A.J. McNulty & Co. v. Secretary of Labor

283 F.3d 328, 350 U.S. App. D.C. 227, 2002 CCH OSHD 32,547, 19 OSHC (BNA) 1769, 2002 U.S. App. LEXIS 4369, 2002 WL 416278
CourtCourt of Appeals for the D.C. Circuit
DecidedMarch 19, 2002
Docket00-1508
StatusPublished
Cited by21 cases

This text of 283 F.3d 328 (A.J. McNulty & Co. v. Secretary of Labor) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
A.J. McNulty & Co. v. Secretary of Labor, 283 F.3d 328, 350 U.S. App. D.C. 227, 2002 CCH OSHD 32,547, 19 OSHC (BNA) 1769, 2002 U.S. App. LEXIS 4369, 2002 WL 416278 (D.C. Cir. 2002).

Opinion

Opinion for the court filed by Circuit Judge TATEL.

TATEL, Circuit Judge:

Petitioner,.a construction company, challenges the Occupational Safety and Health Review Commission’s affirmance of a series of OSHA citations based on the company’s failure to comply with workplace safety regulations. Petitioner also challenges the Commission’s classification of several violations as “willful.” To the extent petitioner has preserved its challenges for review, it has failed to demonstrate that the Commission erred legally or that its decision lacks substantial evidentiary support. The Commission’s classification of some citations as willful presents a closer question, but because this determination is also supported by substantial evidence, we reject those challenges as well.

I.

The Occupational Safety and Health Act imposes a general duty on employers to keep workplaces “free from recognized hazards that are ... likely to cause death or serious physical harm.” 29 U.S.C. § 654(a)(1). Authorized by that Act to promulgate and enforce workplace-safety regulations, see id. § 655(b), the Secretary of Labor delegated most of her authority to the Occupational Safety and Health Administration (OSHA), see 65 Fed.Reg. 50,-017 (2000). OSHA compliance officers regularly inspect workplaces. If they identify a violation of safety regulations, OSHA issues a citation in one of three categories: “not serious,” for which a fine of up to $7000 “may be assessed”; “serious,” for which a fine of up to $7000 “shall be assessed”; and “willful,” for which a fine of at least $5000 but not more than $70,000 “may” be assessed. 29 U.S.C. § 666(a)-(c). Employers may challenge citations, in which case an administrative law judge conducts a hearing and issues a decision. Id. § 661(j); 29 C.F.R. § 2200.90(a) (2001). Employers may appeal adverse ALJ decisions to the Occupational Safety and Health Review Commission. Id. §§ 2200.91-92.

Petitioner A.J. McNulty & Co. specializes in “precast concrete construction,” in *331 which huge, precast concrete slabs are assembled to create walls, ceilings, and floors. Because the concrete sections, known in the industry as “double-T’s,” weigh as much as forty tons and rise as high as three stories, cranes are needed to lower them into place. As the crane operator, who sometimes can see neither the double-T nor its intended location, lowers the double-T into its approximate position, McNulty employees use ropes to guide the slab into its precise place. This process is dangerous, occasionally requiring workers to move quickly to avoid an errant doubleT. Once a double-T has been properly positioned, McNulty employees secure it by welding together steel plates embedded in each piece.

In 1993, construction project manager Whiting-Turner Contracting Co. began work on a ten-deck parking garage in White Plains, New York. The company Whiting-Turner hired to perform the concrete construction in turn subcontracted with McNulty to install the double-T’s. Shortly after work commenced, Whiting-Turner issued written safety notices to McNulty complaining about the company’s failure to protect employee safety. These notices, which Whiting-Turner issues only if informal verbal notices have been ignored, called attention to, among other things, McNulty’s failure to erect guardrails to protect workers from falling off edges of recently-installed floor pieces. Representatives of the two companies met to discuss the problem, but Whiting-Turner once again issued written safety notices to McNulty for continuing to expose employees to unsafe conditions. After ÓSHA compliance officers surveyed the project, the Agency cited McNulty for numerous willful violations of workplace safety regulations that require construction companies to use guardrails or safety nets to protect workers from dangerous falls. See generally 29 C.F.R. § 1926.105, id. § 1926.500 (1994).

McNulty contested the citations. Following a hearing in which an ALJ upheld the citations in all respects, McNulty sought review before the Commission. The Commission affirmed the ALJ’s findings, but reduced the classification of some citations from “willful” to “serious.”

McNulty appeals ten citations. The issues presented are both numerous and complex, and McNulty’s counsel did not help matters by submitting a confusingly organized brief that contained a completely uninformative statement of issues. See Fed. R. Appellate P. 28(a)(5) (requiring a statement of issues). Prior to oral argument, we directed McNulty to submit a revised statement of issues, warning that we would decline to consider the merits of any “issue not specifically listed.” Order of the U.S. Court of Appeals for the D.C. Circuit at 1, A.J. McNulty & Co. v. Sec’y of Labor (Jan. 3, 2002) (No. 00-1508). Working from the company’s revised statement of issues and following the sensible organization of the Secretary’s brief, we consider the challenged citations in three categories: (1) failure to construct guardrails around “floor openings” and “open-sided floors”; (2) failure to construct guardrails on narrow, elevated platforms; and (3) failure to tie off adequately or otherwise secure workers using a steel cage called a “man-basket.”

II.

Familiar principles of administrative law govern our review of the Commission’s fact-finding and its application of law to facts. Commission findings of fact stand if “supported by substantial evidence on the record considered as a whole.” 29 U.S.C. § 660(a); see also IBP, Inc. v. Herman, 144 F.3d 861, 866 (D.C.Cir.1998). Its legal determinations stand unless they are “arbitrary, capricious, ... or otherwise not in accordance *332 with law.” 5 U.S.C. § 706(2)(A); see also Loewendick & Sons, Inc. v. Reich, 70 F.3d 1291, 1294 (D.C.Cir.1995). We owe “substantial deference to an agency’s interpretation of its own regulations,” which has “controlling weight unless it is plainly erroneous or inconsistent with the regulation.” Thomas Jefferson Univ. v. Shalala, 512 U.S. 504, 512, 114 S.Ct. 2381, 129 L.Ed.2d 405 (1994) (internal quotation marks and citations omitted). In OSHA cases, there are two administrative actors: the Secretary and the Commission. In Martin v. Occupational Safety & Health Review Commission, the Supreme Court explained that because the Secretary, not the Commission, has authority to make enforcement decisions and to render definitive interpretations of OSHA regulations, courts owe “substantial deference” only to the Secretary’s interpretation.

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Bluebook (online)
283 F.3d 328, 350 U.S. App. D.C. 227, 2002 CCH OSHD 32,547, 19 OSHC (BNA) 1769, 2002 U.S. App. LEXIS 4369, 2002 WL 416278, Counsel Stack Legal Research, https://law.counselstack.com/opinion/aj-mcnulty-co-v-secretary-of-labor-cadc-2002.