Guttman v. Khalsa

669 F.3d 1101, 25 Am. Disabilities Cas. (BNA) 1316, 2012 WL 76055, 2012 U.S. App. LEXIS 551
CourtCourt of Appeals for the Tenth Circuit
DecidedJanuary 11, 2012
Docket10-2167, 10-2172
StatusPublished
Cited by130 cases

This text of 669 F.3d 1101 (Guttman v. Khalsa) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Guttman v. Khalsa, 669 F.3d 1101, 25 Am. Disabilities Cas. (BNA) 1316, 2012 WL 76055, 2012 U.S. App. LEXIS 551 (10th Cir. 2012).

Opinion

TYMKOVICH, Circuit Judge.

The question presented in this appeal is whether the Eleventh Amendment protects New Mexico from a suit for money damages under Title II of the Americans With Disabilities Act (ADA), 42 U.S.C. §§ 12131-65. We conclude it does. New Mexico has state sovereign immunity from a claim that it violated the ADA when it revoked the medical license of a physician whose practice the state claimed constituted an imminent danger to the public.

As a result, we find the district court did not err by dismissing the ADA claim of the appellant, Dr. Stuart Guttman, against the State of New Mexico for revoking his medical license. We also conclude the state’s actions did not violate the United States Constitution. But after a careful review of the record, it appears that Guttman may still have extant claims for prospective injunctive relief.

Having jurisdiction under 28 U.S.C. § 1291, we therefore AFFIRM in part, REVERSE in part, and REMAND for further consideration of the claim for injunctive relief against the individual defendants on the basis of the alleged ADA violation.

BACKGROUND

The factual and procedural background of this case is complex, and has been extensively recounted in four prior opinions. See Guttman v. Khalsa, 320 F.Supp.2d 1164 (D.N.M.2003) (Guttman I); Guttman v. Khalsa, 401 F.3d 1170 (10th Cir.2005) (Guttman II); Guttman v. Khalsa, 446 F.3d 1027 (10th Cir.2006) {Guttman III); Guttman v. New Mexico, 325 Fed.Appx. 687 (10th Cir.2009) (Guttman IV). Thus, we provide only a summary of the underlying facts and procedural history relevant to this appeal.

I. Board of Medical Examiners

Stuart Guttman is a physician with a history of depression and post-traumatic stress disorder. At the time he brought this case, he was practicing medicine in Truth or Consequences, New Mexico. Before that, he practiced in Gallup, New Mexico, and also in Mississippi and Texas. Because of his medical history, when he applied for a New Mexico medical license in 1993, the New Mexico Board of Medical Examiners (the Board) initially granted him only a qualified medical license, subject to quarterly reports by his psychiatrist and other conditions. The Board removed these requirements in 1995.

Four years later, after receiving many complaints about Guttman, the Board directed him to meet with an Impaired Physician Committee (IPC). The IPC consisted of an anesthesiologist and two psychiatrists. Before meeting Guttman, the IPC reviewed reports of his conduct in Truth or Consequences, which indicated that his problems interacting with others had caused disruptions among healthcare providers.

The IPC then interviewed Guttman. During that meeting, Guttman allegedly told the IPC that no complaints had been filed against him in either Gallup or Texas. *1107 Nevertheless, the IPC recommended the Board further investigate Guttman’s conduct in those locations. Two weeks later, the IPC received materials from Gallup indicating numerous complaints against Guttman by patients, their families, and hospital staff. The IPC also learned Guttman had been sued for malpractice and that a Gallup hospital had denied him staff privileges. In response, the IPC reported to the Board that Guttman’s interpersonal problems were serious and “certainly [had] a deleterious influence on his ability to diagnose and manage patients.” R. at 217. The IPC also concluded Guttman’s behavior was neither “situation nor place related.” Id.

In March 2000, the Board summarily suspended Guttman’s license after finding clear and convincing evidence that “Guttman’s continuation in practice would constitute an imminent danger to public safety.” Id. at 303. Following the suspension, the Board conducted a three-day administrative hearing to take evidence on whether the suspension should be made permanent. Guttman participated in the hearing with the assistance of counsel. As an alternative to revocation, Guttman proposed more stringent stipulations on his license, but the IPC members testified they could envision no restrictions that would enable Guttman to practice medicine safely.

In February 2001, after recognizing an extensive pattern of disruptive and abusive behavior by Guttman in dealing with patients and healthcare professionals, the Board revoked his license. The Board also found that further treatment of his mental health problems was unlikely to succeed, and that Guttman’s inability to interact professionally with others posed a danger to his patients.

II. State and Federal Court Proceedings

Guttman challenged the Board’s findings in state court, asserting for the first time that the Board’s actions violated Title II of the ADA. Because Guttman had not raised an ADA claim before the Board, the state court refused to consider it and affirmed the revocation of his license. Guttman then petitioned both the New Mexico Court of Appeals and the New Mexico Supreme Court for review, but they did not disturb the lower court’s holding.

While his petition to the New Mexico Supreme Court was pending, Guttman filed a pro se complaint in federal district court against New Mexico and two individuals: G.T.S. Khalsa, the Board’s administrative prosecutor, and Livingston Parsons, the Board’s hearing officer. The district court granted the defendants’ motion for summary judgment after finding (1) the individual defendants were entitled to absolute immunity, and (2) the Rooker-Feldmcm doctrine prohibited consideration of Guttman’s Title II claim. 1 Guttman I, 320 F.Supp.2d at 1164. We affirmed, but the Supreme Court granted certiorari and vacated our judgment in light of Exxon Mobil Corp. v. Saudi Basic Indus. Corp., 544 U.S. 280, 125 S.Ct. 1517, 161 L.Ed.2d 454 (2005). Guttman II, 401 F.3d at 1170, vacated and remanded, 546 U.S. 801, 126 S.Ct. 321, 163 L.Ed.2d 29 (2005).

*1108 On remand, after finding the district court had subject matter jurisdiction to hear the case, we upheld the district court’s ruling that Khalsa and Parsons were entitled to absolute immunity. But we remanded the case to determine, in light of Tennessee v. Lane, 541 U.S. 509, 124 S.Ct. 1978,158 L.Ed.2d 820 (2004), and United States v. Georgia, 546 U.S. 151, 126 S.Ct. 877, 163 L.Ed.2d 650 (2006), whether Title II of the ADA validly abrogated sovereign immunity in the area relevant to this controversy. Guttman III, 446 F.3d at 1027, 1035-36.

After we issued Guttman III, Guttman filed an amended complaint, which contained the following claims under Title II and 42 U.S.C. § 1983

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Cite This Page — Counsel Stack

Bluebook (online)
669 F.3d 1101, 25 Am. Disabilities Cas. (BNA) 1316, 2012 WL 76055, 2012 U.S. App. LEXIS 551, Counsel Stack Legal Research, https://law.counselstack.com/opinion/guttman-v-khalsa-ca10-2012.