Doe v. Del Rio

241 F.R.D. 154, 2006 U.S. Dist. LEXIS 89619, 2006 WL 3616963
CourtDistrict Court, S.D. New York
DecidedDecember 11, 2006
DocketNo. 06 Civ. 3761(GEL)
StatusPublished
Cited by64 cases

This text of 241 F.R.D. 154 (Doe v. Del Rio) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Doe v. Del Rio, 241 F.R.D. 154, 2006 U.S. Dist. LEXIS 89619, 2006 WL 3616963 (S.D.N.Y. 2006).

Opinion

OPINION AND ORDER

LYNCH, District Judge.

In this civil rights action, plaintiffs Jane and John Doe seek damages from defendant police officers and the City of New York for allegedly egregious acts of police brutality and abuse. They have brought the suit pseudonymously, with the permission of a judge of this court obtained ex parte before filing, contending that their interests in privacy outweigh the normal presumption that suits be brought in the parties’ proper names. Defendants now move to revoke this permission and require the caption to reflect the true names of the plaintiffs. The motion will be granted.

BACKGROUND

The complaint in this case alleges the following facts.1 Plaintiffs, a married couple, were accosted by plainclothes police officers late at night on February 20, 2005. Both plaintiffs were recent law school graduates at the time, though not yet admitted to the bar. [156]*156The officers demanded John Doe’s identification and wallet. When plaintiffs, believing they were being robbed, demanded to see badges or identification, the officers threw John Doe first against a wall, then to the ground, injuring him.

At this point, a marked police car containing several uniformed officers, including defendant Scott Brady, a sergeant, arrived on the scene. Brady and the other defendant officers then placed John Doe under arrest and drove him to a police precinct, where he was further beaten into unconsciousness.2 Jane Doe was left on the street, despite her protests that she was left without means of transportation and that her husband was holding their money, cell phone, and apartment keys.

Jane Doe eventually made her way to the police station, where she sought the release of her husband. Although this request was not granted, Brady told her that he would direct the arresting officers to reduce the charges against John Doe, and offered to drive Jane Doe to her apartment. Upon arrival, Brady persuaded Jane Doe to admit him to her apartment, where he poured alcoholic drinks for them. Brady then pulled-Jane Doe to him and “fondl[ed] her breasts, arms, neck and back, kissing her, and rubbing his body against her,” despite her physical resistance. (Compl.Kf 45-46.) Brady eventually desisted and left the apartment, though the next day he telephoned Jane Doe several times, leaving threatening voicemail messages.

John Doe was charged in criminal complaints with public lewdness, assault, and resisting arrest. The charges eventually were dismissed on speedy trial grounds. After complaints to the police department resulted in no disciplinary action against the defendant officers, plaintiffs filed this lawsuit. Defendants now move to compel the suit to be brought in plaintiffs’ true names.

DISCUSSION

I. Legal Standards

Rule 10(a) of the Federal Rules of Civil Procedure expressly requires that civil actions be brought in the true name of the plaintiffs, providing that every pleading shall carry “the title of the action,” and that in the complaint such title “shall include the names of all the parties.”3 This rule, moreover, has constitutional overtones. “Plaintiffs’ use of fictitious names runs afoul of the public’s common law right of access to judicial proceedings,” Does I thru XXIII v. Advanced Textile Corp., 214 F.3d 1058 (9th Cir.2000), a right that is supported by the First Amendment, U.S. Constit. amend. I. See also Doe v. Deschamps, 64 F.R.D. 652, 653 (D.Mont. 1974) (“[T]he public has a right of access to the courts. Indeed, lawsuits are public events and the public has a legitimate interest in knowing the facts involved in them. Among those facts is the identity of the parties.”).

Courts, therefore, begin with a presumption against anonymous or pseudonymous pleading. See, e.g., Doe v. Frank, 951 F.2d 320, 323 (11th Cir.1992) (weighing the plaintiffs interest in pseudonymity against the “constitutionally-embedded presumption of openness in judicial proceedings”). While our Court of Appeals has not specifically [157]*157addressed the issue of pseudonymous pleadings, it has emphasized in other contexts the “presumption of access” to judicial proceedings, noting that this presumption “is based on the need for federal courts ... to have a measure of accountability and for the public to have confidence in the administration of justice .... [Pjublic monitoring is an essential feature of democratic control.” United States v. Amodeo, 71 F.3d 1044, 1048 (2d Cir.1995). The Second Circuit has instructed that “the weight to be given the presumption of access must be governed by the role of the material at issue in the exercise of Article III judicial power and the resultant value of such information to those monitoring the federal courts.” Id. at 1049. Information most clearly due for disclosure includes any “document which is presented to the court to invoke its powers,” id. at 1050, a category encompassing complaints. Requiring a plaintiff to place his or her name on the complaint serves the constitutional goal of enabling public monitoring of the courts: The press and public can hardly make an independent assessment of the facts underlying court cases, or even assess judicial impartiality or bias, without knowing who the litigants are.

Despite this presumption against anonymous or pseudonymous pleading, it is common ground that this presumption can be overcome, and that courts have discretion to permit such pleading in appropriate circumstances. See, e.g., James v. Jacobson, 6 F.3d 233, 238 (4th Cir.1993) (“The decision whether to permit parties to proceed anonymously at trial is one of many involving management of the trial process that for obvious reasons are committed in the first instance to trial court discretion.”). The weight of the presumption of openness is such, however, that courts have granted requests for pseudonymity only “in limited ‘matters of a sensitive and highly personal nature.’ ” Heather K. v. City of Mallard, 887 F.Supp. 1249, 1255 (N.D.Iowa 1995), quoting Deschamps, 64 F.R.D. at 653. As the parties here agree, such matters are “exceptional” (P. Mem. 6, quoting America Online, Inc. v. Anonymous Publicly Traded Co., 261 Va. 350, 363, 542 S.E.2d 377 (2001); D. Mem. 3, citing Doe v. Frank, 951 F.2d 320, 323 (11th Cir.1992)).

In deciding whether to permit pseudonymous pleading, courts must balance “the plaintiffs right to privacy and security against the dual concerns of (1) the public interest in identification of litigants and (2) the harm to the defendant stemming from suppression of plaintiffs name.” Doe v. Smith, 105 F.Supp.2d 40, 44 (E.D.N.Y.1999) (internal quotation marks and citation omitted).

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Cite This Page — Counsel Stack

Bluebook (online)
241 F.R.D. 154, 2006 U.S. Dist. LEXIS 89619, 2006 WL 3616963, Counsel Stack Legal Research, https://law.counselstack.com/opinion/doe-v-del-rio-nysd-2006.