Nancy Carola Jacobsen v. Florida Secretary of State

974 F.3d 1236
Court of Appeals for the Eleventh Circuit·Decided September 3, 2020·No. 19-14552·Published·Cited by 80 cases

Opinion

[PUBLISH]

IN THE UNITED STATES COURT OF APPEALS

FOR THE ELEVENTH CIRCUIT

No. 19-14552

D.C. Docket No. 4:18-cv-00262-MW-CAS

NANCY CAROLA JACOBSON, TERENCE FLEMING, et al.,

Plaintiffs-Appellees,

versus

FLORIDA SECRETARY OF STATE, NATIONAL REPUBLICAN SENATORIAL COMMITTEE, et al.,

Defendants-Appellants.

Appeal from the United States District Court for the Northern District of Florida

(September 3, 2020)

Before WILLIAM PRYOR, Chief Judge, JILL PRYOR and LUCK, Circuit Judges.

WILLIAM PRYOR, Chief Judge:

We vacate our original opinion in this appeal and substitute in its place the following opinion.

This appeal requires us to decide whether several voters and organizations may challenge in federal court a law that governs the order in which candidates appear on the ballot in Florida’s general elections. The law provides that candidates of the party that won the last gubernatorial election shall appear first for each office on the ballot and that candidates of the second-place party shall appear second. Several Democratic voters and organizations sued the Florida Secretary of State to enjoin enforcement of the law. They alleged that the law violates their rights under the First and Fourteenth Amendments because candidates who appear first on the ballot—in recent years, Republicans—enjoy a “windfall vote” from a small number of voters who select the first candidate on a ballot solely because of that candidate’s position of primacy. After a bench trial, the district court permanently enjoined the Secretary—and the 67 county Supervisors of Elections, none of whom were made parties to this lawsuit—from preparing ballots in accordance with the law.

We hold that the voters and organizations lack standing to sue the Secretary.

None of them proved an injury in fact. And any injury they might suffer is neither fairly traceable to the Secretary nor redressable by a judgment against her because she does not enforce the challenged law. Instead, the Supervisors—county officials

independent of the Secretary—are responsible for placing candidates on the ballot in the order the law prescribes. The district court lacked authority to enjoin those officials in this suit, so it was powerless to provide redress.

We also hold alternatively that the voters and organizations’ complaint presents a nonjusticiable political question. Complaints of unfair partisan advantage based on the order in which candidates appear on the ballot bear all the hallmarks of a political question outside our competence to resolve. See Rucho v. Common Cause, 139 S. Ct. 2484 (2019). No judicially discernable and manageable standards exist to determine what constitutes a “fair” allocation of the top ballot position, and picking among the competing visions of fairness “poses basic questions that are political, not legal.” Id. at 2500. And even if courts could agree on a standard for fairly ordering ballots, no objective measures exist to identify violations of that standard. See id. at 2501. This lawsuit asks us “to reallocate political power between the two major political parties, with no plausible grant of authority in the Constitution, and no legal standards to limit and direct” our decision. Id. at 2507. That kind of complaint is “outside the courts’ competence and therefore beyond the courts’ jurisdiction.” Id. at 2494.

Because the voters and organizations lack standing and their complaint is nonjusticiable, we vacate and remand with instructions to dismiss for lack of jurisdiction.

I. BACKGROUND

As part of a comprehensive revision to the election code, the Florida Legislature enacted a statute in 1951 that governs the order in which candidates appear on the ballot in general elections. 1951 Fla. Laws 871 (originally codified at Fla. Stat. § 101.151(4) (1951)). The statute requires the candidate of the party that won the last gubernatorial election to appear first beneath each office listed on the ballot, with the candidate of the second-place party appearing second. Fla. Stat. § 101.151(3)(a). In the nearly 70 years since its enactment, the statute has placed Democrats first on the ballot in 20 general elections and Republicans first in 14, including the 10 most recent general elections.

In 2018, three voters and six organizations that support the Democratic Party filed a complaint against the Florida Secretary of State to enjoin enforcement of the statute. They alleged that, because of “position bias,” the statute confers “an unfair electoral advantage” on Republicans, who have held the Governorship for the past 20 years and whose candidates have appeared first on the ballot during that time. Position bias, or the “primacy effect,” refers to the phenomenon that a small number of voters select the candidate who is listed first for an office on the ballot solely because of the candidate’s position. In close elections, the complaint alleged, the primacy effect can give Republican candidates the “bump” needed to secure victory. By awarding the benefits of the primacy effect entirely to

Republican candidates in recent years, the voters and organizations argued that the statute violates their rights under the First and Fourteenth Amendments as interpreted in Anderson v. Celebrezze, 460 U.S. 780 (1983), and Burdick v. Takushi, 504 U.S. 428 (1992).

Shortly after the voters and organizations filed their complaint, the National Republican Senatorial Committee and Republican Governors Association moved to intervene as defendants. See Fed. R. Civ. P. 24(b). The district court granted the motion. The Republican intervenors joined the Secretary in defending the challenged law as constitutional and opposing the relief the voters and organizations sought.

At a bench trial, the voters and organizations presented the testimony of three expert witnesses. Jon Krosnick, a professor at Stanford University, reviewed the academic literature and testified that the existence of the primacy effect is well- established by academic studies of elections. Based on his regression analyses of past Florida elections, Krosnick testified that candidates listed first on Florida ballots have historically gained an average advantage of about five percentage points. Jonathan Rodden, also a professor at Stanford University, testified about the primacy effect in down-ballot races. Rodden testified that the primacy effect is more pronounced in down-ballot races, where voters often have less information about the candidates, than in top-of-ticket races. And Paul Herrnson, a professor at

the University of Connecticut, testified about how ballot order contributes to “proximity error.” Herrnson testified that when voters make proximity errors—that is, accidentally select the candidate listed before or after the one they mean to select—the second-listed candidate is especially disadvantaged in races with more than two candidates. The reason for this disadvantage, Herrnson explained, is that voters who intend to select the first or last candidate in a list can err in only one direction, but voters who intend to select the second candidate can err in either direction.

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Nancy Carola Jacobsen v. Florida Secretary of State, 974 F.3d 1236 (11th Cir. 2020).

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