State v. Cleveland

959 S.W.2d 548, 1997 Tenn. LEXIS 635, 1997 WL 795933
CourtTennessee Supreme Court
DecidedDecember 29, 1997
Docket03S01-9612-CR-00118
StatusPublished
Cited by89 cases

This text of 959 S.W.2d 548 (State v. Cleveland) is published on Counsel Stack Legal Research, covering Tennessee Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State v. Cleveland, 959 S.W.2d 548, 1997 Tenn. LEXIS 635, 1997 WL 795933 (Tenn. 1997).

Opinions

[550]*550OPINION

ANDERSON, Chief Justice.

The primary issue presented in this appeal of a conviction for attempted aggravated rape is whether the absence of a juror during a portion of the closing argument was harmless error, or whether it was prejudicial to the judicial process and required a new trial. A secondary issue is whether the trial court should have instructed the jury that aggravated assault is a lesser included offense of attempted aggravated rape.

At the beginning of the second day of trial, the trial judge replaced a missing juror with an alternate juror. When the missing juror appeared during closing argument, the judge removed the alternate juror and replaced him with the original missing juror. No objection was made. Thereafter, the jury, as then constituted, found the defendant guilty of attempted aggravated rape.

The absent juror issue was first raised on appeal, after which the Court of Criminal Appeals found that the juror’s absence was plain error and not subject to harmless error analysis. The court also found that the trial court should have instructed the jury that aggravated assault was a lesser included offense of attempted aggravated rape. As a result, the Court of Criminal Appeals reversed and remanded the case for a new trial. The State appealed.

After a review of the record and relevant authorities, we conclude that the juror’s absence during closing argument was a fundamental defect in the structure of the trial mechanism under article I, § 6 of the Tennessee Constitution, and was prejudicial to the judicial process.. We therefore agree with the Court of Criminal Appeals that harmless error analysis is not available, and that a new trial is required. We also conclude that the Court of Criminal Appeals was incorrect in finding that the trial court should have instructed that the offense of aggravated assault was a lesser included offense of attempted aggravated rape. Accordingly, we affirm the Court of Criminal Appeals’ judgment as modified.

BACKGROUND

The defendant, Johnny Cleveland, age 23, and the female victim, age 66, lived in the same neighborhood and were acquainted. One day they met on the street and the victim agreed to show Cleveland where she lived. After they entered the victim’s apartment, Cleveland attacked the victim, threw her to the floor, and forcibly removed her clothes. Cleveland threatened to kill the victim with a large fork, but during the struggle she was able to trigger an alarm. When responding maintenance workers heard the victim cry out, they entered and escorted the naked Cleveland out of the apartment.

As a result of the foregoing events, the defendant was indicted on one count of attempted aggravated rape for “unlawfully, forcibly or coercively attempting] to engage in sexual penetration with [the victim], while ... armed with a weapon or an article used or fashioned in a manner to lead the victim to believe it to be a weapon.”

At trial, the prosecution presented all its proof on the first day of trial and rested. At the beginning of the second day of trial, one of the jurors was missing, and the trial court picked an alternate.1 The defense then rested without presenting any evidence, and the prosecution began its initial closing argument. The missing juror entered the courtroom during the argument. The following exchange occurred between the prosecutor and the trial judge:

Mr. Bright: Your Honor, do I need to start over?
The Court: Yeah, I guess you really need to start over since he is now present.
Mr. Bright: I tell you what, I’ll let the other jurors tell him about it.
The Court: Okay.

When closing arguments were finished, the trial court replaced the alternate juror with the original juror. No objection was made to this procedure by the defendant. The trial court then instructed the jury on attempted aggravated rape, for which he had been indicted, and on a number of other offenses— [551]*5511.e., attempted rape, sexual battery, attempted sexual battery, aggravated sexual battery, attempted aggravated sexual battery, and assault—but did not instruct, as requested, that the offense of aggravated assault was a lesser included offense of attempted aggravated rape. The jury found the defendant guilty of attempted aggravated rape.

The defendant contended at the hearing on the motion for new trial that the trial court was in error for not granting the requested instruction, but did not raise the absent juror issue. The trial court overruled the motion.

The Court of Criminal Appeals, however, reversed the conviction and remanded for a new trial, finding that the absence of a juror was plain error that could not be subjected to harmless error analysis. The court also found that the trial court should have instructed the jury that the offense of aggravated assault was a lesser included offense of attempted aggravated rape.

We granted the State’s application for permission to appeal to review these two important issues.2

ABSENT JUROR

The trial court’s action in first discharging an original absent juror and replacing him with an alternate juror, and then reversing course when the original juror appeared, followed no recognized procedural course and resulted in the original juror missing a part of the trial. The State agrees this is error, but contends it is harmless because no prejudice to the defendant has been shown. In order to determine whether the error is subject to harmless error analysis, we first review the scope of the right to trial by jury.

The right to trial by jury is a fundamental right preserved by article I, § 6 of the Tennessee Constitution and has “special resonance in criminal matters.” Ricketts v. Carter, 918 S.W.2d 419, 424 (Tenn.1996). It includes the right to have a unanimous jury verdict. State v. Shelton, 851 S.W.2d 134, 137 (Tenn.1993). It also includes the right to have every fact tried and determined by twelve jurors and to have all issues of fact submitted to the same jury at the same time. State v. Bobo, 814 S.W.2d 353, 356 (Tenn.1991); Willard v. State, 174 Tenn. 642, 130 S.W.2d 99 (1989).

Closing argument assists the jury in determining the facts. The purpose of summation is to allow each side “to assist the jury in analyzing, evaluating, and applying the evidence” and it “includes counsel’s right to state his contention as to the conclusion that the jury should draw from the evidence.” United States v. Garza, 608 F.2d 659 (5th Cir.1979); Tenn.R.Crim.P. 29.1; see also Sonsteng and Haydock, Trialbook, § 3.02 (purposes include summarizing factual theories, significance of evidence, reasonable inferences, and legal theories). Courts have recognized that closing argument is a valuable privilege afforded to the State and the defense and have afforded wide latitude to counsel in arguing their cases to the jury. State v. Bigbee, 885 S.W.2d 797, 809 (Tenn. 1994).

Free access — add to your briefcase to read the full text and ask questions with AI

Related

State of Tennessee v. Alonzo Hoskins
Court of Criminal Appeals of Tennessee, 2021
State of Tennessee v. Warren Smith
Court of Criminal Appeals of Tennessee, 2020
State of Tennessee v. Christopher Talley
Court of Criminal Appeals of Tennessee, 2018
State of Tennessee v. Timothy Pate
Court of Criminal Appeals of Tennessee, 2018
State of Tennessee v. Leroy Myers, Jr.
Court of Criminal Appeals of Tennessee, 2018
State of Tennessee v. Daniel Stephen Collins
Court of Criminal Appeals of Tennessee, 2017
State of Tennessee v. Courtney Fifer
Court of Criminal Appeals of Tennessee, 2017
Bowen ex rel. Doe v. Arnold
502 S.W.3d 102 (Tennessee Supreme Court, 2016)
State of Tennessee v. Derrick Dewayne Lyons
Court of Criminal Appeals of Tennessee, 2015
State of Tennessee v. Michael Presson
Court of Criminal Appeals of Tennessee, 2014
State of Tennessee v. Danny Howard
Court of Criminal Appeals of Tennessee, 2013
State of Tennessee v. Roy Len Rogers
Court of Criminal Appeals of Tennessee, 2013
State of Tennessee v. Michael Smith
Court of Criminal Appeals of Tennessee, 2013
State of Tennessee v. James Ryan Stephenson
Court of Criminal Appeals of Tennessee, 2013
State of Tennessee v. Billy J. Blankenship
Court of Criminal Appeals of Tennessee, 2012
State of Tennessee v. Dearick Stokes
Court of Criminal Appeals of Tennessee, 2012
State of Tennessee v. Roger W. Christy
Court of Criminal Appeals of Tennessee, 2012
State of Tennessee v. Elgene Porter aka "Twin"
Court of Criminal Appeals of Tennessee, 2011

Cite This Page — Counsel Stack

Bluebook (online)
959 S.W.2d 548, 1997 Tenn. LEXIS 635, 1997 WL 795933, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-v-cleveland-tenn-1997.