Attorney Grievance Commission v. Peters-Hamlin

136 A.3d 374, 447 Md. 520, 2016 Md. LEXIS 105
CourtCourt of Appeals of Maryland
DecidedMarch 25, 2016
DocketMisc. Docket AG No. 30
StatusPublished
Cited by13 cases

This text of 136 A.3d 374 (Attorney Grievance Commission v. Peters-Hamlin) is published on Counsel Stack Legal Research, covering Court of Appeals of Maryland primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Attorney Grievance Commission v. Peters-Hamlin, 136 A.3d 374, 447 Md. 520, 2016 Md. LEXIS 105 (Md. 2016).

Opinions

HOTTEN, J.

This reciprocal discipline action arises from a disciplinary proceeding initiated in the State of New York against Respondent, Kristan Peters-Hamlin, who while serving as lead counsel for a plaintiff in a trade secrets infringement suit, instructed a first-year associate to “mark-up” deposition transcripts and claim them as attorney work product; knowingly made false statements to the court to conceal same; and made copies and ordered additional copies of deposition transcripts for use in another matter, in contravention of court confidentiality orders.

On August 5, 2015, Petitioner, the Attorney Grievance Commission of Maryland, acting through Bar Counsel, filed with this Court a Petition for Disciplinary or Remedial Action (“Petition”) against Respondent based on her misconduct in New York. The Petition was bi’ought as a reciprocal discipline matter pursuant to Maryland Rules 16-751 (petition for disciplinary or remedial action) and 16-773 (reciprocal discipline or [525]*525inactive status). Attached to the Petition were certified copies of the Opinion and Order of the Committee on Grievances for the United States District Court, Southern District of New York (“Grievance Committee”) dated April 10, 2013 and the Opinion of the United States Court of Appeals for the Second Circuit dated April 4, 2014.

By Order dated April 10, 2013, the Grievance Committee suspended Respondent from the practice of law in the United States District Court, Southern District of New York for seven years, nunc pro tunc1 to April 10, 2008. Respondent appealed the Grievance Committee’s April 10, 2013 Order to the United States Court of Appeals for the Second Circuit. By Opinion and Order dated April 4, 2014, the Second Circuit affirmed the April 10 Order.

In issuing its sanction, the Grievance Committee adopted the findings of fact and conclusions of law of the Honorable Lisa Margaret Smith, United States Magistrate Judge for the Southern District of New York (“magistrate judge”), who presided over Respondent’s evidentiary hearing. The magistrate judge found knowing and intentional misconduct in violation of the New York Rules of Professional Conduct (“NYRPC”), 3.3(a)(1);2 3.4(c);3 and 8.4(c) and (d).4

[526]*526The filing of the Petition by Bar Counsel was precipitated by events occurring in the spring of 2007, in connection with Respondent’s representation as lead counsel of the plaintiff in Wolters Kluwer Fin. Servs. Inc. v. Scivantage et al., Case No. 07 Civ. 2352 in the United States District Court, Southern District of New York, while she was a partner at Dorsey & Whitney, LLP (“Dorsey & Whitney”). The Petition alleges that Respondent’s misconduct in New York constitutes violations of the following Maryland Lawyers’ Rules of Professional Conduct (“MLRPC”): 3.3(a)(1) (Candor Toward the Tribunal), 3.4(c) (Fairness to Opposing Party and Counsel), and 8.4(a), (c), and (d) (Misconduct).

On August 6, 2015, we issued an order directing Bar Counsel and Respondent to show cause pursuant to the grounds outlined in Md. Rule 16-773(e),5 why corresponding discipline should not be imposed by this Court. Following receipt of the parties’ responses, on August 20, 2015, this Court ordered Respondent indefinitely suspended from the practice of law in this State, pending further order of this Court, pursuant to Md. Rule 16-773(d).6 This matter was not transmitted to a [527]*527hearing judge to hold an evidentiary hearing and render findings of fact and conclusions of law.7 On January 12, 2016, we heard oral argument.

On January 29, 2016, Respondent filed with this Court, a “MOTION FOR LEAVE TO FILE STATEMENT CORRECTING MATERIAL MISSTATEMENTS MADE BY DISCIPLINARY COUNSEL DURING ORAL ARGUMENT ON JANUARY 12, 2016” (“Motion for Leave”), alleging that Bar Counsel made a variety of misrepresentations regarding the reciprocal actions taken in other courts and bars, as well as the magistrate judge’s findings. Bar Counsel filed a response to Respondent’s motion on February 4, 2016, stating that the misstatements and misrepresentations alleged by Respondent were addressed, or could have been addressed, in her rebuttal.

Bar Counsel further maintained that the substance of Respondent’s motion was not a pleading attempting to correct the record, but rather, an attempt “to supplement her oral argument with additional facts and legal argument.” On February 12, 2016, Respondent filed a reply (“Reply”) in further support of her Motion for Leave, asserting that Bar Counsel’s response to her motion failed to correct the misstatements and misrepresentations proffered during oral argument.

For the reasons that follow, we conclude that Respondent violated MLRPC 3.3(a)(1), 3.4(c), and 8.4(a), (c), and (d), and the appropriate sanction for Respondent’s misconduct is disbarment.

[528]*528BACKGROUND

The magistrate judge made the following findings of fact and conclusions of law, which we summarize:

Respondent has been an attorney since 1988. She was admitted to the Bar of the District of Columbia in 1988, the Bar of Maryland in 1998, the Bar of New York in 2000, and the Bar of Connecticut in 2007.8 She has been in inactive status in Maryland since July 2015. Respondent is also a former partner of the law firm Dorsey & Whitney and currently maintains a law office in Stamford, Connecticut.

In April 2007, Respondent was lead counsel for Dorsey & Whitney’s client, Wolters Kluwer Financial Services, Inc. (“Wolters Kluwer”), in its suit filed in the United States District Court for the Southern District of New York, against four of its former employees (“New York action”). The complaint alleged that former Wolters Kluwer employees had taken proprietary information and disclosed it to their new employer, the technology company Scivantage. At the close of extensive discovery conducted under orders of confidentiality, Dorsey & Whitney voluntarily dismissed the suit and refiled a substantially identical suit in the United States District Court for the District of Massachusetts (“Massachusetts action”) after Scivantage contested personal jurisdiction in the Southern District of New York.

Dorsey & Whitney subsequently filed a motion in the Massachusetts action seeking injunctive relief and attached some of the discovery material produced by defendants in the New York action. Following a hearing on the voluntary dismissal and the use of the discovery material, inter alia, the presiding [529]*529judge, the Honorable Harold Baer, Jr., (“Judge Baer”), issued an opinion imposing non-monetary sanctions on Dorsey & Whitney, Respondent, Marc Reiner (“Mr. Reiner”), a former partner at Dorsey & Whitney who worked on the matter, and Wolters Kluwer. On appeal, the United States Court of Appeals for the Second Circuit affirmed the imposition of non-monetary sanctions on Respondent as a result of her misconduct, but reversed the sanctions imposed on Dorsey & Whitney and Mr. Reiner.

The New York disciplinary matter commenced when Judge Baer forwarded a copy of his decision to the Grievance Committee.

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Bluebook (online)
136 A.3d 374, 447 Md. 520, 2016 Md. LEXIS 105, Counsel Stack Legal Research, https://law.counselstack.com/opinion/attorney-grievance-commission-v-peters-hamlin-md-2016.