John James Mary James v. Cecil B. Jacobson, Jr., M.D. Reproductive Genetics Center, Limited

6 F.3d 233, 21 Media L. Rep. (BNA) 2033, 1993 U.S. App. LEXIS 25195, 1993 WL 388338
CourtCourt of Appeals for the Fourth Circuit
DecidedOctober 4, 1993
Docket92-2196
StatusPublished
Cited by445 cases

This text of 6 F.3d 233 (John James Mary James v. Cecil B. Jacobson, Jr., M.D. Reproductive Genetics Center, Limited) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
John James Mary James v. Cecil B. Jacobson, Jr., M.D. Reproductive Genetics Center, Limited, 6 F.3d 233, 21 Media L. Rep. (BNA) 2033, 1993 U.S. App. LEXIS 25195, 1993 WL 388338 (4th Cir. 1993).

Opinions

OPINION

PHILLIPS, Circuit Judge:

This is an appeal by John and Mary James (pseudonyms) from an interlocutory order of the district court denying the Jameses’ request that they be allowed to proceed anonymously in the trial of their medical malpractice/fraud action against Dr. Cecil Jacobson. Two questions are raised: whether the interlocutory order is appealable under the “collateral order” doctrine and, if so, whether the district court erred in denying the request for anonymity. We hold that the order is appealable and, on the merits, that the dis[235]*235trict court erred. Accordingly, we vacate the order and remand with instructions.

I

In 1980 the Jameses, a childless couple who wanted children, went to Dr. Jacobson, a medical doctor who specialized in the diagnosis and treatment of infertility, for consultation. Following diagnosis, they engaged his professional services to provide artificial insemination of Mary James with the sperm of John James. Dr. Jacobson performed several artificial insemination procedures, representing to the Jameses that the semen used was that of John James. As a result of the inseminations, Mary. James became pregnant and had two children. Shortly thereafter, acting on the assumption that John James was the children’s biological father and that they had fulfilled their desire to have children, Mary James underwent tubal ligation.

In 1991, the Jameses learned through media reports of criminal charges against Jacobson that, if some of the charges were true, Jacobson, not John James, might be the biological father of the two children. Laboratory tests conducted in preparation for the criminal prosecution then revealed that Jacobson almost certainly was their biological father.

The James parents testified, under pseudonyms, at Jacobson’s criminal trial. Jacobson was convicted on various charges, including some that involved the fraudulent use of his own sperm rather than that of promised donors in impregnating patients.1 See United States v. Jacobson, 785 F.Supp. 563 (E.D.Va.1992).

Concerned about the effect upon the children if they should learn that John James was not their biological father, the Jameses sought professional advice. Based upon that advice, they revealed to the children that due to a “mix-up” in the insemination procedure John James was not their biological father, but they did not and have not yet revealed the further fact that Jacobson almost certainly is.

In early 1992, the Jameses commenced this action under the diversity jurisdiction against Jacobson. Before filing their complaint, they obtained an ex parte protective order permitting them, inter alia, to use the pseudonyms, John James and Mary James, and did use them, revealed as such, in their original complaint. That complaint alleged a classic medical malpractice claim against Dr. Jacobson, specifically, that by his conduct he had, inter alia, breached the duty of care owed the Jameses as patients, thereby causing them physical and marital injuries, for which they sought damages.

After being served, Jacobson moved for revision of the ex parte protective order on the basis that, as framed, it was unfair to him in various respects. The district court then amended the order to provide that plaintiffs must file under seal an amended complaint revealing their true names; that if the signatory judge presided at trial, no party or witness should testify “except under his or her true name”, but that this was subject to change if another judge presided at trial; and that the question of procedures to be followed by defense counsel in discovery and in investigative questioning of witnesses concerning the plaintiffs’ allegations was to be left open pending further orders. J.A. at 93-94.

Plaintiffs then filed the required amended complaint under seal.

Following consultations between counsel, agreement was reached as to most aspects of a procedure for preserving the plaintiffs’ ano-nymities during pretrial investigation and discovery. Remaining areas of dispute were resolved by the district court after a hearing. A resulting order forbade disclosure by defendants and their counsel or representatives of any information that directly or indirectly identified plaintiffs or their children to any person unless that person first executed a non-disclosure agreement enforceable by the contempt sanction; required that all papers filed with the court or disseminated to any person who had not executed a non-disclosure agreement should use the “James” [236]*236pseudonym in reference to plaintiffs and required that any document that identified plaintiffs or the children either directly or indirectly be filed under seal, with redacted copies to be placed in the public files; required defendants to disclose to plaintiffs’ counsel all insurance company personnel to whom the plaintiffs’ true identities had been or would be disclosed, and required plaintiffs in turn to disclose to defendants’ counsel the names and addresses of all persons to whom plaintiffs had confided matters alleged in their pleadings; forbade defendants’ representatives during investigation to reveal, either directly or indirectly, the true identities of plaintiffs to any person other than those insurance company personnel already aware, unless the person first signed a non-disclosure agreement; required defendants to obtain leave from a designated magistrate judge, on prior notice to plaintiffs, to contact any person thought to have relevant information about the case, with opportunity for plaintiffs to be heard before leave was granted; allowed defendants to notice and depose witnesses using the “James” pseudonyms in notices and subpoenas, with depositions to be conducted using pseudonyms when the witnesses were unacquainted with plaintiffs, and using actual names when the witnesses were acquainted with the Jameses and had knowledge of the matters alleged by plaintiffs, and with pseudonyms to be used in any transcriptions of depositions. J.A. at 309-315 (order).

Investigations and discovery then proceeded under these conditions. As the end of the discovery period neared, defendants sought to subpoena both of the “James” children for depositions and to require both the plaintiffs to submit to “mental” examinations pursuant to FedR.Civ.P. 35. When the plaintiffs moved to quash the subpoenas and resisted the motion to compel their submission to mental examinations, a magistrate judge granted the motion to quash the subpoenas but ordered the plaintiffs to submit to mental examinations.

As the trial date approached, the plaintiffs, citing the uncertainty created by the court’s extant order that precluded their use of pseudonyms at trial if the signatory judge presided but left the matter open if another judge presided, moved for a “final, appeal-able” order resolving the matter without regard to the identity of the trial judge. In their supporting memorandum, the plaintiffs expressly repeated their earlier representations that if they were not permitted to proceed anonymously at trial, they would voluntarily dismiss the action. J.A. at 105-06. Following a hearing, the district court ordered that, without regard to the identity of the trial judge, plaintiffs should not be allowed to testify anonymously at trial. The court then declined to certify the order for appeal under 28 U.S.C. § 1292(b).

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Doe v. Truthfinder LLC
D. South Carolina, 2025
Thomas v. Maximus, Inc.
E.D. Virginia, 2022
Jane Doe v. The College of New Jersey
997 F.3d 489 (Third Circuit, 2021)
Hengle v. Asner
E.D. Virginia, 2020
Hensley v. SCDSS
Supreme Court of South Carolina, 2020
In re: Search Warrant
Fourth Circuit, 2019
I.A. v. Barr
District of Columbia, 2019
Doe 1 v. George Washington University
District of Columbia, 2019
John Doe v. Trustees of Dartmouth College
2018 DNH 217 (D. New Hampshire, 2018)

Cite This Page — Counsel Stack

Bluebook (online)
6 F.3d 233, 21 Media L. Rep. (BNA) 2033, 1993 U.S. App. LEXIS 25195, 1993 WL 388338, Counsel Stack Legal Research, https://law.counselstack.com/opinion/john-james-mary-james-v-cecil-b-jacobson-jr-md-reproductive-genetics-ca4-1993.