Attorney Grievance Commission v. Whitehead

890 A.2d 751, 390 Md. 663, 2006 Md. LEXIS 16
CourtCourt of Appeals of Maryland
DecidedJanuary 20, 2006
DocketMisc. Docket AG No. 17, September Term, 2005
StatusPublished
Cited by29 cases

This text of 890 A.2d 751 (Attorney Grievance Commission v. Whitehead) is published on Counsel Stack Legal Research, covering Court of Appeals of Maryland primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Attorney Grievance Commission v. Whitehead, 890 A.2d 751, 390 Md. 663, 2006 Md. LEXIS 16 (Md. 2006).

Opinion

CATHELL, Judge.

H. Allen Whitehead, respondent, was disbarred by the District of Columbia Court of Appeals, based upon respondent’s consent. Bar Counsel, on behalf of the Attorney Grievance Commission, petitioner, pursuant to Maryland Rule 16-773(b), 1 and based on the misconduct for which respondent was disbarred in the District of Columbia filed a Petition for Disciplinary or Remedial Action against respondent for violation of the Maryland Rules of Professional Conduct (MRPC). 2 The petition alleged that the respondent unethically and unprofessionally violated MRPC 8.4 and 1.15. 3 Petitioner also *666 alleged that respondent violated Maryland Rules 16-609 and Maryland Code (1989, 2004 Repl. Vol.), §§ 10-306 and 10-307 of the Business Occupations and Professions Article. On June 16, 2005, this Court issued a Show Cause Order pursuant to Maryland Rule 16-773(e). 4 Both parties filed their responses to the Show Cause Order and oral arguments were heard on December 5, 2005. Petitioner asked this Court to impose a “reciprocal” 5 sanction and disbar respondent. Respondent *667 argued that, under Maryland law, suspension was the appropriate sanction for his conduct.

I. Facts

Respondent was admitted as a member of the Bar of this Court on December 1, 1973. He practiced in Maryland and the District of Columbia until 1999, when he moved to New York. Throughout his legal career, respondent has concentrated in estate and trusts law. In December of 1998, he became involved in the District of Columbia in the administration of the proceeds from a medical malpractice settlement. Then, in September of 1999, he was appointed as the Conservator of those funds. 6

Upon allegations that respondent had paid legal fees to himself in the amount of $40,200.00 for his services in that case without prior court approval, he was removed from his post. 7 As a result of his conduct, the District of Columbia Bar *668 Counsel initiated proceedings against respondent. Respondent represented himself during the disciplinary proceedings and, according to him, was led to believe that the infraction subjected him to automatic disbarment in the District of Columbia. Accordingly, respondent filed an affidavit consenting to disbarment from the Bar of the District of Columbia. In that affidavit, respondent admitted to taking the fees prior to court approval and stated that the fees were reimbursed. The District of Columbia Court of Appeals, on consideration of the affidavit, a report and recommendation from the Board on Professional Responsibility, and a letter from Bar Counsel, disbarred respondent by consent.

II. Discussion

“Reciprocal” discipline cases are adjudicated according to Maryland Rule 16-773. Under subsection (b), “[u]pon receiving and verifying information from any source that in another jurisdiction an attorney has been disciplined ..., Bar Counsel may file a Petition for Disciplinary or Remedial Action in the Court of Appeals pursuant to Rule 16-751(a)(2).” 8 The Court, then, issues a show cause order as required by subsection (c). After the parties respond to the show cause order, the Court “may immediately impose corresponding discipline,” assign the matter to a judge for a hearing, or enter “any other appropriate order.” Rule 16—773(f) (emphasis added). This subsection, entitled “Action by Court of Appeals,” makes it clear that it is within the Court’s discretion as to which sanction should be imposed upon the attorney. The rule states that the Court may impose “corresponding discipline,” not that it shall impose “identical discipline.”

*669 In making a determination in “reciprocal” disciplinary cases, this Court generally gives deference to the factual findings of the original jurisdiction:

“(g) Conclusive effect of adjudication. Except as provided in subsections (e)(1) and (e)(2) of this Rule, a final adjudication in a disciplinary or remedial proceeding by another court, agency, or tribunal that an attorney has been guilty of professional misconduct or is incapacitated is conclusive evidence of that misconduct or incapacity in any proceeding under this Chapter. The introduction of such evidence does not preclude the Commission or Bar Counsel from introducing additional evidence or preclude the attorney from introducing evidence or otherwise showing cause why no discipline or lesser discipline should be imposed.”

Rule 16—773(g); see also Attorney Grievance Comm’n v. Weiss, 389 Md. 531, 886 A.2d 606 (2005); Attorney Grievance Comm’n v. Scroggs, 387 Md. 238, 249, 874 A.2d 985, 992 (2005); Attorney Grievance Comm’n v. Ayres-Fountain, 379 Md. 44, 56, 838 A.2d 1238, 1245 (2003); Attorney Grievance Comm’n v. Cafferty, 376 Md. 700, 703, 831 A.2d 1042, 1045-46 (2003).

In the case sub judice, the only factual finding by the District of Columbia Court of Appeals is contained in the order of disbarment by consent. The order states that the sanction is based upon respondent’s affidavit in which he stated: “I was appointed as Conservator, I took fees (which later were reimbursed) prior to Court approval.” In keeping with the general spirit of Rule 16-773(g) we accept the District of Columbia Court of Appeals’ finding that respondent violated the rules of professional conduct by taking fees without prior court approval. We must, however, determine whether the sanction imposed by the District of Columbia Court of Appeals is appropriate under the circumstances of this case, especially since in this Court, the attorney has not consented to disbarment.

A. Reciprocal Discipline Sanctions

Maryland Rule 16-773(e) is titled “exceptional circumstances,” it provides that “[rjeciprocal discipline shall not be *670 ordered, if Bar Counsel or the attorney demonstrates by clear and convincing evidence” any of five different conditions. Rule 16-773(e) (emphasis added). 9 It does not define the term “reciprocal discipline” as to whether it refers to process, findings, sanctions, or all three. The use of the language “shall not be ordered” does not imply that, in the absence of any of the five exceptions, the Court shall find that the same sanction must be imposed even if the findings of the foreign court as to misconduct are accepted.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Attorney Grievance Comm'n v. Gillespie
Court of Appeals of Maryland, 2025
Attorney Grievance Comm'n of Md. v. Sperling
185 A.3d 76 (Court of Appeals of Maryland, 2018)
Attorney Grievance Commission v. Kent
136 A.3d 394 (Court of Appeals of Maryland, 2016)
Attorney Grievance Commission v. Peters-Hamlin
136 A.3d 374 (Court of Appeals of Maryland, 2016)
Attorney Grievance Commission v. Burghardt
110 A.3d 703 (Court of Appeals of Maryland, 2015)
Attorney Grievance Commission v. Poverman
103 A.3d 667 (Court of Appeals of Maryland, 2014)
Attorney Grievance Commission v. Litman
101 A.3d 1050 (Court of Appeals of Maryland, 2014)
Attorney Grievance Commission v. Kourtesis
87 A.3d 1231 (Court of Appeals of Maryland, 2014)
Attorney Grievance Commission v. Vanderslice
77 A.3d 1100 (Court of Appeals of Maryland, 2013)
Attorney Grievance Commission v. Stillwell
73 A.3d 243 (Court of Appeals of Maryland, 2013)
Attorney Grievance Commission v. Katz
55 A.3d 909 (Court of Appeals of Maryland, 2012)
Attorney Grievance Commission v. Tun
51 A.3d 565 (Court of Appeals of Maryland, 2012)
Attorney Grievance Commission v. Stinson
50 A.3d 1222 (Court of Appeals of Maryland, 2012)
Attorney Grievance Commission v. Zodrow
19 A.3d 381 (Court of Appeals of Maryland, 2011)
Attorney Grievance Commission v. Pleshaw
15 A.3d 777 (Court of Appeals of Maryland, 2011)
Attorney Grievance Commission v. Thaxton
1 A.3d 470 (Court of Appeals of Maryland, 2010)
Attorney Grievance Commission v. Gordon
991 A.2d 51 (Court of Appeals of Maryland, 2010)
Attorney Grievance Commission v. Haas
988 A.2d 1033 (Court of Appeals of Maryland, 2010)
Attorney Grievance Commission v. Garcia
979 A.2d 146 (Court of Appeals of Maryland, 2009)
Attorney Grievance Commission v. Whitehead
950 A.2d 798 (Court of Appeals of Maryland, 2008)

Cite This Page — Counsel Stack

Bluebook (online)
890 A.2d 751, 390 Md. 663, 2006 Md. LEXIS 16, Counsel Stack Legal Research, https://law.counselstack.com/opinion/attorney-grievance-commission-v-whitehead-md-2006.