Diaz v. N.Y. Paving Inc.
This text of 340 F. Supp. 3d 372 (Diaz v. N.Y. Paving Inc.) is published on Counsel Stack Legal Research, covering District Court, S.D. Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
GABRIEL W. GORENSTEIN, United States Magistrate Judge
Plaintiff Edgardo Diaz, who performed road and sidewalk repairs in the New York *377City metropolitan area, filed this action against his employer New York Paving Inc. ("NY Paving") under the Fair Labor Standards Act,
I. BACKGROUND
A. Allegations in the Complaint
The complaint alleges that Diaz was not paid overtime wages as required by the FLSA because of a specific policy put into place by NY Paving. See Class and Collective Action Complaint, filed June 3, 2018 (Docket # 1) ("Compl."), ¶¶ 19-38. Diaz alleges that NY Paving
requires its pavers ... to arrive at Defendant's central yard in Long Island City early each morning to receive instructions regarding the day's assignments, be counted by management, select the tools and materials necessary to perform each job that day, prepare the tools and materials for work, prepare the Company's trucks for the day's work, and load the tools and materials onto company trucks.
B. Facts from Plaintiffs' Declarations
Diaz, Wolfe, Holder, and Alvarez have each provided a sworn declaration to support plaintiffs' motion. All four individuals worked as pavers on jobs throughout the New York Metropolitan area for NY Paving, whose main yard is located in Long Island City, Queens. Diaz worked from January 2017 to March 2017 and for "a few days in 2016." Declaration of Edgardo Diaz (annexed as Exhibit 1 to Wittels Decl., Docket # 34-1) ("Diaz Decl."), ¶ 2. Wolfe worked in March 2017 and again from June 2017 to the present. Declaration of Frank Wolfe (annexed as Exhibit 2 to Wittels Decl., Docket # 34-2) ("Wolfe Decl."), ¶ 2. Alvarez worked from April 2017 to the present. Alvarez Decl. ¶ 2. Holder worked as a paver from 1989 to 1996, and again from January 2016 to the present. He became a union shop steward in November 2017 and a crew foreman in May 2018. Declaration of Terry Holder (annexed as Exhibit 3 to Wittels Decl., Docket # 34-3) ("Holder Decl."), ¶¶ 2-3, 5-6.
According to the pavers, at the start of their employment with NY Paving, they were informed by their supervisors that they and all other pavers were required to arrive at the central yard each morning between 5:00 a.m. and 5:30 a.m. in order to unload, reload, and prepare the vans for the first job of the day around 7:00 a.m. Diaz Decl. ¶¶ 4-5, Wolfe Decl. ¶¶ 4-5, Holder Decl. ¶¶ 7-8, Alvarez Decl. ¶ 5-6. Holder, the foreman, stated that when he "rejoined New York Paving around January 2016, [he] was informed by Patty LaBate, the Union 175 shop steward at that time," of the same time requirement. Holder Decl. ¶ 7. He explained that he would relay these instructions to other foremen and pavers.
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GABRIEL W. GORENSTEIN, United States Magistrate Judge
Plaintiff Edgardo Diaz, who performed road and sidewalk repairs in the New York *377City metropolitan area, filed this action against his employer New York Paving Inc. ("NY Paving") under the Fair Labor Standards Act,
I. BACKGROUND
A. Allegations in the Complaint
The complaint alleges that Diaz was not paid overtime wages as required by the FLSA because of a specific policy put into place by NY Paving. See Class and Collective Action Complaint, filed June 3, 2018 (Docket # 1) ("Compl."), ¶¶ 19-38. Diaz alleges that NY Paving
requires its pavers ... to arrive at Defendant's central yard in Long Island City early each morning to receive instructions regarding the day's assignments, be counted by management, select the tools and materials necessary to perform each job that day, prepare the tools and materials for work, prepare the Company's trucks for the day's work, and load the tools and materials onto company trucks.
B. Facts from Plaintiffs' Declarations
Diaz, Wolfe, Holder, and Alvarez have each provided a sworn declaration to support plaintiffs' motion. All four individuals worked as pavers on jobs throughout the New York Metropolitan area for NY Paving, whose main yard is located in Long Island City, Queens. Diaz worked from January 2017 to March 2017 and for "a few days in 2016." Declaration of Edgardo Diaz (annexed as Exhibit 1 to Wittels Decl., Docket # 34-1) ("Diaz Decl."), ¶ 2. Wolfe worked in March 2017 and again from June 2017 to the present. Declaration of Frank Wolfe (annexed as Exhibit 2 to Wittels Decl., Docket # 34-2) ("Wolfe Decl."), ¶ 2. Alvarez worked from April 2017 to the present. Alvarez Decl. ¶ 2. Holder worked as a paver from 1989 to 1996, and again from January 2016 to the present. He became a union shop steward in November 2017 and a crew foreman in May 2018. Declaration of Terry Holder (annexed as Exhibit 3 to Wittels Decl., Docket # 34-3) ("Holder Decl."), ¶¶ 2-3, 5-6.
According to the pavers, at the start of their employment with NY Paving, they were informed by their supervisors that they and all other pavers were required to arrive at the central yard each morning between 5:00 a.m. and 5:30 a.m. in order to unload, reload, and prepare the vans for the first job of the day around 7:00 a.m. Diaz Decl. ¶¶ 4-5, Wolfe Decl. ¶¶ 4-5, Holder Decl. ¶¶ 7-8, Alvarez Decl. ¶ 5-6. Holder, the foreman, stated that when he "rejoined New York Paving around January 2016, [he] was informed by Patty LaBate, the Union 175 shop steward at that time," of the same time requirement. Holder Decl. ¶ 7. He explained that he would relay these instructions to other foremen and pavers.
The pavers morning duties consisted first of unloading items from the work vehicles from the previous day and storing them in the yard. These items included "empty asphalt concrete pails," "riser rings and squares (for raising manhole covers)," "empty line tape boxes," "empty canisters of diesel and propane," Diaz Decl. ¶ 7, Holder Decl. ¶ 9; "safety cones, signs, and barriers," Wolfe Decl. ¶ 7, Holder Decl. ¶ 9; "unnecessary and/or worn-out jackhammers, jackhammer bits, air compressors (for powering the jackhammers), hoses, brooms, shovels, rakes, and other tools," Holder Decl. ¶ 9, Alvarez Decl. ¶ 8; and "extension lines and plastic joints," and garbage from the previous job, Alvarez Decl. ¶ 8. The pavers would then reload the trucks with materials for the day's jobs, which would include "new pails filled with asphalt concrete," new "riser rings and squares," boxes of "yellow and white line tape (for repairing road dividers, crosswalks, bike lanes, etc.)," Diaz Decl. ¶ 7, Holder Decl. ¶ 9; "safety cones, signs, and barriers," and various tools, Wolfe Decl. ¶ 7, Alvarez Decl. ¶ 8. This work typically took from 30 to 45 minutes. Diaz Decl. ¶ 8, Wolfe Decl. ¶ 8, Holder Decl. ¶ 10, Alvarez Decl. ¶ 9.
NY Paving managers or supervisors were aware of and often personally oversaw the above mentioned work, Diaz Decl. ¶ 9, Wolfe Decl. ¶ 9, Alvarez Decl. ¶ 10, and *379Alvarez stated that it is "well-known among pavers that workers who [did] not show up at the yard by 5:30 am or 5:45 am have been contacted and told to stay home for the day without pay," Alvarez Decl. ¶ 6. Wolfe and Alvarez each recall a supervisor named "Robert Zaremski" or "Robert" who would oversee the pavers as they performed the morning work. Wolfe Decl. ¶ 9, Alvarez Decl. ¶ 10. After the trucks were loaded, the paving crews would get into the vehicles and drive to the first job site of the day. The drive back to the yard from the last job would take anywhere from 30 minutes to an hour depending on the location of the last job site. The pavers would also stop on the way back to the yard to refuel the work vehicles for the next day. Diaz Decl. ¶¶ 10-12, Wolfe Decl. ¶¶ 10-12, Holder Decl. ¶¶ 13-14, Alvarez Decl. ¶¶ 12-13.
The plaintiffs each claim that NY Paving failed to pay them for time "spent unloading and loading tools and equipment onto the vehicles each morning" or for the time spent driving to and from the work-sites and refueling the vehicles at the end of the day. They also allege that NY Paving failed to keep time records of the morning work. Diaz Decl. ¶¶ 13-14, Wolfe Decl. ¶¶ 13-14, Holder Decl. ¶¶ 15-16.
C. The Defendant's Declarations
NY Paving has submitted declarations from Peter Miceli and Robert Zaremski. See Declaration of Peter Miceli (annexed as Exhibit 1 to Hampton Decl., Docket # 37-1) ("Miceli Decl."); Declaration of Robert Zaremski (annexed as Exhibit 2 to Hampton Decl., Docket # 37-2) ("Zaremski Decl."). Miceli has been employed with NY Paving since 1991 and serves as Director of Operations. Miceli Decl. ¶ 1. Miceli claims that the statements made by the plaintiffs concerning unpaid overtime wages are incorrect because "NY Paving does NOT require any pavers to report to the yard prior [to] their first paving shift or after their last paving shift."
Zaremski has been employed with NY Paving since 1982 and serves as a Paving Manger/Foreman. Zaremski Decl. ¶ 1. His statements corroborate Miceli's. Specifically, he states that NY Paving has no policy of requiring pavers to report prior to their first or after their last shift,
D. The Plaintiffs' Motion
Plaintiffs seek an order approving a collective action consisting of "all persons who worked as pavers at New York Paving between June 3, 2015, and the date of final judgment in this matter." Pl. Mem. at 4. Plaintiffs have also provided a proposed collective action notice and consent form, see Notice of Federal Overtime Lawsuit Against New York Paving Inc. (annexed as Exhibit 5 to Wittels Decl., Docket # 34-5), a proposed reminder notice, see Reminder Notice (annexed as Exhibit 6 to Wittels Decl., Docket # 34-6), and a proposed court-authorized order, see Order Granting Collective Action Certification and Directing Notice (annexed as Exhibit 7 to Wittels Decl., Docket # 34-7).
We address next the plaintiffs' request to approve a collective action.
II. REQUEST TO APPROVE COLLECTIVE ACTION
A. Governing Law
The FLSA was enacted to eliminate "labor conditions detrimental to the maintenance of the minimum standard of living necessary for health, efficiency, and general well-being of workers."
Section 216(b) of the FLSA provides, in pertinent part:
An action to recover ... liability ... may be maintained against any employer ... by any one or more employees for and in behalf of himself or themselves and other employees similarly situated. No employee shall be a party plaintiff to any such action unless he gives his consent in writing to become such a party and such consent is filed in the court in which such action is brought.
*381Myers v. Hertz Corp.,
The requirements of Rule 23 of the Federal Rules of Civil Procedure do not apply to the approval of a collective action. Young v. Cooper Cameron Corp.,
while a class under Rule 23 includes all unnamed members who fall within the class definition, the "sole consequence of conditional certification [under § 216 ] is the sending of court-approved written notice to employees ... who in turn become parties to a collective action only by filing written consent with the court."
Tyson Foods, Inc. v. Bouaphakeo, --- U.S. ----,
The Second Circuit has endorsed a "two-step process" for approval of an FLSA collective action:
At step one, the district court permits a notice to be sent to potential opt-in plaintiffs if the named plaintiffs make a modest factual showing that they and others together were victims of a common policy or plan that violated the law. [Myers,] 624 F.[3]d at 555. At step two, with the benefit of additional factual development, the district court determines whether the collective action may go forward by determining whether the opt-in plaintiffs are in fact similarly situated to the named plaintiffs.Id.
Glatt v. Fox Searchlight Pictures, Inc.,
"Neither the FLSA nor its implementing regulations define the term 'similarly situated.' However, courts have held that plaintiffs can meet this burden by making a modest factual showing sufficient to demonstrate that they and potential plaintiffs together were victims of a common policy or plan that violated the law."
*382Guillen v. Marshalls of MA, Inc.,
B. Analysis
The plaintiffs argue that they are similarly situated to all other pavers employed by NY Paving because they were all subject to the same policy, which required them to report to a particular location prior to being transported to the first paving job, to do work at that location, and then return to that location, all without compensation. Pl. Mem. at 1, 15-16. Defendants make a number of arguments in response. We address each next.
1. Factual Dispute Regarding a Common Policy or Plan
NY Paving first argues that the plaintiffs' allegations of any unlawful common policy or plan "are simply untrue" because no such plan existed at NY Paving. Def. Mem. at 6; see Miceli Decl. ¶¶ 22-24; Zaremski Decl. ¶¶ 5-7. Thus, they argue that plaintiffs cannot establish that they "were victims of a common policy or plan that violated the law because ... no policy ... existed at all." Def. Mem. at 5.
"Courts in this Circuit commonly authorize the sending of collective action notices where plaintiff includes some probative information regarding similarly situated employees." Benavides v. Serenity Spa NY Inc.,
NY Paving's argument that the plaintiffs' allegations about the alleged policy are "simply untrue" is irrelevant because it is well settled that "[a]t this procedural stage, the court does not resolve factual disputes, decide substantive issues going to the ultimate merits, or make credibility determinations." Lynch v. United Servs. Auto. Ass'n,
*383Pippins v. KPMG LLP,
2. Merits-Based Claims Regarding Non-Compensability
NY Paving next argues that the work plaintiffs claim they do is in fact not compensable work. See Def. Mem. at 9-14. They argue that "activities which are preliminary to or postliminary to [an employee's] principal activity or activities" during a workday "are not compensable as a matter of law,"
This contention is disputed in part on factual grounds by plaintiffs, who argue that, in fact, the work done at the central yard was part of their activities and occurred before the transportation to the work-site. See Pl. Reply at 6-7. Similarly, they contend that work was done before the commute and after the commute.
3. Whether the FLSA Claim is Preempted by the LMRA
NY Paving argues that plaintiffs' FLSA claims are preempted by Section 301 of the Labor Management Relations Act ("LMRA"), Def. Mem. at 15-16, because plaintiffs' claims arise from NY Paving's collective bargaining agreements ("CBAs") with the relevant union shops. See id. at 16-17.
The court in Polanco v. Brookdale Hosp. Med. Ctr.,
Section 301 of the LMRA provides that "[s]uits for violation of contracts between an employer and a labor organization representing employees in an industry affecting commerce ... may be brought in any district court of the United States having jurisdiction of the parties."29 U.S.C. § 185 (a). The Supreme *384Court has interpreted this section to preempt state law claims "founded directly on rights created by collective bargaining agreements" as well as "claims 'substantially dependent upon an analysis of a collective bargaining agreement.' " Lingle v. Norge Div. of Magic Chef, Inc.,486 U.S. 399 , 410,108 S.Ct. 1877 ,100 L.Ed.2d 410 [ ] (1988) (quoting Elec. Workers v. Hechler,481 U.S. 851 , 859 n. 3,107 S.Ct. 2161 ,95 L.Ed.2d 791 [ ] (1987) ). According to the Court, preemption is necessary "to ensure uniform interpretation of collective-bargaining agreements, and thus to promote the peaceable consistent resolution of labor-management disputes." Id. at 404,108 S.Ct. 1877 [ ]. Any claim that challenges a provision in a [CBA] must be brought under Section 301. Allis-Chalmers [Corp. v. Lueck], 471 U.S. [202,] 210,105 S.Ct. 1904 ,85 L.Ed.2d 206 [ (1985) ] [ ]; Vera v. Saks & Co.,335 F.3d 109 , 116 (2d Cir. 2003) ("[P]laintiff's challenge to the lawfulness of a term of the CBA will require substantial interpretation of the CBA.").
We are skeptical of this argument given that the defendants have not pointed to a provision of a CBA that would require "interpretation" in the event a jury found that plaintiffs regularly engaged in uncompensated work. Once again, however, we do not reach this issue because the question of whether the LMRA preempts plaintiff's claims is a merits-based determination. As we have already pointed out, "[a]t this procedural stage, the court does not ... decide substantive issues going to the ultimate merits ...." Lynch,
Notably, none of the cases that NY Paving cites in support of its argument involved a motion for approval under section 216(b). See Def. Mem. at 16, 18-19. Rather, each case was decided either on a motion to dismiss or for summary judgment. Here, NY Paving filed an answer rather than filing a motion to dismiss and has filed no motion for summary judgment. NY Paving points to no authority suggesting that a section 216(b) motion can be used as a vehicle for adjudicating whether an FLSA plaintiff's allegations state a claim for relief. We thus reject its effort to do so here.
4. Whether Differing CBAs Preclude Pavers from Being Similarly Situated
NY Paving argues that the persons sought to be included in the collective were governed by two different CBAs and for this reason alone cannot be deemed "similarly situated." Def. Mem. at 20-25. To support this argument, NY Paving points to provisions regarding pay and job duties that differ between the two CBAs. See Def. Mem. at 21-24. Defendant points to no provisions, however, that differ with regard to whether it was appropriate to pay plaintiffs for the activities alleged here, assuming plaintiffs allegations are true. The mere fact that plaintiffs have different job titles under two CBAs is not relevant to the question of whether they are "similarly situated." See Taveras v. D & J Real Estate Mgmt. II, LLC,
NY Paving's brief declares that "courts in the Second Circuit routinely deny conditional certification in analogous cases." Def. Mem. at 24. The only case cited in support of this proposition, Severin v. Project Ohr, Inc.,
5. Promotion of Judicial Efficiency
Finally, NY Paving argues that the plaintiffs' motion must be denied because "conditional certification of the instant action will not promote judicial efficiency." Def. Mem. at 25 (capitalization omitted).2 NY Paving claims that "the Court would be required to make individualized inquiries concerning each putative collective member's employment, given there was (and is) no company-wide policy" as alleged by plaintiffs. Def. Mem. at 26; see id. at 26-28. The premise of this argument, however - that there "was (and is) no company-wide policy" - once again impermissibly invites the Court to make a credibility determination. If in fact plaintiffs *386are correct that employees were routinely required to report to the central yard and perform the tasks described, no individualized inquiries would be required as to liability. And it would not require complex calculations to determine damages for each worker.
One case that NY Paving cites in support of this argument, Cowell v. Utopia Home Care, Inc.,
* * *
In sum, the Court concludes that all NY Paving pavers employed since June 3, 2015, are similarly situated with respect to the claim made in this lawsuit, and thus that a notice should be sent to these individuals informing them of their option to join this action.
III. FORM OF NOTICE
"Upon authorizing the distribution of notice to potential opt-in plaintiffs, the district court maintains 'broad discretion' over the form and content of the notice." Martin v. Sprint/united Mgmt. Co.,
It appears that the parties disagree on the following aspects of a notice.
A. Reminder Notice
After a notice is sent, plaintiffs seek to send a reminder notice to potential opt-in plaintiffs before the deadline for opting in. See Pl. Mem. at 18-19; Pl. Reply at 18-20. NY Paving objects and states that "[c]ourts generally deny" such requests "on the grounds that the reminder is unnecessary and ... could be interpreted as encouragement by the court to join *387the lawsuit." Def. Mem. at 29 (quoting Guzelgurgenli,
B. Opt-In Contact Information
Plaintiffs seek production of "full names, last-known addresses, email addresses, home and cell phone numbers, job position(s), languages spoken, present or last known place of employment, and dates of employment." Pl. Mem. at 20; see id. at 19. NY Paving appears to object to producing any of this information, other than names and postal addresses. Def. Mem. at 30. NY Paving contends that the request is improper, "an impermissible invasion of privacy for non-parties," and "unnecessary to effectuate the Notice's purpose." Id.; see id. at 30-31.
After granting conditional approval, a court may order an employer to produce information "essential to identifying potential opt-in plaintiffs ...." In re Penthouse Exec. Club Comp. Litig.,
Here, plaintiffs have provided no reason why they require each specific category of information to notify potential opt-in plaintiffs. They simply cite cases that have required production of the various categories of information, see Pl. Mem. at 19, and *388reiterate in their reply brief that they request "only basic contact information commonplace in modern times and which is routinely provided in this circuit," Pl. Reply at 19. In light of the lack of an explanation as to why the specific items are being requested, the Court will require that NY Paving disclose only the full names, last-known addresses, job titles, and dates of employment with respect to pavers who worked for NY Paving from June 3, 2015 to the present. NY Paving shall disclose this information within 21 days from the date of this order. If plaintiffs can show a need for any additional information, they are free to make an application to the Court for such information after discussing the matter with defendants.
C. Pay Envelope Notice
Finally, recognizing that this Court has noted that posting a notice in the employee's workplace can be disruptive to the employer-employee relationship, see Pl. Mem. at 21 (citing Knox v. John Varvatos Enters. Inc.,
IV. CONCLUSION
For the foregoing reasons, plaintiffs' motion for conditional approval of a collective action (Docket # 32) is granted as set forth above.
SO ORDERED.
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