Gould v. Grubb

536 P.2d 1337, 14 Cal. 3d 661, 122 Cal. Rptr. 377, 1975 Cal. LEXIS 313
CourtCalifornia Supreme Court
DecidedJuly 7, 1975
DocketL.A. 30411
StatusPublished
Cited by71 cases

This text of 536 P.2d 1337 (Gould v. Grubb) is published on Counsel Stack Legal Research, covering California Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Gould v. Grubb, 536 P.2d 1337, 14 Cal. 3d 661, 122 Cal. Rptr. 377, 1975 Cal. LEXIS 313 (Cal. 1975).

Opinion

*664 Opinion

TOBRINER, J.

In this case we must determine the constitutionality of an election procedure which automatically affords an incumbent, seeking reelection, a top position on the election ballot. After a full evidentiary presentation at trial, the superior court found that a significant advantage accrues to a candidate by virtue of a top ballot position; in light of this advantage, the court concluded that it was constitutionally impermissible to reserve, such positions for incumbents. The court accordingly struck down a Santa Monica Charter provision embodying such a procedure. The city 1 appeals from the adverse judgment, claiming first that the trial court’s factual finding is not supported by substantial evidence, and second that, in any event, the “incumbent first” procedure is not unconstitutional.

For the reasons discussed below, we have concluded that the superior court decision should be affirmed. As we point out initially, the superior court’s finding that placement in a top ballot position affords a candidate a substantial advantage over lower-placed candidates is supported by abundant expert testimony introduced at trial and is consistent with parallel findings rendered in similar litigation throughout the country. In light of this finding, we explain that any procedure which allocates such advantageous positions to a particular class of candidates inevitably discriminates against voters supporting all other candidates, and accordingly can only be sustained if necessary to further a compelling governmental interest. Applying this test, we conclude that the city has demonstrated no compelling interest which necessitates the provision’s discriminatory classification scheme and thus we uphold the trial court’s determination of invalidity. Finally, with respect to a subsidiary matter, we conclude that the allocation of advantageous ballot positions on the basis of “alphabetical order” is similarly unconstitutional.

The question of the constitutionality of an “incumbent first” election ballot procedure first came before this court two years ago in Mexican-American Political Association v. Brown (1973) 8 Cal.3d 733 [106 Cal.Rptr. 12, 505 P.2d 204] (hereafter MAPA) and Diamond v. Allison (1973) 8 Cal.3d 736 [106 Cal.Rptr. 13, 505 P.2d 205]. 2 The petitioners in *665 MAPA and Diamond had initiated original proceedings in this court, challenging the constitutionality of state and local procedures which granted top ballot positions to incumbents. The petitions in both cases alleged that a substantial preference flowed to a candidate whose name was listed first on the ballot, and on the basis of these allegations we initially granted alternative writs of mandate. The returns to the petition, however, denied the existence, as a factual matter, of any benefit as a result of ballot position, and after oral argument a majority of this court concluded that the existence or nonexistence of the alleged “ballot position” advantage was “not a fact properly the subject of judicial notice.” (8 Cal.3d at p. 734; id. at p. 737.)

In light of the disputed nature of the factual question, which the majority determined could more appropriately be resolved after trial at the superior court level, our court denied the requested writs of mandate. In each case, however, our decision specifically noted that the order of denial was “without prejudice to any subsequent proceedings which may be initiated in the superior court.” (8 Cal.3d at p. 734; id. at pp. 737-738.)

The present mandamus action was commenced in the Los Angeles Superior Court the following month. Brought by Renee V. Gould and Richard J. Palmer, nonincumbent candidates in the then upcoming Santa Monica City Council election, the suit challenged the constitutionality of the governing Santa Monica Charter provision which, by adopting the state election procedures then in effect, provided priority ballot listing for incumbents. 3

*666 After the trial court sustained a demurrer to an initial pleading which had sought an order requiring the listing of candidates in alphabetical order, petitioners filed an amended petition alleging that the respondent election officials bore a constitutional duty to prepare ballots “in a manner determined by rotation, lottery or some other constitutional process free from arbitrary preference.” The amended petition requested that the court order the local election officials to print the ballots “on a rotational basis,” or, if this remedy were not possible, to order the officials to list the candidates on the ballot in a sequence determined by lottery.

Following a four-day trial at which both parties introduced considerable expert testimony on the question of whether or not a candidate gained any significant advantage by virtue of a top ballot position, the trial court rendered a formal finding that such “ballot positional” advantage did in fact exist, both “in general, and also with respect to the April 10, 1973, election” for the Santa Monica City Council. 4 Concluding that the city had demonstrated neither a “rational basis” nor any “compelling state or city interest” to justify the priority placement granted to incumbents, the court held that the ballot procedure at issue violated the equal protection clauses of both the state and federal Constitutions. Finally, having determined that the reprinting of the ballots pursuant to a rotation method could not be completed in time for the election, the court issued a peremptory writ directing the appropriate officials to reprint the sample and official ballots with the candidates’ listing to be determined by lot. The city appeals from this order. 5

*667 As noted above, the city initially contends that the trial court’s finding that the top positions on an election ballot “are advantageous vis-a-vis the other positions” is not supported by substantial evidence. Although the city concedes that petitioners introduced abundant testimony by scholars who had conducted extensive empirical studies on the matter in question, 6 the city maintains that petitioners’ showing was flawed in two basic respects. First, the city contends that because none of the petitioners’ expert witnesses had conducted studies on previous Santa Monica elections, their testimony did not support the trial court’s conclusion that the advantage of ballot position would be a factor in the coming Santa Monica election. Second, the city argues that petitioners’ expert testimony established at most only that a ballot position preference pertains to “low visibility” elections and that no competent evidence demonstrated that the forthcoming city council election fell into such a category.

Neither of the city’s objections can prevail.

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Bluebook (online)
536 P.2d 1337, 14 Cal. 3d 661, 122 Cal. Rptr. 377, 1975 Cal. LEXIS 313, Counsel Stack Legal Research, https://law.counselstack.com/opinion/gould-v-grubb-cal-1975.