SPOTTSWOOD W. ROBINSON, III, Circuit Judge:
This appeal summons us to investigate the scope of Exemption 3 of the Freedom of Information Act, as revised in 1976,
in order to determine whether Section 7(c) of the Export Administration Act of 1969
fits within the purview of that exemption. We conclude that Section 7(c) is not a statute calling the current version of Exemption 3 into play. We accordingly reverse the judgment under review, which denied appellants access to information on the basis of Section 7(c), and remand the case for further proceedings.
I
The Export Administration Act of 1969 endows the Secretary of Commerce with
broad power to impose export controls in pursuit of specified objectives.
One of these goals — congressionally declared to be “the policy of the United States”
— is “to encourage and request domestic concerns engaged in . exporting] . to refuse to take any action which has the effect of furthering or supporting the restrictive trade practices or boycotts fostered or imposed by any foreign country against another country friendly to the United States.”
The Act commands the Secretary to issue regulations requiring domestic exporters asked to take any such action to report the request to the Secretary,
and the Secretary has so prescribed.
Substantial penalties attend any failure to furnish the information required by the regulations.
Inspired by a 1975 newspaper article, appellants sought access to these boycott-request reports and allied information
under the auspices of the Freedom of Information Act.
The Secretary took the position that much of the desired material was “specifically exempted from disclosure” within the meaning of that legislation
by reason of Section 7(c) of the Export Administration Act, which provides:
No department, agency, or official exercising any functions under [the Export Administration Act] shall publish or disclose information obtained hereunder which is deemed confidential or with reference to which a request for confidential treatment is made by the person furnishing such information, unless the head of such department or agency determines that the withholding thereof is contrary to the national interest.
Since the Secretary did not regard disclosure as “servpng] a constructive purpose or contributing] to the national welfare,”
he declined to release either the reports or any information gleanable from them that might identify particular exporters, although he did furnish appellants with statistical tabulations of the number and general format of boycott requests.
Appellants subsequently repaired to the District Court in an effort to establish their right of access. The court, however, was of the view that Section 7(c) was “comparable to the statute discussed [by the Supreme Court] in
FAA Administrator v. Robertson, .
and that under the rationale of that Opinion, Plaintiffs herein are not entitled to the documents sought by this action. . ”
It therefore granted the Secretary’s motion for summary judgment,
from which this appeal is taken.
II
Two facets- of this case have been substantially altered by occurrences postdating the District Court’s disposition. First, Congress amended Exemption 3 of the Freedom of Information Act on September 13,1976,
in order “to overrule the decision of the Supreme Court in
Robertson
. ,”
on which the District Court had here relied. Beyond peradventure, as counsel for the Secretary conceded at oral argument, that amendment now governs.
Thus the law by which the District Court was bound is no longer controlling.
Second, the Secretary’s authority under the Export Administration Act lapsed on September 30, 1976, by expiration of the fixed terms of that legislation.
The powers that he had exercised thereunder were then continued by an Executive Order of that date
until Congress revivified the Secretary’s role on June 22, 1977.
This hiatus in the legislation poses the thorny question whether material that, when submitted, was “specifically exempted from disclosure by statute”
lost its exemption once the statute went into remission. We need not grapple with that issue here, however, for we find that Section 7(c) of the Export Administration Act of 1969 is not a provision that “specifically exempt[s]” the sought-after data from disclosure within the contemplation of amended Exemption 3 0f the Freedom of Information Act.
III
In
Robertson,
the Supreme Court explained the original Exemption 3
as a device whereby Congress “permitted] the numerous laws then extant allowing confidentiality to stand.”
Accordingly, the Court held that a statute barring divulgence of material “when in [the] judgment” of administrative officials specified consequences would follow
justified nondisclosure under the Freedom of Information Act notwithstanding its grant of a “broad de
gree of discretion on what information is to be protected.”
The legislative response was a narrowing of Exemption 3 to exclude from its compass laws such as that in
Robertson,
which Congress perceived as giving the agency
“cart blanche
to withhold any information [it] pleases.”
Congress did not, however, itself undertake to sort out those nondisclosure statutes that it comprehended as remaining within the exemption from those that it intended to exclude.
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SPOTTSWOOD W. ROBINSON, III, Circuit Judge:
This appeal summons us to investigate the scope of Exemption 3 of the Freedom of Information Act, as revised in 1976,
in order to determine whether Section 7(c) of the Export Administration Act of 1969
fits within the purview of that exemption. We conclude that Section 7(c) is not a statute calling the current version of Exemption 3 into play. We accordingly reverse the judgment under review, which denied appellants access to information on the basis of Section 7(c), and remand the case for further proceedings.
I
The Export Administration Act of 1969 endows the Secretary of Commerce with
broad power to impose export controls in pursuit of specified objectives.
One of these goals — congressionally declared to be “the policy of the United States”
— is “to encourage and request domestic concerns engaged in . exporting] . to refuse to take any action which has the effect of furthering or supporting the restrictive trade practices or boycotts fostered or imposed by any foreign country against another country friendly to the United States.”
The Act commands the Secretary to issue regulations requiring domestic exporters asked to take any such action to report the request to the Secretary,
and the Secretary has so prescribed.
Substantial penalties attend any failure to furnish the information required by the regulations.
Inspired by a 1975 newspaper article, appellants sought access to these boycott-request reports and allied information
under the auspices of the Freedom of Information Act.
The Secretary took the position that much of the desired material was “specifically exempted from disclosure” within the meaning of that legislation
by reason of Section 7(c) of the Export Administration Act, which provides:
No department, agency, or official exercising any functions under [the Export Administration Act] shall publish or disclose information obtained hereunder which is deemed confidential or with reference to which a request for confidential treatment is made by the person furnishing such information, unless the head of such department or agency determines that the withholding thereof is contrary to the national interest.
Since the Secretary did not regard disclosure as “servpng] a constructive purpose or contributing] to the national welfare,”
he declined to release either the reports or any information gleanable from them that might identify particular exporters, although he did furnish appellants with statistical tabulations of the number and general format of boycott requests.
Appellants subsequently repaired to the District Court in an effort to establish their right of access. The court, however, was of the view that Section 7(c) was “comparable to the statute discussed [by the Supreme Court] in
FAA Administrator v. Robertson, .
and that under the rationale of that Opinion, Plaintiffs herein are not entitled to the documents sought by this action. . ”
It therefore granted the Secretary’s motion for summary judgment,
from which this appeal is taken.
II
Two facets- of this case have been substantially altered by occurrences postdating the District Court’s disposition. First, Congress amended Exemption 3 of the Freedom of Information Act on September 13,1976,
in order “to overrule the decision of the Supreme Court in
Robertson
. ,”
on which the District Court had here relied. Beyond peradventure, as counsel for the Secretary conceded at oral argument, that amendment now governs.
Thus the law by which the District Court was bound is no longer controlling.
Second, the Secretary’s authority under the Export Administration Act lapsed on September 30, 1976, by expiration of the fixed terms of that legislation.
The powers that he had exercised thereunder were then continued by an Executive Order of that date
until Congress revivified the Secretary’s role on June 22, 1977.
This hiatus in the legislation poses the thorny question whether material that, when submitted, was “specifically exempted from disclosure by statute”
lost its exemption once the statute went into remission. We need not grapple with that issue here, however, for we find that Section 7(c) of the Export Administration Act of 1969 is not a provision that “specifically exempt[s]” the sought-after data from disclosure within the contemplation of amended Exemption 3 0f the Freedom of Information Act.
III
In
Robertson,
the Supreme Court explained the original Exemption 3
as a device whereby Congress “permitted] the numerous laws then extant allowing confidentiality to stand.”
Accordingly, the Court held that a statute barring divulgence of material “when in [the] judgment” of administrative officials specified consequences would follow
justified nondisclosure under the Freedom of Information Act notwithstanding its grant of a “broad de
gree of discretion on what information is to be protected.”
The legislative response was a narrowing of Exemption 3 to exclude from its compass laws such as that in
Robertson,
which Congress perceived as giving the agency
“cart blanche
to withhold any information [it] pleases.”
Congress did not, however, itself undertake to sort out those nondisclosure statutes that it comprehended as remaining within the exemption from those that it intended to exclude. Instead, it left that task for the courts by amending Exemption 3 so that material would be deemed “specifically exempted from disclosure by statute” only if the “statute (A) requires that the matters be withheld from the public in such a manner as to leave no discretion on the issue, or (B) establishes particular criteria for withholding or refers to particular types of matters to be withheld.”
The legislative history of the amendment leaves no doubt that Exemption 3’s two subsections are separate and distinct.
Subsection (A), on its face, is too rigorous to tolerate any decisionmaking on the administrative level. It embraces only those statutes incorporating a congressional mandate of confidentiality that, however general,
is “absolute and without exception.”
Subsection (B) does leave room for administrative discretion in two carefully defined situations, but its unmistakable thrust, like that of Subsection (A), is to assure that basic policy decisions on governmental secrecy be made by the Legislative rather than the Executive branch.
To include within its sweep provisions reflecting no more than a vague apprehension that an agency might someday fall heir to sensitive information is obviously to frustrate that policy. Nondisclosure is countenanced by Subsection (B) if, but only if, the enactment is the product of congressional appreciation of the dangers inherent in airing particular data and incorporates a formula whereby the administrator may determine precisely whether disclosure in any
instance would pose the hazard that Congress foresaw.
Decisions as to whether given “criteria” or enumerated “types of matters” are sufficiently “particularpzed]”
in any statute to represent such a congressional judgment necessarily implicate a measure of subjectivity. Congress did, however, leave some clues to the measure it contemplated, for it gave examples of provisions that it concluded would or would not fall within the amended exemption.
These touchstones leave no doubt but that statutes like that involved in
Robertson
—which, because they set forth benchmarks for secrecy so general as the “interest of the public,”
in fact delegate to administrators the entire burden of identifying the problems disclosure might generate — do not satisfy Subsection (B)’s requirement that Congress have articulated “particular criteria.”
When, on the other hand, Congress has made plain its concern with a specific effect of publicity — as when in the Atomic Energy Act of 1954 it directed that information be released only if it “can be published without undue risk to the common defense and security”
— Exemption 3 is to honor that concern.
Similarly, to fall within the definition of a “statute . . '. [that] refers to particular types of matters to be withheld,”
the “Congressional English”
must be more exact than that in a section of the Social Security Act which purports to forbid disclosure “of any [tax] return . . , or of any file, record, report or other paper, or any information . . . , except as [the agency] . . . may by regulations prescribe.”
These and other examples imply a congressional sense that the crucial distinction lay between statutes that in some manner
told
the official what to do about disclosure and those that did not significantly inform his discretion in that regard.
Our recent application of amended Exemption 3 in
Seymour v.
Barabba
illustrates this distinction. There we held that legislation prohibiting use of any “information furnished under [the census laws] for any purpose other than the statistical purposes for which it is supplied”
satisfied the exemption’s strictures. Noting that Congress had several times specifically considered the issue of the confidentiality of census data,
we concluded that the statute delimited narrowly enough the form in which they might be opened to public view.
This amount of attention to the problem and this degree of precision in addressing it convinced us that Congress had itself made the basic decision, and had left to the administrator only the task of implementation.
IV
Applying these standards to Section 7(c) of the Export Administration Act,
we find it wanting as a barrier under amended Exemption 3 of the Freedom of Information Act to the data which appellants seek. Its very terms belie any contention that it “leave[s] no discretion on the issue”
of disclosure, as required by Subsection (A), for it expressly undertakes to commit to departmental and agency heads the determination of whether “the withholding” of the information “is contrary to the national interest.”
Nor is the exemption called into play by reason of Subsection (B). To be sure, were the only “matters” to which Section 7(c) “refer[red]”
the boycott-request reports at issue here, a plausible argument might be made that the congressional directive it incorporated was sufficiently well honed to summon the exemption’s protections. As it is, however, Section 7(c) applies to any and all “information obtained” under any portion of the enact
ment of which it is a part.
The Export Administration Act contains numerous provisions authorizing the collection of data,
perhaps the broadest being the power to require exporters to keep such records and submit such reports as are “necessary or appropriate to the enforcement of this Act . or to the imposition of any penalty, forfeiture, or liability . . . .”
This general applicability to anything that might happen to be encompassed within this array of information-gathering functions undermines any notion that Section 7(c) represents a congressional determination of the advisability of secrecy for any “particular type[ ] of matter[ ],”
if for no other reason than that the agency had the power radically to expand the quantity and diversity of information in its files to intercept matter of a sort that Congress well might not have contemplated when considering the need for confidentiality.
There remains the question whether Section 7(c)’s incorporation of the “national interest” as a yardstick for disclosure
suffices to satisfy Subsection (B)’s requirement of “particular criteria for .withholding.”
We believe the answer to this lies in Congress’ specific disapproval
of the Supreme Court’s decision in Robertson
As noted earlier, the “public interest” standard specified in the statute there involved was thought to give the agency
“cart
blanche”
— precisely the kind of situation that Exemption 3 was amended to avoid.
Perhaps there is a metaphysical distinction between the “public interest” and the “national interest,” but such a difference would not warrant dissimilar treatment under the Freedom of Information Act.
We hold, then, that Section 7(c) does not immunize the information in controversy from disclosure prompted by a request under the Freedom of Information Act.
That does not mean, of course, that some of the information sought here might not be exempt from revelation under other exemptions specified in that Act
— a matter on which we intimate no view. We reverse the judgment of the District Court and remand the case to it for further proceedings not inconsistent with this opinion. '
Reversed and remanded.