Energy West Mining Co. v. Oliver

555 F.3d 1211, 2009 U.S. App. LEXIS 4024, 2009 WL 416317
CourtCourt of Appeals for the Tenth Circuit
DecidedFebruary 20, 2009
Docket07-9588
StatusPublished
Cited by31 cases

This text of 555 F.3d 1211 (Energy West Mining Co. v. Oliver) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Energy West Mining Co. v. Oliver, 555 F.3d 1211, 2009 U.S. App. LEXIS 4024, 2009 WL 416317 (10th Cir. 2009).

Opinion

GORSUCH, Circuit Judge.

This is a petition to review the judgment of the Department of Labor’s Benefits Review Board. The Board upheld retired miner John Oliver’s claim to black lung benefits from his longtime employer, Energy West Mining Company. Energy West’s petition asserts two grounds for relief. First, it claims the Board’s benefits award is not supported by substantial evidence. Second, Energy West argues that its liability to Mr. Oliver should be transferred to the Black Lung Disability Trust Fund — that is, to the government — because the government destroyed the records associated with a prior claim filed by Mr. Oliver in 1980. The company argues that the destruction of these records deprived it of a fair opportunity to defend Mr. Oliver’s present claim, in violation of the Due Process Clause. After careful review, we deny the petition in both respects.

I

A

The Black Lung Benefits Act (“BLBA” or “Act”), 30 U.S.C. § 901 et seq., compensates coal miners who become totally disabled after contracting pneumoconiosis, or black lung disease, on the job. The Act defines pneumoconiosis as “a chronic dust disease of the lung and its sequelae, including respiratory and pulmonary impairments, arising out of coal mining employment.” 30 U.S.C. § 902(b). It is caused by inhaling coal dust into the lungs over a long period, and “encompasses a cruel set of conditions that afflict a significant percentage of the nation’s coal miners with ‘severe, and frequently crippling, chronic respiratory impairment.’ ” Nat’l Mining Ass’n v. Dep’t of Labor, 292 F.3d 849, 854 (D.C.Cir.2002) (quoting Usery v. Turner Elkhorn Mining Co., 428 U.S. 1, 6, 96 S.Ct. 2882, 49 L.Ed.2d 752 (1976)). Black lung benefits are normally paid by a miner’s employer, id.; 30 U.S.C. § 932, but if no employer is held responsible, the claim is paid from the Black Lung Disability Trust Fund (“Black Lung Trust”) administered by the government, Nat’l Mining Ass’n, 292 F.3d at 854.

To obtain benefits under the Act, a miner must demonstrate that he satisfies three conditions: (1) he or she suffers from pneumoconiosis; (2) the pneumoconi-osis arose out of coal mining employment; and (3) the pneumoconiosis is totally disabling. Wyoming Fuel Co. v. Dir., OWCP, 90 F.3d 1502, 1505 (10th Cir.1996); 30 U.S.C. § 901(a); 20 C.F.R. §§ 718.201-04. The miner must initially file a claim with a district director of the Office of Workers’ Compensation Programs (“OWCP”). Either side may appeal the district director’s decision to an administrative law judge (“ALJ”), then to the Board of Benefits Review, and finally to the court of appeals for the circuit in which the miner’s injury occurred. Nat’l Mining Ass’n, 292 F.3d at 854; 33 U.S.C. § 921(c), as incorporated by the BLBA at 30 U.S.C. § 932(a); 20 C.F.R. §§ 725.481-82.

B

Mr. Oliver began his mining career with Energy West in 1967. Over the course of some twenty-five years, he worked at two of Energy West’s Utah coal mines. At various times, he worked as a shuttle car operator, a belt man, and finally a bath house attendant. All of these activities exposed him to coal dust. Mr. Oliver was also exposed to dust (though not of the coal variety) through his work as a cattle rancher. He now suffers from chronic obstructive pulmonary disease (“COPD”), *1215 a progressive and debilitating narrowing of the airways. Mr. Oliver now experiences shortness of breath, coughing fits, and difficulty lifting things. He is on continuous oxygen treatment.

Though COPD is not one of the diseases doctors call pneumoconiosis, it can nevertheless qualify under the legal definition of the term if it arises out of coal mining employment. A longstanding interpretation of the BLBA recognizes that Congress intended to compensate miners for “a broader class of lung diseases that are not pneumoconiosis as that term is used by the medical community.” Andersen v. Dir., OWCP, 455 F.3d 1102, 1103-04 & n. 2 (10th Cir.2006); see also Gulf & Western Indus. v. Ling, 176 F.3d 226, 231-32 (4th Cir.1999). As we noted in Andersen, the Labor Department codified this interpretation at 20 C.F.R. § 718.201(a). The regulation defines “legal” pneumoconiosis to encompass “any chronic lung disease or impairment and its sequelae,” including “any chronic restrictive or obstructive pulmonary disease arising out of coal mine employment.” 20 C.F.R. § 718.201(a)(2); see also Andersen, 455 F.3d at 1104. COPD arises out of coal mining employment if it is “significantly related to, or substantially aggravated by, dust exposure in coal mine employment.” 20 C.F.R. § 718.201(b). Because COPD is most frequently caused by cigarette smoking and is commonly found among the general population, we have held that a miner whose claim to black lung benefits is based on COPD is not entitled to the ordinary re-buttable presumption that his or her disease arose out of coal mining employment provided he worked in the mines for at least ten years. Andersen, 455 F.3d at 1104, 1106-07; cf. 30 U.S.C. § 921(c); 20 C.F.R. § 718.203(b) (establishing presumption).

Mr. Oliver filed his first claim for black lung benefits in 1980. Because OWCP destroyed the records associated with that claim in 1999 pursuant to its record-retention policy, we know very little about the claim’s adjudication aside from the fact that it was denied. A memo left in place of the file suggests that, while Mr. Oliver had established the first two elements of his claim (pneumoconiosis arising out of coal mining employment), the claim was denied because he failed to show he was totally disabled in 1980. Following the denial of his original claim, Mr. Oliver continued to perform mining work for Energy West until his retirement in 1993.

Mr.

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555 F.3d 1211, 2009 U.S. App. LEXIS 4024, 2009 WL 416317, Counsel Stack Legal Research, https://law.counselstack.com/opinion/energy-west-mining-co-v-oliver-ca10-2009.