Doe v. Stegall

653 F.2d 180, 32 Fed. R. Serv. 2d 59
Court of Appeals for the Fifth Circuit·Decided August 10, 1981·No. No. 79-3755·Published·Cited by 293 cases

Opinions

JERRE S. WILLIAMS, Circuit Judge:

This interlocutory appeal requires us to decide whether a mother and her two children may proceed under fictitious names with their suit challenging the constitutionality of prayer and Bible reading exercises in Mississippi public schools. The district court determined that it had no jurisdiction over a suit mounted by plaintiffs who wished to shield themselves from hostile public reaction to their controversial lawsuit by maintaining their anonymity. Balancing the general principle that parties must disclose their identities to sue in federal court against the countervailing factors presented by this suit, we hold that the district court has jurisdiction of this suit and must allow the .plaintiffs to proceed under fictitious names.

I.

Mary Roe brought this suit in October 1979 on behalf of Thomas Doe and Jane [182] Doe, her two minor children who attended the Pelahatchie Middle School in Rankin County, Mississippi. Their suit complains of religiously-oriented ceremonies broadcast each morning over the public address system at the Pelahatchie Middle School. Plaintiffs allege that the school faculty and administrators randomly select students to read poetry, Bible verses, and prayers of a Protestant cast for the school’s daily morning devotional observance. The chosen students are expected to rehearse their devotionals before a classroom of their peers and then to perform over the school-wide public address system. Verbal pressure is allegedly exerted on students who do not participate willingly.

Pelahatchie Middle School Principal Ste-gall concedes that “inspirational programs” are conducted in the manner plaintiff suggests, but denies that their character is exclusively Protestant, or for that matter, religious. Stegall insists that student participation is strictly voluntary.1 Further, the Superintendent of Rankin County Schools denies that the school board maintains a policy requiring school prayer.2

The complaint, framed as a class action,3 sought to enjoin routine daily religious observances in the county’s public schools. It also sought a declaratory judgment invalidating the recently enacted Mississippi statute authorizing voluntary prayer in Mississippi public schools.4 The statute and the religious observances, the complaint charges, violate the establishment clause of the First Amendment.

On November 1, 1979, the plaintiffs promptly moved for a protective order to preserve their anonymity. They agreed to disclose their identities to the defendants and to the Court;5 their motion merely sought to bar disclosure to the general public. Fearing harassment and violence directed against the Roe family generally and the Doe children in particular should their names be publicly disclosed, the plaintiffs asked that they be permitted to proceed under fictitious names.6 A motion for pre[183] liminary injunction to stop the ongoing morning religious observances was filed simultaneously. The named defendants— officials of the Rankin County schools — and the State of Mississippi, which had intervened to defend the constitutionality of its statute, opposed both motions. After considering documentary evidence and legal arguments proferred by both sides, the district court determined that it had no jurisdiction over the lawsuit and issued an order denying both motions. That order is the subject'of this appeal.

II.

We turn first to the appealability of the order before us. Our Court has no authority to review “tentative, informal, or incomplete” decisions made by district courts in the course of reaching an ultimate disposition of the controversy before them. Cohen v. Beneficial Industrial Loan Corp., 337 U.S. 541, 546, 69 S.Ct. 1221, 1225, 93 L.Ed. 1528 (1949). 28 U.S.C. § 1291 does, however, authorize our review of decisions rendered during the pendency of a lawsuit that, as a practical matter, have a final effect.

The issue before us was squarely addressed by Southern Methodist University Ass’n v. Wynne & Jaffe, 599 F.2d 707 (5th Cir. 1979). There, our Court was confronted with an interlocutory appeal from a district court’s refusal to issue a protective order preserving the anonymity of Title VII plaintiffs suing two law firms for sex discrimination. Applying a tripartite test derived from the progeny of Cohen, the panel determined that orders denying plaintiffs an opportunity to proceed anonymously: (1) disposed of the disclosure issue, “leaving nothing ‘open, unfinished, or inconclusive’ (2) addressed issues “ ‘completely collateral to the cause of action asserted’ ” and were not “mere steps toward a final judgment on the merits”; and (3) affected “ ‘important rights which would be lost, probably irreparably’ if review had to await final judgment.” Southern Methodist University Ass’n, 599 F.2d at 712, quoting Abney v. United States, 431 U.S. 651, 658, 97 S.Ct. 2034, 2039, 52 L.Ed.2d 651 (1977); Coopers & Lybrand v. Livesay, 437 U.S. 463, 468, 98 S.Ct. 2454, 2457, 57 L.Ed.2d 351 (1978); United States v. Gurney, 558 F.2d 1202, 1207 (5th Cir. 1977), cert. denied, 435 U.S. 968, 98 S.Ct. 1606, 56 L.Ed.2d 59 (1978); In re Nissan Motor Corporation Antitrust Litigation, 552 F.2d 1088, 1094-95 (5th Cir. 1977). Based on this analysis, Southern Methodist University Ass’n held the challenged ruling on the requested protective order to be an appealable collateral order under 28 U.S.C. § 1291.

The posture of the order challenged by the Does meshes precisely with the orders reviewed in Southern Methodist University Ass’n. The result cannot be otherwise: the district court’s denial of the Doe’s motion is an appealable collateral order.

III.

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Doe v. Stegall, 653 F.2d 180, 32 Fed. R. Serv. 2d 59 (5th Cir. 1981).

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