Gonzaga University v. Doe

536 U.S. 273, 122 S. Ct. 2268, 153 L. Ed. 2d 309, 2002 U.S. LEXIS 4649
Supreme Court of the United States·Decided June 20, 2002·No. 01-679·Published·Cited by 2,404 cases

Opinions

Chief Justice Rehnquist

delivered the opinion of the Court.

The question presented is whether a student may sue a private university for damages under Rev. Stat. § 1979, 42 U. S. C. § 1983 (1994 ed., Supp. V), to enforce provisions of the Family Educational Rights and Privacy Act of 1974 (FERPA or Act), 88 Stat. 571, 20 U. S. C. § 1232g, which prohibit the federal funding of educational institutions that have a policy or practice of releasing education records to unauthorized persons. We hold such an action foreclosed because the relevant provisions of FERPA create no personal rights to enforce under 42 U. S. C. § 1983 (1994 ed., Supp. V).

[277]*277Respondent John Doe is a former undergraduate in the School of Education at Gonzaga University, a private university in Spokane, Washington. He planned to graduate and teach at a Washington public elementary school. Washington at the time required all of its new teachers to obtain an affidavit of good moral character from a dean of their graduating college or university. In October 1998, Roberta League, Gonzaga’s “teacher certification specialist,” overheard one student tell another that respondent engaged in acts of sexual misconduct against Jane Doe, a female undergraduate. League launched an investigation and contacted the state agency responsible for teacher certification, identifying respondent by name and discussing the allegations against him. Respondent did not learn of the investigation, or that information about him had been disclosed, until March 1994, when he was told by League and others that he would not receive the affidavit required for certification as a Washington schoolteacher.

Respondent then sued Gonzaga and League (petitioners) in state court. He alleged violations of Washington tort and contract law, as well as a pendent violation of § 1983 for the release of personal information to an “unauthorized person” in violation of FERPA.1 A jury found for respondent on all counts, awarding him $1,155,000, including $150,000 in compensatory damages and $300,000 in punitive damages on the FERPA claim.

[278]*278The Washington Court of Appeals reversed in relevant part, concluding that FERPA does not create individual rights and thus cannot be enforced under § 1983. 99 Wash. App. 338, 992 P. 2d 545 (2000). The Washington Supreme Court reversed that decision, and ordered the FERPA damages reinstated. 143 Wash. 2d 687, 24 P. 3d 390 (2001). The court acknowledged that “FERPA itself does not give rise to a private cause of action,” but reasoned that FERPA’s nondisclosure provision “gives rise to a federal right enforceable under section 1983.” Id., at 707-708, 24 P. 3d, at 400.

Like the Washington Supreme Court and the State Court of Appeals below, other state and federal courts have divided on the question of FERPA’s enforceability under §1983.2 The fact that all of these courts have relied on the same set of opinions from this Court suggests that our opinions in this area may not be models of clarity. We therefore granted certiorari, 534 U. S. 1103 (2002), to resolve the conflict among the lower courts and in the process resolve any ambiguity in our own opinions.

Congress enacted FERPA under its spending power to condition the receipt of federal funds on certain requirements relating to the access and disclosure of student educational records. The Act directs the Secretary of Education to withhold federal funds from any public or private “educational agency or institution” that fails to comply with these conditions. As relevant here, the Act provides:

[279]*279“No funds shall be made available under any applicable program to any educational agency or institution which has a policy or practice of permitting the release of education records (or personally identifiable information contained therein . . .) of students without the written consent of their parents to any individual, agency, or organization.” 20 U. S. C. § 1232g(b)(l).

The Act directs the Secretary of Education to enforce this and other of the Act’s spending conditions. § 1232g(f). The Secretary is required to establish an office and review board within the Department of Education for “investigating, processing, reviewing, and adjudicating violations of [the Act].” § 1232g(g). Funds may be terminated only if the Secretary determines that a recipient institution “is failing to comply substantially with any requirement of [the Act]” and that such compliance “cannot be secured by voluntary means.” §§ 1234c(a), 1232g(f).

Respondent contends that this statutory regime confers upon any student enrolled at a covered school or institution a federal right, enforceable in suits for damages under § 1983, not to have “education records” disclosed to unauthorized persons without the student’s express written consent. But we have never before held, and decline to do so here, that spending legislation drafted in terms resembling those of FERPA can confer enforceable rights.

In Maine v. Thiboutot, 448 U. S. 1 (1980), six years after Congress enacted FERPA, we recognized for the first time that §1983 actions may be brought against state actors to enforce rights created by federal statutes as well as by the Constitution. There we held that plaintiffs could recover payments wrongfully withheld by a state agency in violation of the Social Security Act. Id., at 4. A year later, in Pennhurst State School and Hospital v. Halderman, 451 U. S. 1 (1981), we rejected a claim that the Developmentally Disabled Assistance and Bill of Rights Act of 1975 conferred enforceable rights, saying:

[280]*280“In legislation enacted pursuant to the spending power, the typical remedy for state noncompliance with federally imposed conditions is not a private cause of action for noncompliance but rather action by the Federal Government to terminate funds to the State." Id., at 28.

We made clear that unless Congress “speak[s] with a clear voice,” and manifests an “unambiguous” intent to confer individual rights, federal funding provisions provide no basis for private enforcement by § 1983. Id., at .17, 28, and n. 21.

Since Pennhurst, only twice have we found spending legislation to give rise to enforceable rights. In Wright v. Roanoke Redevelopment and Housing Authority, 479 U. S. 418 (1987), we allowed a § 1983 suit by tenants to recover past overcharges under a rent-ceiling provision of the Public Housing Act, on the ground that the provision unambiguously conferred “a mandatory [benefit] focusing on the individual family and its income.” Id., at 430. The key to our inquiry was that Congress spoke in terms that “could not be clearer,” ibid.,

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Gonzaga University v. Doe, 536 U.S. 273, 122 S. Ct. 2268, 153 L. Ed. 2d 309, 2002 U.S. LEXIS 4649 (2002).

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