Bergeron v. Cabral

560 F.3d 1, 28 I.E.R. Cas. (BNA) 1455, 185 L.R.R.M. (BNA) 3308, 2009 U.S. App. LEXIS 4653, 2009 WL 580795
CourtCourt of Appeals for the First Circuit
DecidedMarch 9, 2009
Docket08-1683
StatusPublished
Cited by124 cases

This text of 560 F.3d 1 (Bergeron v. Cabral) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Bergeron v. Cabral, 560 F.3d 1, 28 I.E.R. Cas. (BNA) 1455, 185 L.R.R.M. (BNA) 3308, 2009 U.S. App. LEXIS 4653, 2009 WL 580795 (1st Cir. 2009).

Opinion

SELYA, Circuit Judge.

This interlocutory appeal requires us to determine whether defendant-appellant Andrea Cabral, the duly elected Sheriff of Suffolk County, Massachusetts, is entitled to qualified immunity in connection with her decision to strip several jail officers of their commissions as deputy sheriffs, allegedly in retaliation for their support of her opponent during the 2004 election cycle. The district court, after concluding that decommissioning amounts to an adverse employment action, denied the defendant’s motion for summary judgment based on qualified immunity. The defendant appeals on two grounds. Although we lack jurisdiction to consider one ground on interlocutory review, we do have jurisdiction to consider the other. After careful consideration of that ground, we affirm the order denying brevis disposition.

I. BACKGROUND

We draw the relevant facts from the summary judgment record and rehearse them in the light most flattering to the nonmovants (here, the plaintiffs). See Cox v. Hainey, 391 F.3d 25, 27 (1st Cir.2004).

This action was brought by ten correctional officers employed at the Nashua Street Jail, a penal facility operated by the Suffolk County Sheriffs Department (the Department). All of them were members of either the Jail Officers and Employees Association (JOEA) or some other public employees’ labor union. Because this appeal implicates only six of the ten jail officers (David Bergeron, John Grennon, John Barnes, John Ellis, Lome Lynch, and Al Moscone), we refer to those six jail officers as the plaintiffs.

On November 29, 2002, the governor appointed the defendant as Sheriff to complete an unexpired term. Shortly thereafter, she commissioned the plaintiffs, among others, as deputy sheriffs. See Mass. Gen. Laws ch. 37, § 3. A deputy-sheriff commission is not a prerequisite for service as a jail officer. Some jail officers hold such commissions; others do not.

Starting in the spring of 2003, the defendant became embroiled in an acrimonious contractual dispute with the JOE A. That dispute spilled over into the political arena. As a result, the JOE A disseminated mass mailings and a press release soliciting support for its cause. To add insult to injury, the JOE A endorsed Stephen J. Murphy, the defendant’s opponent in the 2004 Democratic primary for election as Sheriff.

*5 The plaintiffs all participated in the campaign (albeit to varying degrees). Three of them — Grennon, Barnes, and Ellis— played key roles in the propagation of mailings and a press release calumnizing the defendant. A fourth, Moscone, raised funds for Murphy’s campaign coffers, contributed money of his own, and made telephone calls to assist Murphy’s bid for election. A fifth, Lynch, attended at least one Murphy fundraiser. The sixth, Bergeron, held a sign advocating Murphy’s election at a polling place in West Roxbury on primary day.

Despite the plaintiffs’ efforts, the defendant won the primary and ran unopposed in the November general election. Her first full term as Sheriff commenced on January 5, 2005. Approximately three months later, she rescinded the plaintiffs’ commissions and transferred several of them to less desirable assignments.

The plaintiffs were not pleased. Invoking 42 U.S.C. § 1983, they joined in bringing suit in federal district court. Their complaint alleged that the defendant had retaliated against them because of their union activities and/or their political affiliation, in violation of the First Amendment.

After the close of discovery, the defendant moved for summary judgment on the ground that the plaintiffs had failed to introduce sufficient evidence to support their First Amendment claims and, in the alternative, that qualified immunity barred those claims. The court below granted the motion in part and denied it in part. Bergeron v. Cabral, 535 F.Supp.2d 204, 216 (D.Mass.2008).

Pertinently, the court determined that the six plaintiffs had adduced evidence adequate to raise a genuine issue of material fact as to whether each of them had suffered an adverse employment action because of political affiliation. Id. at 214. The court also held that the defendant was not entitled to qualified immunity on this set of claims. Id at 215-16.

On appeal, the defendant challenges the district court’s denial of qualified immunity. No other ruling is ripe for review.

II. ANALYSIS

Qualified immunity is a judge-made construct that broadly protects public officials from the threat of litigation arising out of their performance of discretionary functions. Pagán v. Calderón, 448 F.3d 16, 31 (1st Cir.2006). The defense is available to public officials whose “conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.” Harlow v. Fitzgerald, 457 U.S. 800, 818, 102 S.Ct. 2727, 73 L.Ed.2d 396 (1982). Because qualified immunity confers a right “not to stand trial or face the other burdens of litigation ... rather than a mere defense to liability,” Mitchell v. Forsyth, 472 U.S. 511, 526, 105 S.Ct. 2806, 86 L.Ed.2d 411 (1985), a pretrial rejection of qualified immunity may give rise to an interlocutory appeal.

The key word in this last sentence is “may.” In the pages that follow, we mull the threshold question of appellate jurisdiction. We then address those aspects of the appeal that we have jurisdiction to hear.

A. Appellate Jurisdiction.

In broad-brush terms, an interlocutory appeal may be taken from the denial of qualified immunity when the immunity issue is a purely legal one, that is, when resolving the issue does not require either choosing among conflicting facts or second-guessing the district court’s conclusion that a genuine issue of material fact bars any immediate relief. Pagán, 448 F.3d at 26; Camilo-Robles v. Hoyos *6 (Camilo-Robles I), 151 F.3d 1, 8 (1st Cir.1998). Accordingly, when the district court assumes a set of facts favorable to the plaintiff and decides as a matter of law that those facts do not form a satisfactory basis for a finding of qualified immunity, an interlocutory appeal is available under the collateral order doctrine. See Behrens v. Pelletier, 516 U.S. 299, 313, 116 S.Ct. 834, 133 L.Ed.2d 773 (1996).

Here, the defendant has advanced two main theories in support of her assertion that she is shielded by qualified immunity. We perform the necessary triage.

The defendant’s first theory is that decommissioning is not an adverse employment action (or, at least, that the law in that area lacks a clear focus).

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560 F.3d 1, 28 I.E.R. Cas. (BNA) 1455, 185 L.R.R.M. (BNA) 3308, 2009 U.S. App. LEXIS 4653, 2009 WL 580795, Counsel Stack Legal Research, https://law.counselstack.com/opinion/bergeron-v-cabral-ca1-2009.