United States Court of Appeals For the First Circuit
No. 24-1973
GAVEN MCKENNA, by and through his co-guardians Steven and Catherine McKenna; JARED MCKENNA, by and through his co-guardians Steven and Catherine McKenna,
Plaintiffs, Appellants,
v.
MAINE DEPARTMENT OF HEALTH & HUMAN SERVICES,
Defendant, Appellee.
APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF MAINE
[Hon. Nancy Torresen, U.S. District Judge]
Before
Montecalvo, Kayatta, and Aframe, Circuit Judges.
Richard L. O'Meara, with whom Ellen P. Masalsky and Murray, Plumb & Murray were on brief, for appellants. Kelly L. Morrell, Assistant Attorney General, with whom Aaron M. Frey, Attorney General of Maine, Thomas A. Knowlton, Deputy Attorney General, and Kevin J. Beal, Assistant Attorney General, were on brief, for appellee.
August 18, 2025 MONTECALVO, Circuit Judge. Brothers Gaven and Jared
McKenna, through their parents, Catherine and Steven McKenna
(collectively, the "McKennas"), sued Maine's Department of Health
and Human Services (the "Department"), alleging that the
Department discriminated against each brother in violation of
federal law. Both brothers have developmental disabilities and
receive aid from the Department. The McKennas allege that because
the brothers lived together the Department provided less aid than
it would have had they lived apart thereby violating each brother's
constitutional right to associate. The district court dismissed
the matter, agreeing with the Department that sovereign immunity
protects it from suit. The McKennas appeal that judgment. For
the reasons provided below, we conclude that the Department is not
entitled to sovereign immunity, and, accordingly, we reverse.
I. Background1
Both Gaven and Jared have been diagnosed with
intellectual disabilities. Gaven "has a diagnosis of autism and
moderate to severe intellectual disabilities," is nonverbal, and
experiences incontinence. Jared "has a diagnosis of autism,
moderate intellectual disabilities, and generalized anxiety
1On appeal from the dismissal, "[w]e take all facts pled, as well as all reasonable inferences to be drawn therefrom, in the light most favorable to" the McKennas. Efron v. UBS Fin. Servs. Inc. of P.R., 96 F.4th 430, 433 (1st Cir. 2024) (quoting Butler v. Deutsche Bank Tr. Co. Ams., 748 F.3d 28, 32 (1st Cir. 2014)).
- 2 - disorder." Both brothers require twenty-four-hour supervision and
assistance with all aspects of daily life. They live at their
family home with their parents, Catherine and Steven.
A. The Department's Determination of Services
Because of their disabilities, Gaven and Jared each
qualify to receive Department-provided services, including
institutional- or community-based care. They were notified of
their eligibility to receive services in a community-based setting
in June 2018. Per the complaint, both brothers qualified for and
were recommended to receive "Shared Living Services" at the "Single
Member Services" level. In Shared Living, a direct support
professional ("DSP") who shares a home with the services recipient
provides the Department's services. Under Single Member Services,
a services recipient receives one-on-one care.
Both Catherine and Steven McKenna are certified DSPs,
able to provide Shared Living Services under the Department's
rules. Accordingly, the McKennas requested that each brother
receive Single Member Services at home, with Steven as Gaven's DSP
and Catherine as Jared's. But in August 2018, the Department only
approved Catherine as Jared's DSP and denied Gaven the ability to
apply for Single Member Services with Steven as his DSP until
May 2019.
Then, in August 2019, after Gaven applied for Single
Member Services, the Department informed the brothers that they
- 3 - had instead been approved for "Two Member Services," meaning that
the brothers would share a single DSP rather than each brother
having his own designated DSP. The Department based its
determination on its interpretation of the applicable regulations,
which it read as preventing multiple members from receiving Single
Members Services while residing together in one house. The
Department's decision meant that Catherine and Steven could not
both be reimbursed to provide care, such that either the brothers
would need to share a single DSP or Catherine and Steven could
both continue to provide one-on-one care with only one of them
reimbursed for their work. As the McKennas allege, this was a
financial blow to the brothers, as "[t]he reimbursement rate for
one DSP providing Two Member Services is significantly lower than
the reimbursement rate for two DSPs providing Single Member
Services to [two] member[s]." The rate for Single Member Services
is $156 per day, while the rate for Two Member Services is $78.02
per day. Although the Department reimbursed the McKennas for only
one DSP providing Two Member Services, Catherine and Steven
continued to provide Gaven and Jared with the one-on-one care that
the brothers need. As a result, the McKennas allege, the brothers
were denied "one-half of the services for which they are qualified
and that are necessary for their health and safety."
The effect of this decision, the McKennas argue, is that
the Department "prevented Gaven from receiving the disability
- 4 - services to which he is entitled so long as he lived in the same
home as his brother, Jared, and vice versa."
B. State Lawsuit
In 2020, the McKennas sought review of the Department's
services decision under Maine law in Maine Superior Court. And,
in 2022, the superior court sided with the McKennas. The McKennas
now allege that the district court "requir[ed] the Department to
approve both [brothers] to receive the Single Member Services to
which they were entitled despite the brothers' decision to live in
the same home." As the McKennas allege, the court explained:
[T]he rules authorize the Department to allow two [single]-member-serv[ices] relationships in a single home.
. . .
If, as the Department itself recognized, Gaven were to move to another home with a different Shared Living Provider (or, presumably, if the parents lived separately and he lived with his father under a separate roof) his services would be funded at the full stipend rate. This is arbitrary, unreasonable, and inconsistent with the values espoused by the Department policies of maximizing community inclusion in a Shared Living family environment.
After the state court issued its decision, the
Department began reimbursing the McKennas for two DSPs providing
Single Member Services to the brothers. This means that, since
the July 2022 state court decision, both parents are now reimbursed
for the around-the-clock care they provide to the brothers.
- 5 - C. The Federal Lawsuit
The McKennas initiated this lawsuit to recover for the
time during which their reimbursement was limited to one DSP
providing services to two members. They allege discrimination
based on association with an individual with a disability in
violation of Title II of the Americans with Disabilities Act,
42 U.S.C. §§ 12131-12165 ("Title II").2 In response, the
Department filed a motion to dismiss for lack of subject-matter
jurisdiction, arguing that Eleventh Amendment sovereign immunity
barred the suit.3
The district court agreed with the Department and
granted the Department's motion to dismiss. McKenna ex rel.
McKenna v. Me. Dep't of Health & Hum. Servs., No. 23-CV-00366,
2024 WL 4333376, at *1 (D. Me. Sept. 27, 2024). As we will explain
thoroughly below, the district court determined that the
Department was entitled to immunity and dismissed the suit.
The McKennas timely appealed.
2 The McKennas also alleged that the Department discriminated against the brothers in violation of Maine state law, namely the Maine Human Rights Act, Me. Stat. tit. 5, § 4592(6) (1995). But the parties later agreed that this claim did not belong in federal court, and it was dismissed. 3 The Department also argued that the complaint should be
dismissed for failure to state a claim, but the district court did not reach that argument because it agreed that it lacked subject-matter jurisdiction.
- 6 - II. Standard of Review
We review the district court's Eleventh Amendment
immunity abrogation analysis de novo. Fresenius Med. Care
Cardiovascular Res., Inc. v. P.R. & the Caribbean Cardiovascular
Ctr. Corp., 322 F.3d 56, 60–61 (1st Cir. 2003).
III. Discussion
The McKennas argue that the district court erred in
concluding that Eleventh Amendment immunity protected the
Department and, in turn, erred in dismissing the case. Given the
complex nature of the law at hand, and because the district court
accurately laid out the relevant framework, we begin by setting
forth the applicable test and summarizing the district court's
analysis at each step. Finally, we assess the McKennas' arguments
in favor of reversal.
A. Legal Framework and the District Court's Decision
"'The Eleventh Amendment largely shields States from
suit in federal court without their consent, leaving parties with
claims against a State to present them, if the State permits, in
the State's own tribunals.' This immunity applies only to the
states [and to] arms of a state." Pastrana-Torres v. Corporación
de P.R. para la Difusión Pública, 460 F.3d 124, 126 (1st Cir. 2006)
(quoting Hess v. Port Auth. Trans–Hudson Corp., 513 U.S. 30, 39
(1994)). It was uncontested below and is uncontested now that the
Department is an arm of the state and therefore entitled to
- 7 - immunity and, accordingly, that the burden is on the McKennas to
establish an exception to immunity. See Maysonet-Robles v.
Cabrero, 323 F.3d 43, 49 (1st Cir. 2003) (placing onus to establish
waiver of immunity or abrogation on party seeking application of
that exception).
One such exception to Eleventh Amendment immunity is
where Congress has abrogated immunity. Congress abrogates States'
immunity when Congress (1) "unequivocally expresse[s] its intent
to abrogate that immunity" and (2) "act[s] pursuant to a valid
grant of constitutional authority." Buchanan v. Maine, 469 F.3d
158, 171 (1st Cir. 2006) (quoting Kimel v. Fla. Bd. of Regents,
528 U.S. 62, 73 (2000)). We address each step of the Kimel test
in turn.
1. Kimel Step One: Unequivocal Expression of Intent to Abrogate
Below, the McKennas argued that Congress abrogated the
Department's sovereign immunity through Title II. The district
court agreed at Kimel's first step that Congress had clearly
expressed its intent to abrogate Eleventh Amendment immunity in
Title II. See 42 U.S.C. § 12202 ("A State shall not be immune
under the eleventh amendment . . . from an action in Federal or
State court . . . for a violation of this chapter." (footnote
omitted)).
- 8 - 2. Kimel Step Two: Valid Grant of Authority
In the context of Title II, to determine whether
Congress has acted pursuant to a valid grant of constitutional
authority, we look to the nature of the state conduct at issue.
"[T]he Supreme Court has held that Title II of the ADA validly
abrogates sovereign immunity as to (1) state conduct that actually
violates the Constitution and (2) some classes of state conduct
that do not facially violate the Constitution but are prohibited
by Title II in order to 'prevent and deter unconstitutional
conduct.'" Toledo v. Sánchez, 454 F.3d 24, 31 (1st Cir. 2006)
(citation omitted) (first citing United States v. Georgia, 546
U.S. 151, 158–59 (2006), and then quoting Tennessee v. Lane, 541
U.S. 509, 518 (2004)). In Toledo, we summarized this test, as
laid out by the Supreme Court in Georgia:
[W]e must determine "on a claim-by-claim basis, (1) which aspects of the state's alleged conduct violated Title II; (2) to what extent such misconduct also violated the Fourteenth Amendment; and (3) insofar as such misconduct violated Title II but did not violate the Fourteenth Amendment, whether Congress's purported abrogation of sovereign immunity as to that class of conduct is nevertheless valid."
Id. (quoting Georgia, 546 U.S. at 159).
In addressing Kimel's second step -- whether Congress
had acted pursuant to valid authority in seeking to abrogate
immunity under Title II -- the district court applied Georgia.
- 9 - First, the district court determined that the McKennas had stated
a claim under Title II.4 See Buchanan, 469 F.3d at 172. Next,
the district court assessed the McKennas' argument that the
Department's conduct violated the brothers' substantive due
process and equal protection rights under the Fourteenth
Amendment, concluding that the McKennas "ha[d] not demonstrated"
a constitutional violation. This analysis is at the core of the
appeal, and we will provide additional details of the applicable
principles and the district court's analysis in Section III.B.1.
Accordingly, the district court turned to the question
of whether the state conduct, which did not amount to a
constitutional violation, was prohibited by Title II in order to
"prevent and deter unconstitutional conduct." Id. (quoting Nev.
Dep't of Hum. Res. v. Hibbs, 538 U.S. 721, 728 (2023)). As the
district court explained, that analysis is in turn dictated by the
three-part inquiry that stems from the Supreme Court's opinion in
City of Boerne v. Flores, 521 U.S. 507, 518 (1997), which describes
The district court explained that "[t]he [brothers] are 4
people with disabilities under the ADA who share a logical and significant association as brothers living together in their family home"; that the Department "knew about their familial relationship and living arrangement"; and that, "though both [brothers] qualify for Shared Living Services at the Single Member Served level, [the Department] denied them those services because they live together. As a result, they were reimbursed at half the rate they should have received." Thus, the district court determined, "[t]hese allegations are sufficient to state a claim for associational discrimination."
- 10 - when prophylactic legislation is permitted by Congress's
enforcement power. To evaluate the constitutionality of
prophylactic legislation, a court considers:
(1) the constitutional right or rights that Congress sought to protect when it enacted the statute; (2) whether there was a history of constitutional violations to support Congress's determination that prophylactic legislation was necessary; and (3) whether the statute is a congruent and proportional response to the history and pattern of constitutional violations.
Toledo, 454 F.3d at 34-35. The district court determined that the
McKennas "ha[d] not carried their burden" as to any of the three
requirements of the City of Boerne inquiry. Thus, the district
court concluded that "Congress did not validly abrogate state
sovereign immunity" with respect to the McKennas' particular
Title II claim and dismissed the suit.
B. Analysis
With that basic framework and procedural history set
forth, we turn to addressing the McKennas' arguments. First, we
note that the Department does not contest that Title II satisfies
Kimel's first step. And this court has previously explained that,
in Title II, Congress "unequivocally express[ed] its intent to
abrogate state sovereign immunity." Toledo, 454 F.3d at 31.
Instead, the McKennas challenge the district court's analysis at
Kimel's step two. Thus, the question before us is whether, in
- 11 - expressing its intent to abrogate state sovereign immunity in
Title II, Congress acted pursuant to a valid grant of authority.
The McKennas argue that the district court was wrong in
concluding that their claims could not satisfy the test set forth
in Georgia because the Department violated the brothers'
constitutional rights. And, alternatively, they argue that
Congress's abrogation was nonetheless valid under City of Boerne.
As we will explain, we agree with the McKennas that the
Department's decision violated the brothers' equal protection
rights. Accordingly, Georgia's second prong is satisfied and
Congress validly abrogated sovereign immunity in this context.
Thus, we need not consider their argument under the City of Boerne
test. And, because the parties do not dispute that the McKennas
stated a claim of associational discrimination under Title II, see
supra note 5, we need not consider the first prong of the Georgia
inquiry. Thus, we begin our discussion at Georgia's second prong.
Because we conclude that the alleged conduct violated the
Fourteenth Amendment, that is also where our inquiry ends.
1. Georgia's Second Prong: Whether the Department's Conduct Violated the Fourteenth Amendment
The second prong of the Georgia inquiry asks "whether
any of the [Department's] conduct that violated Title II
independently states a violation of the Fourteenth Amendment."
454 F.3d at 32. If we conclude that the Department's conduct
- 12 - violates the Fourteenth Amendment, Congress's abrogation of
sovereign immunity is valid and the Department is not entitled to
immunity. The McKennas invoke their equal protection rights,5
arguing that the Department's conduct impinged on the brothers'
fundamental rights and therefore must be reviewed with heightened
or strict scrutiny, which the McKennas contend the Department's
conduct cannot withstand.
a. Level of Review
We begin, as the district court did, with the question
of what level of scrutiny to apply. The district court rejected
the argument that the Department's conduct impinged on the
brothers' fundamental rights to associate and live with their
family members because the brothers "have always lived together
with their parents in their family home" and the McKennas "ha[d]
not alleged any threat to this living arrangement."
Accordingly, the district court assessed the
Department's action under the rational basis standard. The
Department contended that its "actions were based on a legitimate
governmental purpose -- to conserve limited financial resources by
providing reimbursement to just one person for the
usually-simultaneous provision of services to two [m]embers in the
5Below, the McKennas also asserted that the Department's conduct violated the brothers' substantive due process rights. The district court rejected this argument, and the McKennas do not challenge that conclusion on appeal.
- 13 - same home." The court accepted the Department's cost-saving
explanation and reasoned that "it [was] difficult to see how [this
cost-saving measure] differs from any number of legislative
funding choices" and that "the wisdom of [such] decision[s] is
left to elected officials."
The McKennas now contend that the district court erred
in applying rational basis review and that the district court
should have instead applied a heightened level of scrutiny.6 The
McKennas raise two primary arguments as to why the Department's
actions should be reviewed under heightened scrutiny: that their
conduct burdened a suspect or quasi-suspect class -- namely,
disabled individuals -- and that it impinged upon the brothers'
fundamental right to associate and live with one another. See
Toledo, 454 F.3d at 33 ("Unless state action burdens a suspect
class or impinges upon a fundamental right, we review equal
protection claims for a rational relationship between the
disparity of treatment and a legitimate government purpose."
(citing Heller v. Doe, 509 U.S. 312, 319 (1993))). The Department
contends that neither argument is availing. However, we need not
resolve the dispute over the applicable level of scrutiny because
we agree with the McKennas that, in any event, the Department's
6 It is unclear whether the McKennas seek the application of strict scrutiny or intermediate scrutiny. Given our conclusion, we need not resolve this ambiguity.
- 14 - conduct cannot survive rational basis review. See Att'y Gen. of
N.Y. v. Soto-Lopez, 476 U.S. 898, 904 (1986) (noting there was "no
occasion to inquire whether enhanced scrutiny was appropriate"
where "contested classifications did not survive even rational
basis scrutiny").
"The general rule is that [government conduct] is
presumed to be valid and will be sustained if the classification
drawn by the statute is rationally related to a legitimate state
interest." City of Cleburne v. Cleburne Living Ctr., 473 U.S.
432, 440 (1985); see also Foote v. Ludlow Sch. Comm., 128 F.4th
336, 356 (1st Cir. 2025) (per curiam) ("[W]e presume the challenged
conduct is valid so long as it 'is rationally related to a
legitimate state interest.'" (quoting González-Droz v.
González-Colón, 660 F.3d 1, 9 (1st Cir. 2011))). As we have
explained, "[t]he question is not what went on in the mind of the
state actor but whether anyone, including the judge, can conceive
of a rational reason for such a classification." Jeneski v. City
of Worcester, 476 F.3d 14, 17 (1st Cir. 2007) (citing Nordlinger
v. Hahn, 505 U.S. 1, 11–12 (1992)). And, under rational basis,
plaintiffs bear the burden of demonstrating that "there exists no
fairly conceivable set of facts that could ground a rational
relationship between the challenged classification and the
government's legitimate goals." Doherty v. Merck & Co., 892 F.3d
- 15 - 493, 500 (1st Cir. 2018) (quoting Eulitt ex rel. Eulitt v. Me.
Dep't of Educ., 386 F.3d 344, 356 (1st Cir. 2004)).
b. Application of Rational Basis Review
With these principles set forth, we turn to whether the
Department's actions survive rational basis review. It is first
necessary to define the Department's conduct that we are
considering. Here, the brothers were both determined to require
and to be eligible for around-the-clock one-on-one care by a DSP,
like all members at the Single Services level. However, the
Department, in interpreting the applicable regulatory scheme,
determined that if two such members -- Gaven and Jared -- lived
together, they were entitled to reimbursement for a single DSP to
provide care for both members.
The Department contends that its decision was in
furtherance of its legitimate governmental objective of
cost-saving. And it is uncontested that saving money is a
legitimate governmental purpose. Of course, as the McKennas
acknowledge, providing fewer services will necessarily result in
a cost-saving for the state. Instead, the parties' dispute relates
to whether identifying cost-saving alone is enough.
The McKennas argue that "cost-saving alone does not
provide a rational basis for discriminati[on] . . . . Rather, the
cost-saving approach must be accompanied by a rational explanation
for the decision to differentiate." The Department disagrees with
- 16 - this position, arguing that cost-saving alone is enough to render
its decision rational. We disagree with the Department's
assessment of the law. As we explain below, the cost-saving must
be connected to a rational government decision or policy.
Although the Department points to several cases that
explain the legitimacy of cost-saving as a government objective,
those cases ultimately undermine the Department's position as each
highlights the importance of the connection between the
government's goal of cost-saving and a rational decision or policy
chosen to effectuate it. See Rodriguez ex rel. Rodriguez v. United
States, 169 F.3d 1342, 1351 (11th Cir. 1999) (explaining that
Congress cannot draw "wholly irrational" lines to effectuate the
valid goal of cost-saving (quoting Mathews v. Diaz, 426 U.S. 67,
83 (1976))); Guttman v. Khalsa, 669 F.3d 1101, 1115-16, 1123 (10th
Cir. 2012) (approving of line -- drawn partially to save
costs -- that also allegedly furthered public-safety goals);
Toledo, 454 F.3d at 34 ("All of these actions are rationally
related to the University's academic mission and budgetary
constraints . . . ."); Jefferson v. Hackney, 406 U.S. 535, 549
(1972) ("Since budgetary constraints do not allow the payment of
the full standard of need for all welfare recipients, the State
may have concluded that the aged and infirm are the least able of
the categorical grant recipients to bear the hardships of an
inadequate standard of living."); but cf. Council 31 of the Am.
- 17 - Fed'n of State, Cnty. & Mun. Emps. v. Quinn, 680 F.3d 875, 887
(7th Cir. 2021) ("Instituting cost-savings measures is
unquestionably a legitimate governmental interest, particularly
for a government in such dire fiscal straits. And by Council 31's
own admission the State would save approximately $75 million by
implementing the pay freeze. It is therefore evident that the
Rules are a rational method of contributing to the legitimate
governmental aim of cost savings."). Rather than supporting the
Department's position that cost-saving alone renders its actions
constitutional, these cases underscore the requirement that there
must be a rational connection between the Department's goal and
its decision to treat the brothers differently based solely on the
fact that they lived together. And the Department has presented
no case where a court has determined that that a governmental act
in furtherance of cost-saving is sufficient without a rational
basis for the discrimination.
Accepting the Department's position would allow it to
"protect [its coffers] through a random means, such as elimination
from coverage of all persons with an odd number of letters in their
surnames." Ohio Bureau of Emp. Servs. v. Hodory, 431 U.S. 471,
493 (1977). Rather, as the Supreme Court has explained, while
"protecting the fiscal integrity of Government programs, and of
the Government as a whole, 'is a legitimate concern of the
State[,]' [t]his does not mean that [a legislature] can pursue the
- 18 - objective of saving money by discriminating against individuals or
groups." Lyng v. Int'l Union, United Auto., Aerospace & Agr.
Implement Workers of Am., 485 U.S. 360, 373 (1988) (citation
omitted) (quoting Ohio Bureau of Emp. Servs., 431 U.S. at 493).
Indeed, "cost alone does not support differentiating individuals."
United States v. Vaello-Madero, 956 F.3d 12, 29 (1st Cir. 2020),
rev'd on other grounds, 596 U.S. 159 (2022). By our estimation,
the Department has sought to do exactly what the Supreme Court
warned against in Lyng: to "sav[e] money by discriminating against
individuals" without any rational justification to do so. 485
U.S. at 373. And, as we will explain, our own consideration of
the Department's policy reveals no rational basis for the magnitude
of the discrepant compensation.
Before the district court, the Department articulated
its rationale as "conserv[ing] limited financial resources by
usually-simultaneous provision of services to two [m]embers in the
same home." Before us, the Department briefly explained that it
"reasonably believed that one person could provide the
usually-simultaneous services (including meal planning and
preparation) to two members in the same home, thereby conserving
finite resources in order to distribute them to other [service
recipients]." Thus, the Department based its decision to
discriminate against the brothers on an assumption that some of
- 19 - the care a DSP provides can serve two individuals at the same time.
Even assuming this to be true, we cannot say that this would
warrant requiring two individuals to receive half of the care they
need.
Common sense dictates that care-taking for two entails
more work than care-taking for one. While certain economies of
scale might take hold when two members live together, at the very
least, caring for two members generates more work, particularly
where both are determined to need around-the-clock care. And the
deference owed the Department's allocations of financial resources
does not render its decision rational. See Lyng, 485 U.S. at 373
("[O]ur review of distinctions that Congress draws in order to
make allocations from a finite pool of resources must be
deferential, for the discretion about how best to spend money to
improve the general welfare is lodged in Congress rather than the
courts." (citing Bowen v. Owens, 476 U.S. 340, 345 (1986))).
Rather than paying more in total -- whether 200% or some
lower percentage keyed to the brothers' specific
requirements -- the Department paid the same as if there were only
one brother receiving services. The Department implemented a rule
that if two members resided together, their services would be cut
in half. If two members require around-the-clock one-on-one care,
it is irrational to conclude that a single DSP can provide adequate
care to both members. And, even assuming there are times where a
- 20 - DSP can provide adequate care for two members at once, such tasks
cannot comprise enough of each member's needs to assume that adding
a second person would ever result in zero additional service
requirements. Cf. Jefferson, 406 U.S. at 549 (finding decision to
reduce benefits to younger constituents rational where "the State
may have concluded that the aged and infirm are the least able of
inadequate standard of living").
In searching for a rational basis behind the
Department's determination that a single DSP can provide adequate
care to two members in need of around-the-clock care and assistance
with all daily activities, as we are obligated to do, we asked the
Department to explain itself. Despite a state court opinion
labeling the Department's decision "arbitrary," briefing from the
McKennas explaining the lack of rationale, and direct questions at
oral argument as to the basis for the determination, the Department
has not once offered a valid rational explanation for its policy
decision beyond "cost-saving." And our review of the Department's
actions has unearthed no acceptable justification for what we can
only describe as a "wholly irrational" line between the
Department's decision and its goal of cost-saving. Rodriguez ex
rel. Rodriguez, 169 F.3d at 1351 (quoting Mathews, 426 U.S. at
83).
- 21 - Thus, because the Department has not offered any
rational basis for its discrimination, the identified governmental
purpose of cost-saving is not adequate. As the Department has not
offered an alternative rationale for this decision, and we are not
aware of any, we conclude that it fails rational basis review.
Accordingly, we conclude that the Department's conduct, as
alleged, violated the brothers' equal protection rights.
Therefore, Congress acted pursuant to valid constitutional
authority in abrogating sovereign immunity in this context and
Georgia's second prong is satisfied.7
IV. Conclusion
For these reasons, we reverse the district court's
dismissal and remand for further proceedings consistent with this
opinion.
7 Given this conclusion, we need not consider Georgia's third prong and whether City of Boerne would support abrogation.
- 22 -