Attorney General Opinion No.

Kansas Attorney General Reports·Decided November 1, 2004·Published

Opinion

John Badger, Chief Counsel Kansas Department of Social and Rehabilitation Services Docking State Office Building 915 S.W. Harrison Street, Room 530 Topeka, Kansas 66612

Dear Mr. Badger:

You inquire regarding recent amendments1 to the confidentiality provisions of the Kansas Code for Care of Children.2 Several of your queries deal with disclosure of child in need of care (CINC) records where child abuse or neglect results in a child fatality or near fatality.3

K.S.A. 2003 Supp. 38-1507, as amended by L. 2004, Ch. 178, § 4(f), [hereinafter referred to as the child fatality/near fatality amendment] provides, in part:

"(f)(1) Notwithstanding any other provision of law to the contrary, except as provided in paragraph (2), in the event that child abuse or neglect results in a child fatality or near fatality, reports or records of a child in need of care received by the department of social and rehabilitation services, a law enforcement agency or any juvenile intake and assessment worker shall become a public record and subject to disclosure pursuant to K.S.A. 45-215 . . . [the Kansas Open Records Act].

"Within seven days of receipt of a request in accordance with the procedure adopted under K.S.A. 45-220. . . [t]he secretary shall notify any affected individual that an open records request has been made concerning such records. The secretary or any affected individual may file a motion requesting the court to prevent disclosure of such record or report, or any select portion thereof. If the affected individual does not file such motion within seven days of notification, and the secretary has not filed a motion, the secretary shall release the report or records. In reviewing such motion, the court shall consider the effect such disclosure may have upon an ongoing criminal investigation, a pending prosecution, or the privacy of the child, if living, or the child's siblings, parents or guardians. Nothing herein is intended to require that an otherwise privileged communication lose its privileged character. If the court grants such motion, the court shall make written findings on the record justifying the closing of the records.

"(2) Nothing in this subsection shall allow the disclosure of reports, records or documents concerning the child and such child's biological parents which were created prior to such child's adoption."4

Your questions are, as follows:

1. As the child fatality/near fatality amendment5 became effective on July 1, 2004, are records created prior to July 1, 2004 subject to disclosure? If so, does the Kansas Open Records Act (KORA) place a reasonable time limit on old records that are subject to disclosure?

2. As a condition of disclosure, must there first be a determination that the fatality or near fatality resulted from abuse or neglect? If so, is relying on an official determination by law enforcement, a pathologist, a physician, or the Kansas Department of Social and Rehabilitation Services (SRS) sufficient?

3. Does SRS's obligation to notify affected parties end when written notice has been sent to the last known address of the individual? Is SRS under any obligation to insure receipt of the notice?

4. What types of records in a child in need of care file would be considered privileged?

5. Is SRS obligated to divulge the name of the reporter of abuse/neglect in child fatality/near fatality cases?

6. If a child who has been adjudicated a child in need of care (CINC) is subsequently adopted, are the records in the CINC file created prior to the adoption available for public disclosure if child abuse/neglect occurring subsequent to the adoption results in the child's death or near fatality?

7. Does the child fatality/near fatality amendment include records of a child who is in the custody of another state but is placed in Kansas pursuant to the Interstate Compact on Placement of Children, K.S.A. 38-1201 et seq.?

8. Do the confidentiality amendments in Chapter 178 place Kansas in noncompliance with the federal Child Abuse Prevention Treatment Act, 42 U.S.C § 5106a ?

Background of the 2004 Amendments to the Confidentiality Provisions in the Child in Need of Care (CINC) Code

In order to address your queries, it is helpful to consider the history of the 2004 confidentiality amendments to the CINC Code.

In order to protect the privacy of the child, the CINC Code has always prescribed confidentiality for records involving children who are the subject of child in need of care reports with exceptions only for those persons and agencies with a legitimate need for the information. These records are possessed by courts, the Kansas Department of Social and Rehabilitation (SRS), juvenile intake/assessment workers, and law enforcement.6

In order to clarify the confidentiality statutes and make them more "user-friendly," the Judicial Council reviewed the CINC Code and recommended changes that: (1) reorganized the current confidentiality sections; (2) expanded the scope of access to CINC records; (3) imposed a fine for improper disclosure; and (4) authorized nondisclosure under certain circumstances involving a reasonable belief that harm would come to a child or another person as a result of disclosure.7 The Judicial Council's recommendations were codified in 2004 House Bill No. 2742.8

Section 4(f) of H.B. 2742 [the child fatality/near fatality amendment]9 was originally part of 2003 Senate Bill No. 67.10 The impetus for S.B. 67 was the death, in 2002, of nine year old Brian Edgar who had been in SRS custody until he was adopted by Neil and Christy Edgar.11 The Edgars were accused of abusing Brian and, ultimately, killing him by suffocation. At the time of Brian's death, SRS records were not generally available to the public, including the media which had an interest in the matter. The only provision in the law at that time allowing access in a child fatality case required a court order after a determination that disclosure was necessary for "a legitimate state purpose" and after consideration of the privacy of the child's siblings, parents, or guardians.12

The intent of the proposed child fatality/near fatality amendment was to "remove the cloud of secrecy" in order to determine whether SRS "had appropriately met its obligation to a child entrusted to its care when that child dies or nearly dies as a result of abuse/neglect."13

With this background in mind, we now answer your queries.

1. As the child fatality/near fatality amendment became effective on July 1, 2004, are records created prior to July 1, 2004 subject to disclosure? If so, does the Kansas Open Records Act place a reasonable time limit on old records that are subject to disclosure?

There are several jurisdictions that have addressed the situation presented here where records that were once confidential and are no longer treated as such are subject to disclosure even though created prior to the change in the law.14

In State, ex rel. Beacon Journal Publishing Co. v.

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