discovery rule. The distinction between formal and informal consultation was alluded to to some extent in Durflinger v. Artiles, supra. In that ease, the court held the trial judge was justified in excluding defendants’ expert where on finding that plaintiffs were not going to call the witness. The defendants [413]*413contacted the witness and received a copy of the report the witness has prepared for plaintiffs. The court first said the matter of disqualification was within the discretion of the trial judge. Id., 727 F.2d at 891. The witness had been retained and consulted by plaintiff as an expert and had been listed as an expert witness for plaintiff. A report had been prepared for plaintiffs. A decision was then made by plaintiffs not to call the expert. The court,, referring to Rule 26(b)(4)(B) F.R.C.P., said the rule is designed to promote fairness. The court held the discovery standards of Rule 26(b)(4)(B) applied in the case. The court also said, “In different circumstances we recognize that a trial judge might not be required to exclude the testimony of a witness consulted in violation of the rules of discovery.” Id. The court referred to its prior opinion in Ager v. Jane C. Stormont Hosp. & Training School, 622 F.2d 496, 502 (10th Cir.1980), also discussing the requirements for discovery under Rule 26(b)(4)(B). In Ager the court referred to the rule as one “concerning an expert who is “retained or specifically employed,” but not as an witness.” Id. at 503.

There is no provision in the rules relating to an expert who was informally consulted.

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Cite This Page — Counsel Stack

Bluebook (online)
184 F.R.D. 410, 1999 U.S. Dist. LEXIS 1544, 1999 WL 66219, Counsel Stack Legal Research, https://law.counselstack.com/opinion/procter-gamble-co-v-haugen-utd-1999.