Currier v. United Technologies Corp.

393 F.3d 246, 66 Fed. R. Serv. 88, 2004 U.S. App. LEXIS 26798, 86 Empl. Prac. Dec. (CCH) 41,870, 94 Fair Empl. Prac. Cas. (BNA) 1735, 2004 WL 2955259
CourtCourt of Appeals for the First Circuit
DecidedDecember 22, 2004
Docket04-1696
StatusPublished
Cited by56 cases

This text of 393 F.3d 246 (Currier v. United Technologies Corp.) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Currier v. United Technologies Corp., 393 F.3d 246, 66 Fed. R. Serv. 88, 2004 U.S. App. LEXIS 26798, 86 Empl. Prac. Dec. (CCH) 41,870, 94 Fair Empl. Prac. Cas. (BNA) 1735, 2004 WL 2955259 (1st Cir. 2004).

Opinion

COFFIN, Senior Circuit Judge.

Appellee Durwood Currier had worked for appellant Pratt & Whitney (“Pratt”), a division of United Technologies Corporation (“UTC”), for'twenty-one years before he was terminated in a reduction-in-force (“RIF”) in mid-2000. He was 61 years old and had advanced to positions of increasing responsibility during his tenure with the company, receiving commendations for the quality of his work and regular merit pay increases. Following his discharge, Currier filed suit under state and federal law alleging age discrimination. 1 A jury found in his favor, awarding him $101,000 in back pay and $275,000 in compensatory damages. Although the district court viewed the case as “very close,” it denied Pratt’s motions for directed verdict, new trial or remittitur. Pratt now appeals, claiming, inter alia, that it was 1 entitled to judgment as a matter of law and that the district court committed prejudicial error by allowing flawed statistical evidence to reach the jury. After careful review, we join the district court in concluding that, though the case was close, the verdict was supportable.

I. Factual Background,

The relevant facts, as the jury could have found them, are as follows.

' From 1987 to 1999, Currier worked as a business unit manager at Pratt’s- facility in North Berwick, Maine, a position in which he supervised 200 employees and developed the strategy for achieving the unit’s goals in such areas as cost, safety and quality. In 1996, he received a glowing letter of recommendation that praised his leadership, his “maturity and business acumen,” and his “going-forward potential.” That same year, he took over a troubled business unit, guided it to an improved performance, and was rewarded with a three-week trip to Japan to tour similar facilities.

In 1998, Thomas Mayes became the new Operations Manager at the North Berwick facility, and in that position he supervised Currier and the then-six other business unit -managers. Mayes, who was twenty years younger than Currier, conducted an evaluation of the business unit managers in 1998 and rated Currier more unfavorably than his performance seemed to warrant. For example, Currier’s unit in 1998 achieved an approximately 68 percent reduction in defects, but he was given the same rating (3 on a scale of 1 to 5) for “quality” as two other, younger unit managers who experienced 73 percent and 68 percent increases in defects. 2 In the “cost” category of the review, Currier was graded down because his unit’s “cost per standard hour” was high; the evidence permitted the jury to conclude, however, that the higher cost was attributable to Currier’s success in meeting the company’s objective of reducing'inventory by decreasing production lead time. 3 Currier’s per *249 spective was that he was charged with the cost of the surplus labor resulting from that success, even though he assigned the extra workers to help other business units.

In early 1999, Currier was moved to a newly created manager’s position, in which he was responsible for generating new business. Mayes’ testimony suggested that, rather than a promotion, the transfer was a response to personnel issues and the increased costs in Currier’s unit. Currier was given no job description and no goals, and his request for supervisory authority was denied. In early 2000, Mayes became General Manager of the North Berwick facility, and Stephen Pickett took over as Operations Manager. A few months later, UTC told Mayes that the salaried, workforce in North Berwick needed to be reduced by about five percent. Mayes, Pickett and the head of Human Resources, Thomas Murphy, identified the job categories to be affected by the RIF, and they included the new business position held by Currier as one of the jobs to be eliminated. Rather than simply terminating Currier, however, management decided to evaluate him along with the six then-current business unit managers.

Under Pratt’s standard layoff-guidelines, managers in the job categories to be affected assess each employee in a targeted position using a numerical scoring system — -the “Matrix” — that considers five criteria: “achieves results,” “criticality of skills,” “qualifications,” “business orientation,” and “interpersonal skills.” The Human Resources department then reviews the scoring to ensure compliance with the company’s guidelines and employment laws. The employee with the lowest score in a particular position is laid off.

In his evaluation of the business unit managers, Mayes gave Currier the lowest score, a 13 .out of a possible 35 points. The others, all of whom were younger than Currier, received scores of 31, 28, 27, 27, 25 and 17. Currier criticizes the Matrix .as a vague and “entirely subjective” list of criteria and asserts that his score “defie[d] the objective reality of [his] superb performance over more than 20 years.” He points out that Mayes, who had been in South Berwick for only two years, did not consult with Currier’s past supervisors or review his past performance evaluations.

To carry out the Matrix evaluation, Mayes utilized a form in which he circled a number from one to ten next to each of the five' designated criteria. The evaluation process did not include a written explanation for Currier’s low scores, but Mayes at trial gave three reasons for Currier’s unfavorable outcome: his unit’s financial performance target was off by more than any other unit’s (based on cost per standard hour); his unit had “significant” labor relations problems iri 1998 (stemming from an increased expectation that employees work overtime); and he 'did not perform well in the business development position. The jury also heard, however, that Currier received a merit pay increase in December 1999, nine months after starting the new job and six months before he was terminated.

Currier contended that Mayes’ decision-making was infected by age discrimination, and he relied on his record of proven success at Pratt to demonstrate that his supposed poor performance — as reflected in his low Matrix score — was a pretext to mask the real motive. To substantiate his claim that the motive was unlawful age *250 bias, Currier presented the testimony of an expert statistician, Dr. Sat Gupta, who concluded that the RIF disproportionately affected older employees. Gupta reported that the average age of the five employees who were laid off was 53, while the average age of those retained was 45. At one point, he testified that the risk of layoff increased by about “30 thousand percent” with increased age.

The jurors were persuaded that discrimination occurred and rendered a verdict in Currier’s favor. On appeal, Pratt contends that they were improperly and unfairly led astray by Gupta’s flawed statistics. In particular, Pratt asserts that Gupta incorrectly based his analysis on the total number of salaried employees at the Berwick facility, 183, rather than on the 44 employees in the job categories that Mayes, Pickett and Murphy had designated as subject to the reduction-in-force.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Cite This Page — Counsel Stack

Bluebook (online)
393 F.3d 246, 66 Fed. R. Serv. 88, 2004 U.S. App. LEXIS 26798, 86 Empl. Prac. Dec. (CCH) 41,870, 94 Fair Empl. Prac. Cas. (BNA) 1735, 2004 WL 2955259, Counsel Stack Legal Research, https://law.counselstack.com/opinion/currier-v-united-technologies-corp-ca1-2004.