Hoffman v. State Bar of California

6 Cal. Rptr. 3d 592, 113 Cal. App. 4th 630, 2003 Daily Journal DAR 12637, 2003 Cal. Daily Op. Serv. 10094, 2003 Cal. App. LEXIS 1729
CourtCalifornia Court of Appeal
DecidedNovember 21, 2003
DocketA101491
StatusPublished
Cited by8 cases

This text of 6 Cal. Rptr. 3d 592 (Hoffman v. State Bar of California) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hoffman v. State Bar of California, 6 Cal. Rptr. 3d 592, 113 Cal. App. 4th 630, 2003 Daily Journal DAR 12637, 2003 Cal. Daily Op. Serv. 10094, 2003 Cal. App. LEXIS 1729 (Cal. Ct. App. 2003).

Opinion

Opinion

REARDON, J.

Appellant Louis J. Hoffman, a resident of Arizona and member of the Arizona State Bar, practices law at his law firm in Scottsdale, Arizona. A patent law specialist, he does some election law work on a pro bono basis as well. Hoffman is also an active member of respondent State Bar of California (State Bar) and has practiced law in California on occasion. He wants to vote, and run, for respondent State Bar Board of Governors (Board), but he cannot. California law dictates that only active members of the State Bar who maintain their principal law offices in the respective State Bar districts can vote, or run as candidates, for the Board. (Bus. & Prof. Code, 1 §§ 6015, 6018.) There is no out-of-state district in California. (§ 6012.5.)

Hoffman has challenged these statutes under the equal protection and free speech clauses of the United States and California Constitutions, in federal and then state court. He lost both times. On appeal, Hoffman argues that we must strictly scrutinize the statutes against his charges of equal protection infirmity. We reject this claim and, testing instead for a rational basis, determine that the statutes survive constitutional inspection. Hoffman also advances free speech interests that he insists must be separately evaluated under the balancing test pertinent to ballot access cases. We are not convinced that this is the appropriate approach. Nonetheless, as applied, the test does not reveal a constitutional flaw. Accordingly, we affirm the order denying his petition for writ of mandate.

*635 I. BACKGROUND

A. The State Bar

1. Nature and Function

The State Bar is a public corporation originally designated by statute (§ 6000 et seq.), but later attaining constitutional status by placement within the judicial article of the California Constitution (art. VI, § 9). It serves as an administrative arm of the California Supreme Court for purposes of assisting in matters of admission and discipline of attorneys (In re Attorney Discipline System (1998) 19 Cal.4th 582, 599-600 [79 Cal.Rptr.2d 836, 967 P.2d 49]), and is empowered generally to promote “the improvement of the administration of justice” (§ 6031, subd. (a)).

Ours is an “integrated” bar—a compulsory association of attorneys that conditions the practice of law in a particular state on membership and mandatory payment of dues. (Keller v. State Bar of California (1990) 496 U.S. 1, 5 [110 L.Ed.2d 1, 110 S.Ct. 2228] (Keller II).) 2 It performs various functions such as “ ‘examining applicants for admission, formulating rules of professional conduct, disciplining members for misconduct, preventing unlawful practice of the law, and engaging in study and recommendation of changes in procedural law and improvement of the administration of justice.’ ” (Keller II, at p. 5.)

Although the State Bar has been described as having a large measure of self-government (Keller I, supra, 47 Cal.3d at p. 1159), in keeping with the constitutional separation of powers doctrine, the California Supreme Court retains inherent and primary regulatory power over the admission, suspension and disbarment of attorneys (In re Attorney Discipline System, supra, 19 Cal.4th at pp. 592-593). Thus the bar’s examining committee is authorized to *636 examine applicants for admission to practice law in California, administer the bar exam and other requirements for admission and certify to the Supreme Court those applicants who fulfill the statutory requirements, but it is the Supreme Court that grants or denies admission to the bar. (§§ 6046, 6060, 6062, 6064.) Similarly, while the Board, through the State Bar Court, conducts disciplinary hearings and makes disciplinary and disbarment recommendations to the Supreme Court, the high court can control any disciplinary proceeding at any step and has the ultimate authority to determine whether to discipline or disbar a member as recommended. (§§ 6086.5, 6079.1, 6086.65; Cal. Rules of Court, rules 953-954; In re Rose (2000) 22 Cal.4th 430, 438-441 [93 Cal.Rptr.2d 298, 993 P.2d 956].) So, too, the State Bar’s authority to formulate rules of professional conduct is subject to Supreme Court approval. (§ 6076.) As summed up in Keller II, the State Bar performs important services in connection with governance of the legal profession, “but those services are essentially advisory in nature.” (Keller II, supra, 496 U.S. at p. 11.)

There are other very specific duties and responsibilities. For example, the State Bar has constitutional responsibility, along with the Chief Justice of the Supreme Court and the houses of the Legislature, to appoint a specified number of members to the Judicial Council. (Cal. Const., art. VI, § 6.) Through the appropriate committee, the association is also required by statute to evaluate potential appointees for judicial office and report its recommendation to the Governor. (Gov. Code, § 12011.5, subds. (a), (c).) No candidate may be appointed .until the State Bar has so reported, or the time for reporting has elapsed. (Id., § 12011.5, subd. (k).)

Pursuant to a rule adopted by the Supreme Court (Cal. Rules of Court, rule 958), upon request by the bar as directed by the Legislature (§ 6070, subd. (a)), the State Bar has established and administers a mandatory continuing legal education (MCLE) program under rules and regulations it has adopted (ibid.; Cal. Rules of Court, rule 958; State Bar Min. Continuing Legal Ed. Rules & Regs., §§ 1.0-17.0; Warden v. State Bar (1999) 21 Cal.4th 628, 634—636 [88 Cal.Rptr.2d 283, 982 P.2d 154]). Nonetheless, certain minimum parameters of the MCLE program, and exemptions for certain attorneys from its requirements, are set forth in the statute and rule. The bar also has been given responsibility to (1) establish a system and procedure for arbitration of attorney fees, within statutory constraints (§ 6200, subd. (a)); (2) adopt regulations and procedures to implement an “interest on lawyer trust account” program to fund legal services to indigent persons (§ 6225), with the manner of distribution thereof established by statute (§ 6216); and (3) establish and administer an attorney diversion program for attorneys impaired by substance abuse or mental illness as spelled out by statute (§ 6230 et seq.).

*637 With respect to revenue, the State Bar may fix and collect only those membership fees as are authorized by the Legislature and/or the Supreme Court, and subject to the appropriate oversight for their expenditure. (Carpenter v. The State Bar (1931) 211 Cal. 358, 360 [295 P. 23] [assessment of fees is regulatory measure fixed by Legislature]; see In re Attorney Discipline System, supra, 19 Cal.4th at pp.

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6 Cal. Rptr. 3d 592, 113 Cal. App. 4th 630, 2003 Daily Journal DAR 12637, 2003 Cal. Daily Op. Serv. 10094, 2003 Cal. App. LEXIS 1729, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hoffman-v-state-bar-of-california-calctapp-2003.