McKenna v. Maine Dep't of Health and Human Services

CourtCourt of Appeals for the First Circuit
DecidedAugust 18, 2025
Docket24-1973
StatusPublished

This text of McKenna v. Maine Dep't of Health and Human Services (McKenna v. Maine Dep't of Health and Human Services) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
McKenna v. Maine Dep't of Health and Human Services, (1st Cir. 2025).

Opinion

United States Court of Appeals For the First Circuit

No. 24-1973

GAVEN MCKENNA, by and through his co-guardians Steven and Catherine McKenna; JARED MCKENNA, by and through his co-guardians Steven and Catherine McKenna,

Plaintiffs, Appellants,

v.

MAINE DEPARTMENT OF HEALTH & HUMAN SERVICES,

Defendant, Appellee.

APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF MAINE

[Hon. Nancy Torresen, U.S. District Judge]

Before

Montecalvo, Kayatta, and Aframe, Circuit Judges.

Richard L. O'Meara, with whom Ellen P. Masalsky and Murray, Plumb & Murray were on brief, for appellants. Kelly L. Morrell, Assistant Attorney General, with whom Aaron M. Frey, Attorney General of Maine, Thomas A. Knowlton, Deputy Attorney General, and Kevin J. Beal, Assistant Attorney General, were on brief, for appellee.

August 18, 2025 MONTECALVO, Circuit Judge. Brothers Gaven and Jared

McKenna, through their parents, Catherine and Steven McKenna

(collectively, the "McKennas"), sued Maine's Department of Health

and Human Services (the "Department"), alleging that the

Department discriminated against each brother in violation of

federal law. Both brothers have developmental disabilities and

receive aid from the Department. The McKennas allege that because

the brothers lived together the Department provided less aid than

it would have had they lived apart thereby violating each brother's

constitutional right to associate. The district court dismissed

the matter, agreeing with the Department that sovereign immunity

protects it from suit. The McKennas appeal that judgment. For

the reasons provided below, we conclude that the Department is not

entitled to sovereign immunity, and, accordingly, we reverse.

I. Background1

Both Gaven and Jared have been diagnosed with

intellectual disabilities. Gaven "has a diagnosis of autism and

moderate to severe intellectual disabilities," is nonverbal, and

experiences incontinence. Jared "has a diagnosis of autism,

moderate intellectual disabilities, and generalized anxiety

1On appeal from the dismissal, "[w]e take all facts pled, as well as all reasonable inferences to be drawn therefrom, in the light most favorable to" the McKennas. Efron v. UBS Fin. Servs. Inc. of P.R., 96 F.4th 430, 433 (1st Cir. 2024) (quoting Butler v. Deutsche Bank Tr. Co. Ams., 748 F.3d 28, 32 (1st Cir. 2014)).

- 2 - disorder." Both brothers require twenty-four-hour supervision and

assistance with all aspects of daily life. They live at their

family home with their parents, Catherine and Steven.

A. The Department's Determination of Services

Because of their disabilities, Gaven and Jared each

qualify to receive Department-provided services, including

institutional- or community-based care. They were notified of

their eligibility to receive services in a community-based setting

in June 2018. Per the complaint, both brothers qualified for and

were recommended to receive "Shared Living Services" at the "Single

Member Services" level. In Shared Living, a direct support

professional ("DSP") who shares a home with the services recipient

provides the Department's services. Under Single Member Services,

a services recipient receives one-on-one care.

Both Catherine and Steven McKenna are certified DSPs,

able to provide Shared Living Services under the Department's

rules. Accordingly, the McKennas requested that each brother

receive Single Member Services at home, with Steven as Gaven's DSP

and Catherine as Jared's. But in August 2018, the Department only

approved Catherine as Jared's DSP and denied Gaven the ability to

apply for Single Member Services with Steven as his DSP until

May 2019.

Then, in August 2019, after Gaven applied for Single

Member Services, the Department informed the brothers that they

- 3 - had instead been approved for "Two Member Services," meaning that

the brothers would share a single DSP rather than each brother

having his own designated DSP. The Department based its

determination on its interpretation of the applicable regulations,

which it read as preventing multiple members from receiving Single

Members Services while residing together in one house. The

Department's decision meant that Catherine and Steven could not

both be reimbursed to provide care, such that either the brothers

would need to share a single DSP or Catherine and Steven could

both continue to provide one-on-one care with only one of them

reimbursed for their work. As the McKennas allege, this was a

financial blow to the brothers, as "[t]he reimbursement rate for

one DSP providing Two Member Services is significantly lower than

the reimbursement rate for two DSPs providing Single Member

Services to [two] member[s]." The rate for Single Member Services

is $156 per day, while the rate for Two Member Services is $78.02

per day. Although the Department reimbursed the McKennas for only

one DSP providing Two Member Services, Catherine and Steven

continued to provide Gaven and Jared with the one-on-one care that

the brothers need. As a result, the McKennas allege, the brothers

were denied "one-half of the services for which they are qualified

and that are necessary for their health and safety."

The effect of this decision, the McKennas argue, is that

the Department "prevented Gaven from receiving the disability

- 4 - services to which he is entitled so long as he lived in the same

home as his brother, Jared, and vice versa."

B. State Lawsuit

In 2020, the McKennas sought review of the Department's

services decision under Maine law in Maine Superior Court. And,

in 2022, the superior court sided with the McKennas. The McKennas

now allege that the district court "requir[ed] the Department to

approve both [brothers] to receive the Single Member Services to

which they were entitled despite the brothers' decision to live in

the same home." As the McKennas allege, the court explained:

[T]he rules authorize the Department to allow two [single]-member-serv[ices] relationships in a single home.

. . .

If, as the Department itself recognized, Gaven were to move to another home with a different Shared Living Provider (or, presumably, if the parents lived separately and he lived with his father under a separate roof) his services would be funded at the full stipend rate. This is arbitrary, unreasonable, and inconsistent with the values espoused by the Department policies of maximizing community inclusion in a Shared Living family environment.

After the state court issued its decision, the

Department began reimbursing the McKennas for two DSPs providing

Single Member Services to the brothers. This means that, since

the July 2022 state court decision, both parents are now reimbursed

for the around-the-clock care they provide to the brothers.

- 5 - C. The Federal Lawsuit

The McKennas initiated this lawsuit to recover for the

time during which their reimbursement was limited to one DSP

providing services to two members. They allege discrimination

based on association with an individual with a disability in

violation of Title II of the Americans with Disabilities Act,

42 U.S.C.

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