In Re Rose V

993 P.2d 956, 93 Cal. Rptr. 2d 298, 22 Cal. 4th 430, 22 Cal. 430, 2000 Cal. Daily Op. Serv. 1790, 2000 Daily Journal DAR 2449, 2000 Cal. LEXIS 1562
CourtCalifornia Supreme Court
DecidedMarch 6, 2000
DocketS062859
StatusPublished
Cited by58 cases

This text of 993 P.2d 956 (In Re Rose V) is published on Counsel Stack Legal Research, covering California Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Rose V, 993 P.2d 956, 93 Cal. Rptr. 2d 298, 22 Cal. 4th 430, 22 Cal. 430, 2000 Cal. Daily Op. Serv. 1790, 2000 Daily Journal DAR 2449, 2000 Cal. LEXIS 1562 (Cal. 2000).

Opinions

Opinion

GEORGE, C. J.

The State Bar Court recommends that we disbar petitioner Mason Harry Rose V. Petitioner has sought review of that recommendation and contends we must issue a writ of review, hear oral argument, and render a written opinion before ordering the discipline as recommended. According to petitioner, our summary denial of his petition for review of the State Bar Court’s decision would be an unconstitutional attempt to invest the State Bar with judicial power, as well as a deprivation of his right to a judicial determination of whether he should be disciplined. Petitioner further contends that under the California Constitution he has a right to oral argument and a written opinion, and that the absence of these procedural safeguards violates the due process clause of the United States Constitution.1

We conclude that this court may summarily deny an attorney’s petition for review of a State Bar Court decision recommending disbarment or suspension without violating constitutional principles. The State Bar Court exercises no judicial power, but rather makes recommendations to this court, which then undertakes an independent determination of the law and the facts, exercises its inherent jurisdiction over attorney discipline, and enters the first and only disciplinary order. Furthermore, because our denial of a petition for review of the State Bar Court recommendation is not a decision of a “cause,” as that term is used in the state constitutional provision requiring such decisions to “be in writing with reasons stated” (Cal. Const., art. VI, § 14), we need not issue a written opinion before issuing the order. Nor does article VI, section 2, of the California Constitution confer a right to oral argument prior to issuance of our order. Finally, our consideration of the legal and factual assertions presented in a petition for review, together with our independent review of the record of the State Bar Court proceedings, satisfies the requirements of procedural due process.

[437]*437I

The facts relevant to the State Bar Court’s recommendation that petitioner be disbarred are undisputed for purposes of the present proceeding. Petitioner was admitted to the California State Bar in 1971. In Rose v. State Bar (1989) 49 Cal.3d 646 [262 Cal.Rptr. 702, 779 P.2d 761], we determined that petitioner committed numerous acts of misconduct between 1978 and 1985, including failure to communicate with clients and to provide services, improper client solicitation, and improper business dealings with a client. We ordered that petitioner be actually suspended from the practice of law for two years and placed on probation for five years. In 1992—only a few months after the period of actual suspension had ended—we again disciplined petitioner for similar misconduct occurring between 1984 and 1989, and ordered an additional period of actual suspension and probation. The conditions of probation required petitioner to complete ethics and law office management courses and to develop an approved law office management plan. Petitioner did not perform any of these conditions by June 1993, as required. After being notified by the State Bar that he had failed to comply with the probation conditions, however, petitioner did satisfy these conditions by May 1994.

Relying upon his untimely completion of the conditions of probation, the State Bar charged petitioner with three counts of violating Business and Professions Code section 6103,2 which provides that willful disobedience of a court order requiring an attorney to perform an act connected with his or her profession constitutes cause for disbarment or suspension. The State Bar Court hearing judge found that petitioner willfully violated section 6103, as charged in each of the three counts. The judge cited aggravating circumstances including petitioner’s previous discipline imposed in 1989 and 1992, as well as additional periods of suspension we imposed in 1995 for petitioner’s failure to satisfy other conditions of probation, which included filing timely reports, trust account audits, and an affidavit indicating compliance with the duties imposed upon suspended attorneys by rule 955 of the California Rules of Court.3 In mitigation, the hearing judge credited petitioner’s candid admission of misconduct and cooperation in the proceeding, his extensive community service, and his belated compliance with the three conditions of probation. Nevertheless, based upon petitioner’s repeated violation of disciplinary orders and previous misconduct, the hearing judge recommended disbarment. The State Bar Court Review Department agreed with the hearing judge and also recommended disbarment.

Pursuant to section 6083, subdivision (a), and rule 952(a), petitioner filed in this court a petition for review of the State Bar Court’s decision. The [438]*438petition raises several issues regarding whether the evidence establishes a level of culpability sufficient to prove a willful violation of section 6103, and whether disbarment is appropriate discipline under the circumstances. In addition, petitioner contends that the State Bar Act is unconstitutional in failing to provide a right to judicial review by a court established pursuant to article VI of the California Constitution (hereafter, article VI). We ordered the State Bar to show cause why we “should not issue a writ of review and accord this proceeding plenary consideration notwithstanding [our] determination that no issue raised warrants consideration under California Rules of Court, rule 954(a).” Our order directs the parties to address whether there is a constitutional requirement of plenary consideration, as well as the criteria we may use in determining whether plenary review should be accorded.

II

We begin our analysis with an overview of State Bar Court disciplinary proceedings and provisions for review of State Bar Court decisions.

The State Bar is a constitutional entity, placed within the judicial article of the California Constitution, and thus expressly acknowledged as an integral part of the judicial function. (Art. VI, § 9; In re Attorney Discipline System (1998) 19 Cal.4th 582, 598-599 [79 Cal.Rptr.2d 836, 967 P.2d 49].) “ ‘ “We have described the bar as ‘a public corporation created ... as an administrative arm of this court for the purpose of assisting in matters of admission and discipline of attorneys.’ [Citation.] In those two areas, the bar’s role has consistently been articulated as that of an administrative assistant to or adjunct of this court, which nonetheless retains its inherent judicial authority to disbar or suspend attorneys. [Citations.]” [Citations.]’ ” (In re Attorney Discipline System, supra, 19 Cal.4th at pp. 599-600.) The State Bar Court, however, is not itself a judicial court established by article VI.4

For most of its history, the State Bar’s disciplinary system was operated primarily with the assistance of volunteers, who acted as referees and made recommendations to the bar’s board of governors. (See In re Attorney Discipline System, supra, 19 Cal.4th at p. 611.) The board, in turn, made recommendations to this court regarding the discipline of attorneys. (§ 6078.) In 1988, the Legislature directed the board “to establish a State Bar Court, to act in its place and stead in the determination of disciplinary . . . proceedings . . . .” (§ 6086.5.) Pursuant to procedures it has adopted by rule, this court appoints the judges of the State Bar Court (rule 961), which [439]

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Getzels v. The State Bar of Cal.
California Court of Appeal, 2025
Diviacchi v. Stallings
N.D. California, 2025
In re: Marilyn S. Scheer
Ninth Circuit, 2024
Benjamin Kohn v. State Bar of California
87 F.4th 1021 (Ninth Circuit, 2023)
Untitled California Attorney General Opinion
California Attorney General Reports, 2023
Saba v. Virgo CA4/2
California Court of Appeal, 2022
Brawerman v. Loeb & Loeb LLP
California Court of Appeal, 2022
In re: Wade Robertson
D.C. Circuit, 2022
Tuma v. State Bar of Cal. CA1/4
California Court of Appeal, 2021
Lucero v. Ramirez
S.D. California, 2021
Wilkins v. Macomber
N.D. California, 2021
Roshan v. Lawrence
N.D. California, 2021
Schrage v. Schrage CA2/7
California Court of Appeal, 2020
Dwight Stirling v. Larry Minasian
955 F.3d 795 (Ninth Circuit, 2020)
People v. Superior Court of Riverside County
9 Cal. App. 5th 753 (California Court of Appeal, 2017)
People v. Guerra
5 Cal. App. 5th 961 (California Court of Appeal, 2016)
Marilyn Scheer v. Patrick Kelly
817 F.3d 1183 (Ninth Circuit, 2016)
In re Glass
316 P.3d 1199 (California Supreme Court, 2014)

Cite This Page — Counsel Stack

Bluebook (online)
993 P.2d 956, 93 Cal. Rptr. 2d 298, 22 Cal. 4th 430, 22 Cal. 430, 2000 Cal. Daily Op. Serv. 1790, 2000 Daily Journal DAR 2449, 2000 Cal. LEXIS 1562, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-rose-v-cal-2000.