Board of County Commissioners of the County of San Miguel v. Colorado Public Utilities Commission

157 P.3d 1083, 2007 WL 1240202
CourtSupreme Court of Colorado
DecidedMay 21, 2007
Docket06SA213
StatusPublished
Cited by34 cases

This text of 157 P.3d 1083 (Board of County Commissioners of the County of San Miguel v. Colorado Public Utilities Commission) is published on Counsel Stack Legal Research, covering Supreme Court of Colorado primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Board of County Commissioners of the County of San Miguel v. Colorado Public Utilities Commission, 157 P.3d 1083, 2007 WL 1240202 (Colo. 2007).

Opinions

Justice HOBBS

delivered the Opinion of the Court.

In this original proceeding under C.A.R. 21, we determine whether the Colorado Public Utilities Commission ("PUC" or "Commission"), pursuant to sections 40-6-113(6) and 40-6-115, C.R.S. (2006), must include in the record of its proceedings advisory memoran-da received from its staff and considered by the Commissioners in the deliberative phase of their proceedings.1

PUC employees include among their numbers two groups of agency experts-a testimonial staff and an advisory staff. Performing different functions in PUC proceedings, these two groups operate independently and in isolation of each other. The testimonial staff is active in making presentations to the Commission during the evidentiary phase of proceedings, in which parties present evidence. In the deliberative phase, the advisory staff assists the PUC Commissioners in analyzing the record made during the eviden-tiary phase, and arraying the various choices the Commissioners have before them in making their decision.

Advisory memoranda contain an analysis of the record made prior to the Commissioners' deliberation; these memoranda also contain staff recommendations to the Commissioners. Members of the advisory staff are not decision-makers. The PUC Commission ers are the decision-makers, and they may accept or reject all or any portion of the advisory staff's analysis and/or recommendations.

After they complete their deliberations in a public proceeding, the PUC Commissioners enter a final written decision or order under section 40-6-109(8), C.R.S. (2006). A party may appeal the final written decision or order to the district court pursuant to section 40-6-115.

In the case before us, the district court held that the advisory staffs memoranda must always be included in the records of PUC's proceedings, under section 40-6-113(6). But, the PUC's long-standing practice is not to include advisory memoranda in [1086]*1086the record it certifies to district courts upon judicial review.

The parties who filed this judicial review proceeding in the District Court for San Miguel County contend, and the district court agreed, that the PUC violates section 40-6-113(6) when it fails to include advisory mem-oranda in the records of PUC proceedings. These parties contended in the district court, as well as here, that the advisory memoranda in this case must be made part of the record because: -

they were obtained at the PUC's initiative and considered by the PUC in rendering the decision under review; ... the memo-randa are not privileged because their contents were publicly disclosed; and .... the memoranda are relevant because they contain factual findings and recommendations contrary to the PUC's positions on the merits.

Pls. and Petrs.'s Resp. 8.

We hold that section 40-6-113(6) does not generally require the PUC to include advisory memoranda in the records of PUC decisions and orders. However, when the staff injects new factual information into the proceedings through an advisory memorandum read at the open meeting deliberation of the Commissioners, and this factual information has not otherwise been made part of the record, the PUC must include such factual information in the agency record for purposes of judicial review under section 40-6-115.

Accordingly, we discharge the rule in part and make it absolute in part. We return this case to the district court, with directions that it (1) conduct an in camera review of the advisory memoranda in this case, (2) determine whether the staff injected new factual information during the open meeting deliberative phase of this proceeding and whether such factual information has not been made part of the record, and (8) include in the section 40-6-118(6) record any such new factual information for purposes of section 40-6-115 judicial review of the PUC's decision. So that the district court may conduct this in camera review, we order the PUC to transmit the advisory memoranda in this proceeding to the district court under seal.

I.

Tri-State Generation and Transmission Association, Inc. ("Tri-State") operates the Nucla-Telluride transmission line, which transports power from a station in Montrose County to a substation in San Miguel County. Tri-State has proposed replacing the existing 69 kV transmission line with a more powerful 115kV transmission line in order to better serve a growing regional population.

The San Miguel County Commissioners ("the County") and the Coalition of Concerned San Miguel County Homeowners ("the Homeowners' Coalition") do not dispute that this upgraded service is needed. At issue is how the new transmission line will be installed.

When Tri-State proposed upgrading the line, the County imposed conditions on the upgrade. The County required Tri-State to construct designated portions underground because of aesthetic and environmental concerns. Tri-State appealed these conditions to the PUC pursuant to section 29-20-108(5), C.R.S. (2006). The Homeowners' Coalition joined as a party to the PUC proceeding in opposition to Tri-State's appeal.2 The PUC appointed its testimonial staff to intervene in the proceeding as a party. See 4 Colo.Code Regs. § 7283-1-1007(a) & (b) (2006).

The PUC followed its usual procedures. In September and October of 2008, it took public comment and held evidentiary hearings. The parties filed direct, answer, and rebuttal testimony in accordance with procedural orders the PUC issued. After the evidentiary hearings, the parties filed statements of position. This concluded the "formal hearing" phase during which evidence is gathered and the record is compiled, including pleadings, testimony, and exhibits presented during the hearing phase.

[1087]*1087In January 2004, the Commission conducted a meeting to deliberate Tri-State's appeal. Pursuant to Colorado's Open Meetings Law, the deliberative meeting was open to the public See §§ 24-6-401 to -402, C.R.S. (2006). The Commission also broadcast this meeting over the Internet.

During this deliberative meeting, one or more members of the advisory staff read from portions of advisory memoranda prepared for the Commissioners. The advisory memoranda were not otherwise made available to the public.

The PUC Commissioners conducted their deliberations and voted in public at the meeting. The PUC later issued its decision in writing, pursuant to section 40-6-109(3).3 In its decision, the PUC directed Tri-State to construct the transmission line underground, as the County wished, if the cost estimates for underground construction were less than or equal to the amount required for overhead construction. The PUC also directed TriState to (1) obtain cost estimates for underground and overhead construction and (2) install the transmission lines underground if San Miguel County, homeowners, and/or others were willing to pay the cost difference.

The PUC's decision provided that the County and Homeowners' Coalition could return for resolution of disagreement over cost estimates after Tri-State gathered and reported its estimated costs to the PUC.

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Bluebook (online)
157 P.3d 1083, 2007 WL 1240202, Counsel Stack Legal Research, https://law.counselstack.com/opinion/board-of-county-commissioners-of-the-county-of-san-miguel-v-colorado-colo-2007.