Cumberland River Coal Company v. Billie Banks

690 F.3d 477, 2012 WL 3194224, 2012 U.S. App. LEXIS 16431
CourtCourt of Appeals for the Sixth Circuit
DecidedAugust 8, 2012
Docket11-3500
StatusPublished
Cited by29 cases

This text of 690 F.3d 477 (Cumberland River Coal Company v. Billie Banks) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Cumberland River Coal Company v. Billie Banks, 690 F.3d 477, 2012 WL 3194224, 2012 U.S. App. LEXIS 16431 (6th Cir. 2012).

Opinion

OPINION

DANNY C. REEVES, District Judge.

This case arises from a series of petitions for benefits under the federal Black Lung Benefits Act. After two unsuccessful attempts, Appellee Billie Banks filed a claim for benefits in 2003, presenting new evidence of pneumoconiosis. An administrative law judge (ALJ) found that Banks had established a change in his condition and that he suffered from legal pneumoconiosis which substantially contributed to his total disability. Banks was awarded benefits and the Benefits Review Board affirmed. Cumberland River Coal Company appeals this determination, arguing that Banks failed to establish a change in his condition under 20 C.F.R. § 725.309(d). Additionally, it argues that Banks failed to establish that he suffers from pneumoconiosis or that he is disabled due to this impairment. Having reviewed the record of this proceeding, we will affirm the judgment of the Benefits Review Board. In reaching this decision, we adopt the regulatory interpretation urged by the Director of the Office of Workers’ Compensation Programs.

I.

Billie Banks worked as a coal miner for seventeen years. He was employed by Cumberland River Coal Company (Cumberland) in 1991 when he ended his coal mine employment. Banks smoked cigarettes most of his life: roughly one pack a day for thirty-eight years, followed by one half-pack a day from 2004 through 2007. *481 Banks filed his first claim for black lung benefits on February .3, 1992. The claim was ultimately denied in 1996 by ALJ Richard L. Malamphy, who concluded that Banks’s respiratory disease was due to his history of smoking, rather than his employment as a coal miner. Banks filed a second claim for benefits on January 5, 2000. That claim was denied' by the district director in May 2002, and Banks did not request a hearing before an ALJ.

Banks filed his third claim on July 11, 2003. In support, he presented medical evidence from Dr. Forehand and Dr. Rasmussen, both of whom diagnosed pneumoconiosis by x-ray. Conversely, Cumberland’s expert, Dr. Jarboe, stated "that Banks’s disability was due solely to smoking. Following an administrative hearing, ALJ Thomas F. Phalen, Jr., entered an order awarding benefits. However, the Benefits Review Board (the Board) vacated the award and remanded the claim for reconsideration. 1

On March 5, 2010, ALJ Larry Merck awarded benefits. 2 He found that Banks had established a change in one of the applicable conditions of entitlement since his last claim because the new evidence established the existence of legal pneumoconiosis. And after weighing all of the' evidence in the record, ALJ Merck concluded that Banks had established legal pneumoconiosis. Finally, the ALJ found that Banks had established total disability due to his legal pneumoconiosis.

Cumberland appealed the decision to the Board, arguing that ALJ Merck failed to compare the evidence in the prior, rejected claim to the new evidence when determining whether there was a change in condition. The Board rejected this argument based on the plain language of the current version of the regulation governing subsequent claims, which provides that a claimant must “show that one of the applicable conditions of entitlement has changed ... by submitting new evidence.” 20 C.F.R. § 725.309(d). It concluded that the amendment of this section marked a departure from the previous test for establishing a change in condition, so that an ALJ no longer needed to compare the new evidence to the evidence in the record. Turning to the merits, the Board determined that ALJ Merck had properly weighed the opinion evidence before him. And while it agreed with Cumberland that ALJ Merck should not have considered a medical report from 2001 because it was written before Banks’s second claim was denied, it found the error to be harmless. Thus, the Board affirmed the award of benefits.

II.

The Black Lung Benefits Act (the Act) provides benefits to coal miners who become disabled due to pneumoconiosis. 30 U.S.C. § 901. Pneumoconiosis is a “chronic dust disease of the lung and its sequelae, including respiratory and pulmonary impairments, arising out of coal mine employment.” 30 U.S.C. § 902. It is caused by the “long-term inhalation of coal dust” associated with work in coal mines. Gray v. SLC Coal Co., 176 F.3d 382, 386 (6th Cir. *482 1999). It is “latent and progressive,” and thus “may first become detectable only after the cessation of coal mine dust exposure.” 20 C.F.R. § 718.201(c). The Act directs the Department of Labor (the Department) to “make payments of benefits in respect of total disability of any miner due to pneumoconiosis.” 30 U.S.C. § 921(a). To that end, it authorizes the Department to promulgate regulations to “prescribe standards for determining ... whether a miner is totally disabled due to pneumoconiosis.” 30 U.S.C. § 921(b); see also 30 U.S.C. § 923(a) (providing that claims be filed “in such manner, in such form, and containing such information, as the Secretary [of Labor] shall by regulation prescribe”).

To prove entitlement to benefits under the Act, a miner must file a claim proving that: (1) he suffers from pneumoconiosis; (2) the pneumoconiosis “arose out of coal mine employment”; (3) he is totally disabled; and (4) the pneumoconiosis contributes to his total disability. 20 C.F.R. § 725.202(d)(2). The first prong may be met by establishing that the miner suffers from either “clinical” or “legal” pneumoconiosis. “Clinical pneumoconiosis” is defined as a condition “characterized by permanent deposition of substantial amounts of particulate matter in the lungs and the fibrotic reaction of the lung tissue to that deposition caused by dust exposure in coal mine employment.” 20 C.F.R. § 718.201(a)(1). It is typically diagnosed using x-ray evidence. See Eastover Mining Co. v. Williams, 338 F.3d 501, 509 (6th Cir.2003) (describing clinical pneumoconiosis as a “lung disease caused by fibrotic reaction of the lung tissue to inhaled dust that is generally visible on chest x-ray films”). “Legal pneumoconiosis,” on the other hand, includes “any chronic restrictive or obstructive pulmonary disease arising out of coal mine employment.” 20 C.F.R.

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690 F.3d 477, 2012 WL 3194224, 2012 U.S. App. LEXIS 16431, Counsel Stack Legal Research, https://law.counselstack.com/opinion/cumberland-river-coal-company-v-billie-banks-ca6-2012.