Benavides v. Serenity Spa NY Inc.

166 F. Supp. 3d 474, 2016 U.S. Dist. LEXIS 101751, 2016 WL 4131292
CourtDistrict Court, S.D. New York
DecidedAugust 3, 2016
Docket15-CV-9189 (JLC)
StatusPublished
Cited by94 cases

This text of 166 F. Supp. 3d 474 (Benavides v. Serenity Spa NY Inc.) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Benavides v. Serenity Spa NY Inc., 166 F. Supp. 3d 474, 2016 U.S. Dist. LEXIS 101751, 2016 WL 4131292 (S.D.N.Y. 2016).

Opinion

MEMORANDUM ORDER

JAMES L. COTT, United States Magistrate Judge

On November 20, 2015, plaintiff Gloria Benavides, on behalf of herself and “others similarly situated,” brought this action for unpaid wages, including failure to pay the proper minimum wage and overtime compensation, under the Fair Labor Standards Act and New York State Labor Law against defendants Serenity Spa NY Inc. and Yu Qun Dai. Benavides alleges that these wage-and-hour violations took place while she was employed as a nail technician and massage therapist at Serenity Spa NY, which is located in Manhattan, from January 2012 to January 2013 and again from August 2014 to August 2015. Benavides has now moved for conditional collective action certification on behalf of all non-exempt employees of defendants and asks that the Court (1) conditionally certify the FLSA claims and approve the issuance of a collective action notice; (2) approve the proposed notice and consent form; (3) direct that the consent forms of opt-in plaintiffs be sent directly to Bena-vides’ counsel; (4) require defendants to post the notice and consent forms in their place of business; and (5) require defendants to disclose the contact information [477]*477for all potential members of the collective action as well as the Social Security numbers of all potential members for whom the notice is returned as undeliverable. Defendants have opposed the motion on various grounds. For the reasons that follow, Benavides’ motion is granted in part and denied in part.1

In addition to the pending motion for conditional collective action certification, the parties have raised a discovery dispute regarding whether production of contact information and documents relating to the compensation of all non-exempt employees of Serenity Spa NY within the last six years is appropriate. Because the Court grants the motion for certification, Bena-vides is entitled to production of contact information and documents relating to compensation for all employees who fall within the scope of the conditionally certified collective action. The Court also grants Benavides’ request to use class payroll data that was previously produced in furtherance of a mediation that was scheduled between the parties but ultimately did not take place. Finally, as to nonexempt employees who do not fall within the conditionally certified collective action, the Court grants production of wage-and-hour documents, tip records, records relating to defendants’ commission payments, and production of text messages between employees and defendant Dai, but denies production of their contact information without prejudice to renewal upon a demonstration of need.

I. PROCEDURAL HISTORY

The parties consented to my jurisdiction for all purposes pursuant to 28 U.S.C. § 636(c) on February 18, 2016. (Dkt. No. 17). On April 28, 2016, Benavides filed a letter-motion requesting a pre-motion conference, to be held simultaneously with a previously scheduled initial conference, in order to seek leave to move for conditional collective action certification under the Fair Labor Standards Act (“FLSA”). (Dkt. No. 32). Defendants opposed this request. (Dkt. No. 33). The Court held a conference on May 4, 2016 and set deadlines for motion practice on Benavides’ motion for conditional collective action collective certification. (Dkt. No. 34).

On May 31, 2016, Benavides moved for conditional certification of a putative class of all non-exempt employees (including, but not limited to, nail technicians, massage therapists, aestheticians, and other spa technicians) employed by defendants at Serenity Spa NY within the last six years. See Notice of Motion, dated May 31, 2016 (Dkt. No. 41); Memorandum of Law in Support of Plaintiffs Motion for Conditional Collective Certification, dated May 31, 2016 (“Pl.’s Mem.”) (Dkt. No. 42); Declaration of C.K. Lee in Support of Plaintiffs Motion for Conditional Collective Certification, dated May 31, 2016 (“Lee Deck”) (Dkt. No. 44). Defendants filed their opposition papers on June 14, 2016. Memorandum of Law in Opposition to Plaintiffs Motion for Conditional Class Certification (“Defs.’ Mem.”) (Dkt. No. 45). Benavides submitted a reply on June 30, [478]*4782016. Reply Memorandum of Law in Support of Plaintiffs Motion for Conditional Collective Certification (“Pl.’s Reply”) (Dkt. No. 49).

II. DISCUSSION

A. Conditional Collective Action Certification

Under the FLSA, a plaintiff may seek certification to proceed as a collective action, thus allowing other “similarly situated” employees the opportunity to join the litigation. 29 U.S.C. § 216(b); see also Cohen v. Gerson Lehrman Grp., Inc., 686 F.Supp.2d 317, 326 (S.D.N.Y.2010). “Although they are not required to do so by the FLSA, district courts ‘have discretion, in appropriate cases, to implement [§ 216(b)] ... by facilitating notice to potential plaintiffs’ of the pendency of the action and of their opportunity to opt-in as represented plaintiffs.” Myers v. Hertz Corp., 624 F.3d 537, 554 (2d Cir.2010) (quoting Hoffmann-La Roche, Inc. v. Sperling, 493 U.S. 165, 169, 110 S.Ct. 482, 107 L.Ed.2d 480 (1989)).

In this Circuit, there is a two-stage certification process for an FLSA collective action. See, e.g., Martin v. Sprint/united Mgmt. Co., No. 15-CV-5237, 2016 WL 30334, at *4 (S.D.N.Y. Jan. 4, 2016) (collecting cases). “The first step involves the court making an initial determination to send notice to potential opt-in plaintiffs who may be ‘similarly situated’ to the named plaintiffs with respect to whether a FLSA violation has occurred.” Myers, 624 F.3d at 555. The Court may send this notice after “only a ‘modest factual showing’ based on the ‘pleadings and affidavits’ that the putative class members were ‘victims of a common policy or plan that violated the law.’ ” Feng v. Hampshire Times, No. 14-CV-7102 (SHS) (JLC), 2015 WL 1061973, at *2 (S.D.N.Y Mar. 11, 2015) (quoting Cardenas v. AAA Carting, No. 12-CV-7178, 2013 WL 4038593, at *1 (S.D.N.Y Aug. 9, 2013) (internal quotations omitted)); see also Myers, 624 F.3d at 555 (citations omitted); Scott v. Chipotle Mexican Grill, Inc., No. 12-CV-8333, 2013 WL 5782440, at *2 (S.D.N.Y. Oct. 25, 2013) (collecting cases). “In ascertaining whether potential opt-in plaintiffs are similarly situated, courts should not weigh the merits of the underlying claims.” Hamadou v. Hess Corp., 915 F.Supp.2d 651, 662 (S.D.N.Y. 2013).

“While the FLSA does not define ‘similarly situated,’ it is widely recognized that the standard for conditional collective action certification is not a stringent one.” Feng, 2015 WL 1061973, at *2; see, e.g., Spicer v. Pier Sixty LLC., 269 F.R.D. 321, 336 (S.D.NY.2010); Iglesias-Mendoza v. La Belle Farm. Inc., 239 F.R.D. 363, 367-68 (S.D.N.Y.2007); Hoffmann v. Sbarro, Inc., 982 F.Supp. 249, 261 (S.D.N.Y.1997). A low standard of proof is required at this first stage because its “ ‘purpose ... is merely to determine whether ‘similarly situated’ plaintiffs do in fact exist.’ ” She Jian Guo v. Tommy’s Sushi Inc., No.

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