J. P., M. R., Cross-Appellees v. Andrew J. Desanti, Cross-Appellants

653 F.2d 1080, 1981 U.S. App. LEXIS 11411
CourtCourt of Appeals for the Sixth Circuit
DecidedJuly 15, 1981
Docket79-3478, 79-3479
StatusPublished
Cited by194 cases

This text of 653 F.2d 1080 (J. P., M. R., Cross-Appellees v. Andrew J. Desanti, Cross-Appellants) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
J. P., M. R., Cross-Appellees v. Andrew J. Desanti, Cross-Appellants, 653 F.2d 1080, 1981 U.S. App. LEXIS 11411 (6th Cir. 1981).

Opinion

CORNELIA G. KENNEDY, Circuit Judge.

This case requires us to decide whether under the principles first articulated in Younger v. Harris, 401 U.S. 37, 91 S.Ct. 746, 27 L.Ed.2d 669 (1971), the District Court was obliged to abstain from deciding a class action challenge to certain aspects of state juvenile court procedures, and further, whether there exists a constitutional right of privacy which is violated by disclosure of juvenile court records. The District Court ruled that abstention was inappropriate. It reached the merits of all of the issues raised by appellant class, in the process finding a constitutional right to nondisclosure. We reverse.

This action was brought by appellants, the class of juveniles who have appeared in the past or may appear in the future before the Juvenile Court of Cuyahoga County, Ohio, on complaints of delinquency, unruliness, neglect, dependency and abuse. Appellees/cross-appellants (appellees) are those employees of the juvenile court responsible for compiling social histories of juveniles, submitting them to the judges, and maintaining custody of the social histories after disposition of a juvenile’s case.

When a young person is brought before the Juvenile Court of Cuyahoga County, *1082 Ohio, it is the practice of the court’s probation officers to compile a social history of the juvenile. Social histories contain information from a number of sources, including the complaining parties, the juveniles themselves, their parents, school records, and their past records in the juvenile court. They also include any information on record pertaining to other members of the family, and any other information that the probation officer thinks is relevant to the disposition of a case before the juvenile court. Receipt of written consent from juveniles or their families is not a prerequisite to compilation of social histories, and although access to social histories is available to juveniles’ lawyers, access is not available to juveniles or their families.

Ohio R.Juv.P. 32 authorizes submission of a social history to the juvenile court judge for certain limited purposes prior to adjudication of a juvenile’s case on the merits. The District Court found that the practice in Cuyahoga County is to make the social history available to the court before the adjudicatory hearing as a matter of course, although the juvenile court judges did not consult the social history prior to adjudication or an admission by the juvenile. The District Court also found that juvenile court referees frequently discuss a juvenile’s case ex parte with probation officers before an adjudicatory hearing. At the conclusion of a case the social history is kept on file at the juvenile court, where, upon request, it is available to 55 different government, social and religious agencies that belong to a “social services clearinghouse.”

Appellants brought this action under 42 U.S.C. § 1983 to enjoin the juvenile court’s use of social histories as unconstitutional. Appellants further asserted that insofar as Ohio R.Juv.P. 32 authorizes the pre-adjudication use of social histories, it, too, is unconstitutional. In addition, two named members of appellant class demanded $25,-000 damages for violation of their constitutional right to privacy.

Appellees moved the District Court to abstain on the basis of Younger v. Harris. The District Court denied the motion and proceeded to enjoin all ex parte communications between juvenile court judges and probation officers before a juvenile’s adjudicatory hearing. It made receipt of written consent from juveniles or their parents a prerequisite to compilation of the social history, but did not require that juveniles receive an exhaustive list of the consequences of consenting. It ruled that juveniles and their families must be afforded pre-adjudication access to the social histories. The District Court held that Rule 32 is constitutional insofar as it provides for limited pre-adjudication use of social histories, but it enjoined the Cuyahoga County Juvenile Court from any pre-adjudication use not specified in Rule 32. The District Judge denied the claim for damages, but found that the post-adjudication dissemination of social histories violated appellants’ constitutional right to privacy. He limited post-adjudication dissemination of social histories to employees of the juvenile court, and established detailed procedures under which those employees could obtain access.

I ABSTENTION

In Younger v. Harris the Supreme Court held that absent extraordinary circumstances a federal court should not enjoin a pending state criminal proceeding. Subsequent decisions have made clear that the policy of equitable restraint expressed in Younger was not based on factors unique to a criminal trial:

[Younger] reflects a strong policy against federal intervention in state judicial processes in the absence of great and irreparable injury to the federal plaintiff .... The basic concern — that threat to our federal system posed by displacement of state courts by those of the National Government — is also fully applicable to civil proceedings in which important state interests are involved.

Moore v. Sims, 442 U.S. 415, 423, 99 S.Ct. 2371, 2377, 60 L.Ed.2d 994 (1979). See also, Trainor v. Hernandez, 431 U.S. 434, 444, 97 S.Ct. 1911, 1918, 52 L.Ed.2d 486 (1977).

Appellants’ suit challenges the methods by which an Ohio juvenile court administers *1083 complaints involving Ohio youth. This is a matter in which the State of Ohio unquestionably has important interests. Thus, Younger principles of abstention are called into play if there existed a pending or ongoing juvenile proceeding.

The District Court’s first ground for denying appellees’ motion to abstain was that “[t]he principles of Younger are inapplicable to the instant action, inasmuch as the Juvenile Court proceeding against [a named class member] has been resolved.” In reaching this conclusion the District Judge did not have the benefit of our decision in Parker v. Turner, 626 F.2d 1 (6th Cir. 1980). In that case a class of plaintiffs consisting of indigent fathers who were under a state court order to pay child support sought to guarantee that the juvenile court would observe due process of law when citing them for contempt for nonpayment. We held that Younger barred the federal suit, although there was no showing that any member of the class was currently the subject of a state contempt proceeding. Judge Merritt, concurring, noted that the “pending state proceeding” hurdle had been cleared because the relief sought on behalf of the class would affect all pending state contempt proceedings for nonpayment. 626 F.2d at 10.

The same reasoning applies with even more force here. Appellant class consists of

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653 F.2d 1080, 1981 U.S. App. LEXIS 11411, Counsel Stack Legal Research, https://law.counselstack.com/opinion/j-p-m-r-cross-appellees-v-andrew-j-desanti-cross-appellants-ca6-1981.