Alvin Fulton Jr. v. Laurie Robinson

289 F.3d 188, 2002 U.S. App. LEXIS 9521, 2002 WL 927425
CourtCourt of Appeals for the Second Circuit
DecidedMay 9, 2002
DocketDocket 00-9547
StatusPublished
Cited by216 cases

This text of 289 F.3d 188 (Alvin Fulton Jr. v. Laurie Robinson) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Alvin Fulton Jr. v. Laurie Robinson, 289 F.3d 188, 2002 U.S. App. LEXIS 9521, 2002 WL 927425 (2d Cir. 2002).

Opinion

KEARSE, Circuit Judge:

Plaintiff pro se Alvin Fulton, Jr., appeals from a judgment of the United States District Court for the Western District of New York, Charles J. Siragusa, Judge, dismissing his claims brought under 42 U.S.C. § 1983 (1994) against defendant Laurie Robinson, a police officer in the City of Rochester, New York, for malicious prosecution, false arrest, and use of excessive force during arrest. The' district court granted summary judgment dismissing the malicious prosecution and false arrest claims on the ground that they were foreclosed by the fact that Fulton was convicted on one of the charges on which he was arrested; the court dismissed the excessive force claim on the ground that the force used against Fulton, in the circumstances, was not excessive. On appeal, Fulton contends principally (a) that he is entitled to pursue his claims of malicious prosecution and false arrest because one of the charges on which he was arrested was dismissed on double jeopardy grounds, and (b) that the court erred in ruling as a matter of law that the force used against him was not excessive. -He also makes various assertions of procedural error. For the reasons that follow, we conclude that summary dismissal of the complaint was appropriate.

I. BACKGROUND

The present action has its origin in a domestic dispute between Fulton and his estranged wife, Mary Lee McCoullough Fulton (“Mary”), which was the subject of proceedings in New York Family Court in Monroe County, New York, beginning in May 1997. On May 27, 1997, the family court issued a temporary protective order prohibiting Fulton, until June 3,1997, from being within 1,000 feet of Mary; that order was reissued on June 12, 1997, and remained in effect until July 2, 1997 (collectively the “Protective Order”). Most of the ensuing events are not genuinely in dispute; where there are genuine disputes as to material facts, the record is viewed in the light most favorable to Fulton as the party against whom summary judgment was granted.

A. The Events of July 2, 1997

On June 27, 1997, Mary filed in family court a verified “Petition for Violation of Order of Protection,” stating that on that morning, Fulton had come to the back door of her home, with a gun in his waistband and a gasoline can in his hand, and had threatened to kill her and burn her house down. The petition requested that Fulton be jailed for the maximum time allowed.

On July 2, 1997, Mary lodged a complaint with the police. In a written “deposition,” which contained a notice that any false statements therein would be punishable under § 210.45 of the New York Penal Law, she described Fulton’s threats and conduct of June 27. In addition, she stated that on June 29, Fulton came to her house around midnight and silently looked into her windows; and she stated that on *191 July 2, during an appearance in family court, Fulton murmured, loudly enough for Mary to hear but too softly for the judge to hear, apparently threatening words. Based on Mary’s deposition, Rochester Police officers filled out two sworn accusatory instruments against Fulton with respect to his June 27 conduct: One was a felony information/complaint charging him with criminal contempt in the first degree, in violation of N.Y. Penal L. §§ 215.51(b)®, (ii), and (vi) (McKinney 1999); the other was a misdemeanor information/complaint charging him with harassment in the second degree, in violation of N.Y. Penal L. §§ 240.26(1) and (3) (McKinney 2000).

Fulton learned of Mary’s complaint from his attorney on July 2. He telephoned the police and stated that he would turn himself in at midnight. Fulton was then temporarily staying in an apartment at 309 Frost Avenue, Rochester, which had been rented to one Loretta Davis, who was then in jail. Following Fulton’s call to the police, Robinson went to 309 Frost Avenue in order to arrest Fulton but did not find him there.

Later that evening, Mary made a “911” call seeking police assistance in removing property from the Frost Avenue apartment; the call was apparently made on behalf of Davis’s sister, Samantha Benjamin, who was taking care of one or more of Davis’s children and wanted to pick up some of their clothing. In response to this call, five police officers went to the Frost Avenue apartment; they were admitted into the building by its owner and its manager. Fulton, who was then in Davis’s apartment, was arrested on charges, of criminal contempt in the first degree and harassment in the second degree.

The manner of, and participants in, that arrest are somewhat in dispute. Fulton asserts that the police officers, after being let into the building, broke the locks on the door to Davis’s apartment and forced their way in while he was asleep. He awoke to find Robinson shining a flashlight in his face and pointing her gun at him. One or more of the other officers pointed guns and mace at him, kicked the bed frame, and verbally abused him. Robinson denies that she was in the apartment at the time of Fulton’s arrest; she states that she was outside, securing the perimeter of the building. It is not disputed that after his arrest, Fulton was placed in handcuffs and was taken to the police station by Robinson in her patrol car. Nor is it disputed that Fulton threatened to kick out the car’s windows and that, in response, Robinson threatened to “cap-stun” him.

B. Resolutions of the Charges Against Fulton

On August 14, 1997, Fulton was indicted in a 10-count indictment that included three counts based on his alleged conduct on June 27: one count of first-degree criminal contempt for violating the Protective Order by placing Mary in reasonable fear of physical injury “by displaying what appeared to be a pistol, revolver, or other firearm or by means of a, threat or threats” (Count One); one count of second-degree criminal contempt for violating the Protective Order by coming within 1,000 feet of Mary (Count Two); and one count of second-degree harassment in that “with intent to harass, annoy or alarm another person, to wit, Mary Fulton, [Fulton] did strike, shove, kick or otherwise subject such other person to physical contact or attempted or threatened to do the same” (Count Three). In addition, Fulton was charged with five counts of criminal contempt or harassment for other alleged violations of the Protective Order between June 15 and June 29; and he was charged with two counts of harassment for threatening Robinson on July 2.

*192 In September 1997, proceedings were held in family court on Mary’s complaints that Fulton had violated the Protective Order on June 27 and June 29. (See Family Court Transcript, September 4, 1997 (“Fam.Ct.Tr.”), at 3 (“THE COURT: .... We are scheduled to continue the fact-finding concerning the two violations of order of protection case .... ”).) Those proceedings were resolved by a settlement, as reflected in the following colloquy:

The CouRt: All right. On these matters, my understanding is that an order of protection for three years by stipulation without the Court making any specific findings of aggravating circumstances would be acceptable to Ms. Fulton; ....

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289 F.3d 188, 2002 U.S. App. LEXIS 9521, 2002 WL 927425, Counsel Stack Legal Research, https://law.counselstack.com/opinion/alvin-fulton-jr-v-laurie-robinson-ca2-2002.