Doe v. Sundquist

2 S.W.3d 919, 1999 Tenn. LEXIS 429, 1999 WL 754376
Tennessee Supreme Court·Decided September 27, 1999·No. 01S01-9901-CV-00006·Published·Cited by 258 cases

Opinion

OPINION

ANDERSON, Chief Justice.

We granted this appeal to decide whether legislation 1 allowing disclosure of sealed *921 adoption records to adopted persons over the age of 21 impairs the vested rights of birth parents who surrendered children under the prior law and thus constitutes retrospective legislation in violation of article I, section 20 of the Tennessee Constitution. We also have considered whether the legislation violates the right to privacy under the Tennessee Constitution.

The trial court dismissed the plaintiffs’ action for injunctive and declaratory relief, holding that the legislation did not impair the plaintiffs’ vested rights or their rights to privacy under the Tennessee Constitution. The Court of Appeals reversed the trial court’s judgment, concluding that the retrospective application of the legislation impaired the vested rights of birth parents who surrendered children under former law with an expectation that records of the adoption would not be released.

We agree with the trial court that retrospective application of legislation allowing disclosure of adoption records to adopted persons over the age of 21 does not impair the vested rights of birth parents in violation of article I, section 20 of the Tennessee Constitution, nor does it violate the right to privacy embraced in the Tennessee Constitution. We therefore reverse the Court of Appeals’ judgment and reinstate the judgment of the trial court.

BACKGROUND

In 1995, the Tennessee Legislature enacted several new statutory provisions and amendments regarding the law of adoption. See 1995 Tenn. Pub. Acts, ch. 523 (codified at TenmCode Ann. §§ 36-1-101, et seq. (1996 & Supp.1998)). Section 36-l-127(c) of the new law, which became effective July 1, 1996, provides in relevant part:

(1)(A) All adoption records ... shall be made available to the following eligible persons: (i)[a]n adopted person ... who is twenty-one (21) years of age or older ...; (ii)[t]he legal representative of [such] a person ...;
(B) Information ... shall be released ... only to the parents, siblings, lineal descendants, or lineal ancestors, of the adopted person ..., and only with the express written consent ... [of] the adopted person....

Id. The new law also provides for a “contact veto,” under which a parent, sibling, spouse, lineal ancestor, or lineal descendant may register to prevent contact by the adopted person. Tenn. Code Ann. § 36-1-128 (1996 & Supp.1998).

In March of 1997, a group of plaintiffs filed an action in Davidson County for declaratory and injunctive relief, challenging the constitutionality of the disclosure portion of the new law. 2 Plaintiff Promise Doe alleged that she was a birth parent who surrendered a child for adoption in 1990 with the assurance that the information she provided would remain confidential and sealed and could not be accessed by the child or the child’s father. Plaintiff Jane Roe, a birth parent who surrendered a child for adoption in 1956, alleged that she had signed some papers after giving birth but was advised that the child had died. Roe also alleged that she was contacted by the Tennessee Department of Human Services in 1988 regarding her biological child’s requests for identifying information. 3

The plaintiffs argued that they had a vested right in the confidentiality of their identity under the law in effect at the time they surrendered children for adoption and that retrospective application of the 1995 statute violates article I, section 20 of the Tennessee Constitution. The plaintiffs also argued that the legislation interfered *922 ■with their right to privacy, specifically, familial and procreational privacy and the non-disclosure of personal information.

After initially granting a temporary restraining order that prevented disclosure of the records, the trial court denied the plaintiffs’ request for a temporary injunction. The trial court concluded (a) that the plaintiffs failed to establish they had a vested right to confidential records under prior law that would invalidate the new law as retrospective legislation under article I, section 20 of the Tennessee Constitution, and (b) that the plaintiffs failed to establish that disclosure violated the right to privacy under the Tennessee Constitution. For these same reasons, the trial court later granted the State’s motion to dismiss the action.

The Court of Appeals issued a stay pending disposition of the appeal. 4 The court then concluded that the statute in question violated article I, section 20 for the following reasons:

[W]e find that the retrospective application .of Section 36-l-127(c) does impair the vested rights of birth parents who surrendered their children for adoption under former law. Under the prior law, these birth parents had a reasonable expectation that any identifying information would remain confidential if they so desired.... [T]he DHS regulation mandating that birth parents be assured of the confidential aspects of the adoption-related services ... adopted in 1988 ... is indicative of the expectation of confidentiality prevalent under the prior law. The birth mother plaintiffs all proclaim that they were assured confidentiality and expected the same under that law. We find that this interest in the confidentiality of identifying information is a proper interest for the state to recognize and protect. Life-changing decisions were made based upon this expectation and to now deprive those who relied upon their legitimate expectation under the law would be to deprive them of a vested right.

The Court of Appeals specifically limited its holding to the plaintiffs who were birth parents. We granted review to consider this important issue of first impression.

ANALYSIS

Standard of Review

This case is on appeal from the trial court’s dismissal of the plaintiffs’ suit for failure to state a claim upon which relief can be granted. Tenn. R. Civ. P. 12.02(6). A Rule 12.02(6) motion tests the legal sufficiency of the plaintiffs complaint and not the strength of the plaintiffs evidence. Riggs v. Burson, 941 S.W.2d 44, 47 (Tenn.1997). In ruling on such a motion, courts must construe the complaint in favor of the plaintiff, accept the allegations of fact as true, and deny the motion unless it appears that the plaintiff can establish no facts supporting the claim that would warrant relief. Id. When the trial court’s grant of a Rule 12.02(6) motion to dismiss is appealed, we must take the factual allegations contained in the complaint as true and review the lower court’s legal conclusions de novo without a presumption of correctness. Stein v. Davidson Hotel Co.,

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Doe v. Sundquist, 2 S.W.3d 919, 1999 Tenn. LEXIS 429, 1999 WL 754376 (Tenn. 1999).

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