Bowen ex rel. Doe v. Arnold

502 S.W.3d 102, 2016 Tenn. LEXIS 637
CourtTennessee Supreme Court
DecidedJune 2, 2016
StatusPublished
Cited by55 cases

This text of 502 S.W.3d 102 (Bowen ex rel. Doe v. Arnold) is published on Counsel Stack Legal Research, covering Tennessee Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Bowen ex rel. Doe v. Arnold, 502 S.W.3d 102, 2016 Tenn. LEXIS 637 (Tenn. 2016).

Opinion

OPINION

Cornelia A. Clark, J,,

delivered the opinion of the court,

in which Sharon G. Lee, C.J., and Jeffrey S. Bivins, Holly Kirby, and Roger A. Page, JJ., joined.

The determinative question in this appeal is whether the trial court erred in ruling that a person convicted of rape and aggravated sexual battery is collaterally estopped in a subsequent civil lawsuit filed by the victim of the criminal offenses from relitigating the issue of whether he raped and sexually battered the victim. The trial court applied collateral estoppel, explaining that, although the victim was not a party to the criminal prosecution, the victim was in privity with the State, which satisfied the party mutuality requirement neeessary for collateral estoppel to apply. The trial court therefore granted the plaintiffs partial summary judgment but permitted the defendant to seek an interlocutory appeal pursuant to Tennessee Rule of Appellate Procedure 9. After the Court of Appeals declined to accept the interlocutory appeal, the defendant filed an application for permission to appeal in this Court, which we granted. We hereby abolish the strict party mutuality requirement for offensive and defensive collateral estoppel and adopt sections 29 and 85 of the Restatement (Second) of Judgments as the guidelines for courts to follow when determining whether nonmutual collateral es-toppel applies. Having applied these guidelines to the undisputed facts in this appeal, we affirm the trial court’s decision granting partial summary judgment to the [105]*105plaintiffs and remand this matter tc the trial court for further proceedings consistent with this decision.

I. Factual Background2

In November 2010, a minor child, herein referred to as “John Doe N,” reported to his mother, Ms. Bowen,3 that William E. Arnold, Jr. had been raping and molesting him for about eighteen months. Mr. Arnold was the child’s mentor in a mentorship program offered by the Boys and Girls Clubs of Middle Tennessee, in partnership with Big Brothers Big Sisters of Tennessee. The Metropolitan Nashville Police Department investigated the report, and on June 17, 2011, a Davidson County Grand Jury indicted Mr. Arnold on three counts of aggravated sexual battery and three counts of rape of a child.

Mr. Arnold’s criminal trial commenced on July 8, ,2013. John Doe N testified extensively and was cross-examined by counsel for Mr. Arnold. At the conclusion of the proof at trial, the trial court granted a motion for judgment of acquittal on two of the counts of aggravated sexual battery. On July 12, 2013, the jury returned a verdict finding Mr. Arnold guilty of the remaining count of aggravated sexual battery and of the three counts of rape of a child. State v. Arnold, No. M2014-00075-CCA-R3-CD, 2015 WL 99272, at *1 (Tenn. Crim.App. Jan. 7, 2015). Following his conviction, Mr. Arnold appealed to the Court of Criminal Appeals, challenging the trial court’s denial of the motion for judgment of acquittal as to the counts for which he was found guilty, the denial of the. motion for new trial, and the trial court’s ruling on the admissibility of evidence under Tennessee Rule of Evidence. 412. Id On January 7, 2015, the Court of Criminal Appeals rejected these arguments and affirmed Mr. Arnold’s convictions. Id. On May 15, 2015, this Court denied Mr. Arnold’s application for permission to appeal. State v. Arnold, No. M2014-00075-SC-R11-CD (Tenn. May 15, 2015) (order denying Tennessee Rule of Appellate Procedure 11 apr plication and designating the Court of Criminal Appeals’ opinion as not for citation pursuant to Tennessee Supreme Court Rule 4, section E).

While the criminal proceeding made its way through the courts, this separate civil lawsuit, filed April 8, 2011, two months before Mr. Arnold’s indictment, remained pending in the Circuit Court for Davidson County. The lawsuit, filed by Ms. Bowen “individually and on behalf of’ John Doe N, named Mr. Arnold as a defendant, along with the Boys and Girls Clubs of Middle Tennessee, the Boys and Girls Clubs of America, Big Brothers Big Sisters of Tennessee, and Big Brothers Big Sisters of America. Ms. Bowen alleged that Mr. Arnold intentionally molested John'Doe N and that the entity defendants were negligent in various ways. Ms. Bowen sought compensatory damages from the [106]*106defendants of three-and-one-half million dollars.4

On January 12, 2015, one week after the Court of Criminal Appeals affirmed Mr. Arnold’s convictions, Ms. Bowen moved for partial summary judgment against Mr. Arnold, arguing, based oh his criminal convictions, that he was collaterally estopped from relitigating in the civil lawsuit the issue of “whether he raped and sexually battered” John Doe N. In his response in opposition to the motion, Mr. Arnold argued that collateral estoppel did not apply because criminal and civil trials are “wholly separate and distinct proceedings” and involve different parties, interests, procedural rules, and witnesses. Mr. Arnold supported his response with an affidavit, in which he professed innocence of the crimes, stated that he had been falsely accused and wrongfully convicted, and declared that he would continue to maintain his innocence of the crimes.5 He also argued that one of the elements necessary for application of the collateral estoppel doctrine—party mutuality—was lacking because John Doe N was neither a party to the criminal prosecution nor in privity with the State of Tennessee in the criminal prosecution.

On April 16, 2015, the trial court entered an order granting Ms. Bowen’s motion for partial summary judgment against Mr. Arnold. The trial court concluded that all elements of the collateral estoppel had been established, and with respect to party mutuality, found that John Doe N was “in privity with the State of Tennessee from the criminal case.” The trial court therefore ruled that collateral estoppel precluded Mr. Arnold “from raising the issue of whether he raped and sexually battered” John Doe N in the civil lawsuit. By this same order the trial court granted Mr. Arnold permission to seek an interlocutory appeal, Tenn. R. App. P. 9, and stayed further proceedings in the trial court pending final disposition of the interlocutory appeal.. On May 26, 2015, the Court of Appeals denied Mr. Arnold’s request for an interlocutory appeal. Mr. Arnold then timely filed an application for permission to appeal in this Court. Tenn. R. App. P. 9(c), 11. We. granted the application and set oral arguments at the Girls’ State S.C.A.L.E.S. project.

II. Standard of Review

The issue in this appeal—whether collateral estoppel applies—is a question of law. Mullins v. State, 294 S.W.3d 529, 535 (Tenn.2009). Thus, summary judgment is an appropriate vehicle for resolving the issue. Id (citing 18 James Wm. Moore et ah, Moore’s Federal Practice and Procedure § 132.05[7] (3d ed. 2009)). The party relying upon collateral estoppel as a bar bears the burden of proof on the issue. Id.; see also State v. Scarbrough, 181 S.W.3d 650, 655 (Tenn.2005).

An appellate court reviews a trial court’s ruling on a motion for summary judgment de novo, without a presumption of correctness. Rye v. Women’s Care Ctr. of Memphis, MPLLC, 477 S.W.3d 235, 250 (Tenn.2015) (citing Abshure v. Methodist Healthcare-Memphis Hosp., 325 S.W.3d 98, 103 (Tenn.2010); Bain v. Wells, 936 S.W.2d 618, 622 (Tenn.1997)).

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502 S.W.3d 102, 2016 Tenn. LEXIS 637, Counsel Stack Legal Research, https://law.counselstack.com/opinion/bowen-ex-rel-doe-v-arnold-tenn-2016.