Hawkins v. Department of Health & Human Services

665 F.3d 25, 2012 WL 104907, 2012 U.S. App. LEXIS 763
CourtCourt of Appeals for the First Circuit
DecidedJanuary 13, 2012
Docket10-1761
StatusPublished
Cited by29 cases

This text of 665 F.3d 25 (Hawkins v. Department of Health & Human Services) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hawkins v. Department of Health & Human Services, 665 F.3d 25, 2012 WL 104907, 2012 U.S. App. LEXIS 763 (1st Cir. 2012).

Opinion

LIPEZ, Circuit Judge.

In August 2003, the New Hampshire Department of Health and Human Services (the “Department”) and a certified class of Medicaid-eligible children (the “Class”) reached a settlement agreement and proposed a consent decree (the “Decree”) that outlined the Department’s obligations to provide dental services to Medicaid-enrolled children in accordance with federal law. The district court approved the Decree on January 26, 2004. Between January 2007 and January 2010, the Class filed four motions in the district court, alleging that the Department was not complying with its obligations under the Decree and seeking various remedies. The district court denied each of the motions.

On appeal, the Class claims that the district court (1) erred by requiring the Class to file a motion for contempt 1 to enforce the Decree; (2) abused its discretion by denying the Class’s 2010 motion for contempt; (3) abused its discretion by denying the Class’s request for an evidentiary hearing in 2010; and (4) erred by holding the Class to a clear and convincing burden of proof on its 2010 motion to modify or extend the Decree. 2 After careful review of the record, we affirm.

I.

In 1999, three mothers filed a proposed class action against the Department on behalf of their Medicaid-eligible children. Plaintiffs sought dental services for children in New Hampshire 3 under Title XIX of the Medicaid Act, which requires participating states to administer a health services plan that meets federal requirements, including provision of an Early and Periodic Screening, Diagnosis, and Treatment (“EPSDT”) program. See 42 U.S.C. § 1396a(a)(43)(B), (C); Frew v. Hawkins, 540 U.S. 431, 433, 124 S.Ct. 899, 157 L.Ed.2d 855 (2004). A state’s EPSDT program must include dental services. Rosie D. v. Swift, 310 F.3d 230, 232 (1st Cir.2002).

After years of mediation and litigation, the parties reached a settlement in September 2003. The district court certified the plaintiffs as a class in January 2004 and approved the proposed Decree the same month. Under the terms of the Decree, the district court retained jurisdiction over the action for five years from the date of decree approval. On January 8, 2009, approximately two weeks before the five *29 year period was set to expire, the parties agreed to modify the Decree by extending the court’s jurisdiction by six months. At the end of the extension, the court retained jurisdiction for another six months to determine whether the Department was in compliance during the five years and six months of the primary term and, if not, what remedies were available.

Throughout the early years that the Decree was in place, the parties engaged in disputes over the Department’s compliance. In October 2006, the district court appointed a mediator to help resolve the parties’ differences. When the mediation failed, the Class filed a motion to enforce in January 2007. In August 2007, the motion was denied without prejudice to the right of the Class “to file a properly supported motion for appropriate relief.” The district court specified that enforcement of the Decree required invocation of the court’s contempt power.

The Class again sought enforcement of the Decree in 2008 by filing a motion for contempt, alleging that the Department was failing to provide (1) eligible families with accurate information about dentists who had openings for Medicaid patients, (2) timely dental care to eligible children, and (3) orthodontic care in all of New Hampshire’s counties. The district court denied the motion, finding insufficient “factual support for each element [of contempt] to meet the clear and convincing standard of proof.” At the same time, the district court “put [the Department] on notice that it is required to update its provider [l]ist every ninety days” and that “[flailure to do so ... [would] result in a finding of contempt.”

In 2010, the Class filed another motion for contempt and a motion to modify or extend the Decree based on alleged noncompliance with the same three requirements set out in the 2008 motion. The district court found that the Class had again failed to prove that the Department was noncompliant. In its analysis, the district court applied the clear and convincing evidentiary standard, but stated that even under the less exacting preponderance standard, the Class had not met its burden of proof. The district court denied both motions.

The Class now appeals the denials of the 2010 motions. 4 We address each in turn.

II.

A. Enforcement of the Consent Decree by Filing a Motion for Contempt 5

The Class argues that the district court erred by requiring the Class to file a motion for contempt to enforce the Decree, with its requirement of proof by clear and convincing evidence. As the Class put it, “Due to the district court’s insistence on a contempt proceeding, the Children faced an arbitrary and unreasonably high bar in bringing Decree noncomplianee issues to the court’s attention over the life of the Decree.” We find no support in the Decree or the case law for the Class’s insis *30 tence that it did not have to file a motion for contempt to remedy the Department’s alleged noncompliance with the Decree.

Under the terms of the Decree, the party alleging noncompliance is charged with bringing the issue to the court’s attention by either (1) a motion for contempt, or (2) a stipulation:

The Court shall also retain jurisdiction over this action for an additional sixth year to determine whether or not the Defendant was in compliance with the Decree during the previous five years of the Decree and if not, what remedy or remedies are appropriate if requested by the filing of a motion for contempt or by stipulation of the parties prior to the end of the sixth year.

Decree Section I (emphasis added). The Decree repeats these options elsewhere in Section I:

If no motion for contempt or stipulation is filed, the parties agree that the case shall be dismissed from the Court’s docket at the conclusion of the sixth year or any extension of federal Court jurisdiction.

Id. (emphasis added). The remedial measures designated in Section I differ from other mechanisms identified in the Decree. For example, under Section II, modification of the decree may be “sought by motion or stipulation.” This distinction suggests that an ordinary motion is sufficient for modification, whereas a request to enforce the original terms of the Decree must take the form of a motion for contempt.

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Cite This Page — Counsel Stack

Bluebook (online)
665 F.3d 25, 2012 WL 104907, 2012 U.S. App. LEXIS 763, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hawkins-v-department-of-health-human-services-ca1-2012.