GTE Sylvania, Inc. v. Consumer Product Safety Commission

598 F.2d 790, 27 Fed. R. Serv. 2d 1193
CourtCourt of Appeals for the Third Circuit
DecidedApril 30, 1979
DocketNo. 78-1328
StatusPublished
Cited by9 cases

This text of 598 F.2d 790 (GTE Sylvania, Inc. v. Consumer Product Safety Commission) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
GTE Sylvania, Inc. v. Consumer Product Safety Commission, 598 F.2d 790, 27 Fed. R. Serv. 2d 1193 (3d Cir. 1979).

Opinion

OPINION OF THE COURT

SEITZ, Chief Judge.

The Consumer Product Safety Commission (the Commission) appeals from an order of the district court granting the plaintiffs’ request for a permanent injunction prohibiting the Commission’s disclosure of certain documents obtained under its statutory information-gathering authority. The Commission had earlier made an administrative determination to release the documents to members of the public under the Freedom of Information Act (FOIA), 5 U.S.C. § 552. This appeal requires us to resolve the parties’ dispute concerning whether the Commission must comply with the information disclosure requirements of the Consumer Product Safety Act (CPSA) when it receives a request for documents under the FOIA.

The plaintiffs are twelve manufacturers of television receivers who brought separate actions against the Commission, which were consolidated in the District of Delaware, to prevent the Commission’s disclosure of information concerning television-related accidents which they had submitted pursuant to special orders and subpoenas duces tecum issued by the Commission. Amici curiae, the Consumers Union of the United States, Inc. (Consumers Union) and the Public Citizen’s Health Research Group (Health Research Group), seek access to that information under the FOIA and have urged this Court to vacate the district court’s order for failure of the court and litigants in this action to attempt to join them as parties in compliance with Rule 19 of the Federal Rules of Civil Procedure.

A brief survey of the factual background of this litigation will illuminate the issues joined by the parties and amici. Further factual information may be gleaned from the three published opinions of the district court that form the backdrop to this appeal. See GTE Sylvania Inc. v. Consumer Product Safety Commission, 443 F.Supp. 1152 (D.Del.1977) (granting plaintiffs’ motion for summary judgment and entering permanent injunction against the Commission); GTE Sylvania Inc. v. Consumer Product [794]*794Safety Commission, 438 F.Supp. 208 (D.Del. 1977) (denying Commission’s motion to transfer this action to the District Court for the District of Columbia); GTE Sylvania Inc. v. Consumer Product Safety Commission, 404 F.Supp. 352 (D.Del.1975) (granting plaintiffs’ motion for a preliminary injunction).

I.

Shortly after its creation in 1973, the Commission became concerned about the safety of television sets. That concern led to the publication, on March 22, 1974, of a notice of a proposed hearing concerning potential hazards to the public from the operation of television sets and a request that manufacturers submit all reports on television-related accidents that they had collected since 1969. 39 Fed.Reg. 10,929 (1974). Unsatisfied with the manufacturers’ response to this request, the Commission issued special orders on May 13, 1974, pursuant to section 27(b)(1) of the CPSA, 15 U.S.C. § 2076(b)(1), requiring twenty-five television manufacturers to submit the information previously requested. In the cover letter accompanying the special orders the Commission encouraged compliance by stating that the information would be received in confidence and not made available to the public, at least initially. The Commission, noting the possibility that the submitted information might be the object of FOIA requests, instructed the manufacturers to identify documents claimed to be exempt from public disclosure. Most of the manufacturers followed this suggestion.

Still unsatisfied with the amount of data supplied by the manufacturers, the Commission, on July 26, 1974, issued subpoenas duces tecum to certain manufacturers, including all of the plaintiffs here, ordering each of them to furnish the Commission with “TV-related accident reports.” The statutory authority for the issuance of such subpoenas is contained in section 27(b)(3) of the CPSA, 15 U.S.C. § 2076(b)(3).

The district court found, in its opinion granting plaintiffs’ request for a preliminary injunction, that the Commission’s definition of the data to be submitted was quite broad and was designed to include reports of accidents received by the manufacturers that were incomplete, unverified and even incorrect. Moreover, the court found that the Commission had never clearly defined a “TV-related accident,” generating confusion among the manufacturers and causing the Commission itself to recognize that, while some manufacturers had submitted reports pertaining only to accidents caused by fire and electrical shock, others had included reports of accidents caused by TV tube implosions, carrying handle failures, unstable TV stands, and so forth. Other factors which would render the data collected by the Commission misleading for purposes of safety comparison among sets manufactured by different companies include the Commission’s failure to enforce full compliance with the subpoenas and the fact that some manufacturers were, in the Commission’s words, “more conscientious than others in maintaining television accident files.” See 404 F.Supp. at 358-65.

In June, 1974, Consumers Union and the Health Research Group sought access under the FOIA to the accident reports submitted by the manufacturers in response to the Commission’s special orders. The Commission considered the requests as applicable as well to information it later received pursuant to the subpoenas duces tecum. The Commission informed the manufacturers of these requests on August 2, 1974, and asked them to substantiate the claims that they had earlier made for exemptions from public disclosure. Meanwhile, the Commission retained a private firm to assist in the processing, analysis and summarization of the submitted accident reports. The information abstracted from each report was computerized and a computer print-out was prepared listing each accident reported by a manufacturer and cataloguing it by type. This printout does not account in any way for the factors found by the district court to render the data misleading for purposes of comparison. A Commission consultant also prepared a report summarizing the broad outlines of the data using industry-wide [795]*795statistics. That report, unlike the print-out, does not identify particular manufacturers or television models, and its disclosure was not enjoined by the district court. See 443 F.Supp. at 1163.

After considering the manufacturers’ claims of exemption from disclosure under the FOIA, the Commission decided to release to the requesters all of the TV-related accident data it had compiled, including the print-out, except for information identifying accident victims by name and documents subject to the work product doctrine and attorney-client privilege.

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Gte Sylvania, Incorporated v. Consumer Product Safety Commission, Richard O. Simpson, Barbara Franklin, Lawrence Kushner, Constance Newman, R. David Pittle, Sadye Dunn, Vince Deluise. Rca Corporation v. United States Consumer Product Safety Commission, Richard O. Simpson, Barbara H. Franklin, Lawrence M. Kushner, Constance E. Newman, R. David Pittle, Sadye E. Dunn, and Vince Deluise. The Magnavox Company v. Richard O. Simpson, Chairman, Consumer Product Safety Commission, Barbara Franklin, Commissioner, Consumer Product Safety Commission, Lawrence Kushner, Commissioner, Consumer Product Safety Commission, Constance Newman, Commissioner, Consumer Product Safety Commission, R. David Pittle, Commissioner, Consumer Product Safety Commission, Sadye Dunn, Secretary, Consumer Product Safety Commission, and Vince Deluise, Freedom Information Officer, Consumer Product Safety Commission, and the Consumer Product Safety Commission. Zenith Radio Corporation v. Richard O. Simpson, Chairman, Consumer Product Safety Commission, Barbara Franklin, Commissioner, Consumer Product Safety Commission, Lawrence Kushner, Commissioner, Consumer Product Safety Commission, Constance Newman, Commissioner, Consumer Product Safety Commission, R. David Pittle, Commissioner, Consumer Product Safety Commission, Sadye Dunn, Secretary, Consumer Product Safety Commission, and Vince Deluise, Freedom Information Officer, Consumer Product Safety Commission, and the Consumer Product Safety Commission. Motorola, Inc. v. Richard O. Simpson, Barbara Franklin, Lawrence Kushner, Constance Newman, R. David Pittle, Sadye Dunn, Vince Deluise and Consumer Product Safety Commission. Warwick Electronics, Inc. v. Richard O. Simpson, Barbara Franklin, Lawrence Kushner, Constance Newman, R. David Pittle, Sadye Dunn, Vince Deluise, and Consumer Product Safety Commission. Ford Aerospace & Communications Corporation v. Richard O. Simpson, Barbara Franklin, Lawrence Kushner, Constance Newman, R. David Pittle, Sadye Dunn, Vince Deluise, and Consumer Product Safety Commission. Admiral Corporation, a Corporation v. United States of America and Consumer Product Safety Commission and Individually the Members Thereof as Individuals and as Members of the Consumer Product Safety Commission, Richard Simpson, Chairman, Dr. Lawrence Kushner, Vice Chairman, Barbara Hackman Franklin, Commissioner, Constance E. Newman, Commissioner, Dr. R. David Pittle, Commissioner, Sadye E. Dunn, Secretary. General Electric Company v. Richard O. Simpson, Chairman, R. David Pittle, Commissioner, Lawrence M. Kushner, Commissioner, Constance E. Newman, Commissioner, Barbara Hackman Franklin, Commissioner, Sadye E. Dunn, Secretary, and Consumer Product Safetycommission. Matsushita Electric Corporation of America, a Corp. Of Delaware v. Consumer Product Safety Commission, Richard O. Simpson, Barbara Franklin, Lawrence Kushner, Constance E. Newman, R. David Pittle, Sadye E. Dunn, Vince Deluise. Sharp Electronics Corporation v. United States Consumer Products Safety Commission, Richard O. Simpson, Barbara H. Franklin, Lawrence M. Kushner, Constance E. Newman, R. David Pittle, Sadye E. Dunn, Vince Deluise. Toshiba America, Inc. v. Consumer Product Safety Commission, Richard O. Simpson, Barbara Franklin, Lawrence Kushner, Constance E. Newman, R. David Pittle, Sadye E. Dunn, Vince Deluise. Appeal of Consumer Products Safety Commission
598 F.2d 790 (Third Circuit, 1979)

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598 F.2d 790, 27 Fed. R. Serv. 2d 1193, Counsel Stack Legal Research, https://law.counselstack.com/opinion/gte-sylvania-inc-v-consumer-product-safety-commission-ca3-1979.