Action for Children's Television v. Federal Communications Commission

59 F.3d 1249, 313 U.S. App. D.C. 261
Court of Appeals for the D.C. Circuit·Decided July 18, 1995·No. No. 93-5178·Published·Cited by 21 cases

Opinions

Opinion for the Court filed by Circuit Judge GINSBURG.

Opinion concurring with reservations filed by Chief Judge HARRY T. EDWARDS.

Dissenting opinion filed by Circuit Judge TATEL.

GINSBURG, Circuit Judge:

Various broadcasters and public-interest groups representing listeners and viewers appeal a judgment of the district court dismissing their constitutional and statutory challenges to the Federal Communication Commission’s scheme for imposing forfeitures for the broadcast of indecent material. The appellants’ central argument is that the procedures for enforcement set out in 47 U.S.C. §§ 503(b) and 504(c) lack appropriate safeguards — including prompt judicial review — which forces broadcasters to conform with potentially unconstitutional restrictions upon their speech. We hold that the provisions at issue are capable of constitutional implementation and therefore reject the appellants’ facial challenge to the statutes. Though we agree that the FCC’s implementation of its enforcement scheme is potentially troubling in some respects, we also conclude that the appellants have not alleged facts sufficient to show that the FCC is currently applying the statutes in an unconstitutional manner. We therefore affirm the judgment of the district court.

I. Background

Section 1464 of 18 U.S.C. provides: ' “Whoever utters any obscene, indecent, or profane language by means of radio communication shall be fined not more than $10,000 or imprisoned not more than two years, or both» In addition, the FCC may impose a civil forfeiture for each violation of the same statute. 47 U.S.C. § 503(b)(1)(D); see id. [1253]*1253§ 503(b)(2)(A) (maximum forfeiture penalty of $25,000 for each violation but not in excess of $250,000 for any continuing violation). The Commission’s imposition of a penalty for the broadcast of indecent material — defined by the Commission as “patently offensive descriptions of sexual or excretory activities or organs as measured by contemporary community standards for the broadcast medium” — is not inconsistent with the first amendment. See FCC v. Pacifica Foundation, 438 U.S. 726, 98 S.Ct. 3026, 57 L.Ed.2d 1073 (1978) (in which the Court also held that the FCC’s ruling speech indecent does not violate 47 U.S.C. § 326, which prohibits censorship by the agency).

There are limits, however, to the FCC’s authority to proscribe indecent speech. Unlike obscenity,' indecent speech is protected under the first amendment; it may be regulated only by the least restrictive means necessary to promote a compelling state interest. Sable Communications of California, Inc. v. FCC, 492 U.S. 115, 126, 109 S.Ct. 2829, 2836-37, 106 L.Ed.2d 93 (1989). While other cases have examined the substantive limits of the Government’s ability to regulate broadcast indecency, see Pacifica■; Action for Children’s Television v. FCC, 58 F.3d 654, (D.C.Cir.1995) (en banc), the questions we address today concern only the procedures by which it does so.

A. The Enforcement Scheme

Section 503(b) of the Communications Act of 1934 authorizes the Commission to impose a forfeiture for the violation of a Commission order or regulation. While these provisions govern all types of forfeitures, the appellants challenge them only insofar as they are used to impose forfeitures arising from the broadcast of allegedly indecent material.

The Commission may take either of two routes to impose a forfeiture. First, the Commission may proceed against a broadcaster under 47 U.S.C. § 503(b)(3), which authorizes the Commission to determine the penalty after a hearing, subject to review in the court of appeals: 47 U.S.C. §§ 402(a), 503(b)(3)(A). If, once the forfeiture determination becomes final, the penalty is not paid, then the Commission may refer the matter to the Attorney General for collection in the appropriate district court. 47 U.S.C. § 503(b)(3)(B). In such a collection action, “the validity and appropriateness of the final order imposing the forfeiture penalty shall not be subject to review.” Id. While the Commission has stipulated that it generally does not use the procedures of § 503(b)(3) in imposing forfeitures for broadcast indecency, it reserves the authority to do so whenever that would “better serve the ends of justice.” 47 C.F.R. § 1.80(g). Although the appellants claim that these procedures “ensure neither prompt administrative adjudication nor prompt completion of judicial review,” they do not seriously challenge their constitutionality. In any, event, because the Commission does not use § 503(b)(3), we express no view upon the subject.

The alternative, and in practice the exclusive, means of imposing a forfeiture for the broadcast of indecent material is for the Commission to issue a “notice of apparent liability” to the broadcaster, setting forth the relevant facts and granting the potentially liable party “an opportunity to show, in writing, ... why no such forfeiture penalty should be imposed.” 47 U.S.C. § 503(b)(4). The Commission initiates the forfeiture process only after receiving a complaint from a listener or viewer. The' agency staff reviews each complaint to determine whether it suggests that there has been a violation of the ban on indecent broadcasting. In the course of this review, the staff may send the broadcaster a Letter of Inquiry seeking more information or inviting the broadcaster to respond to the complaint. After further consideration, the Commission decides whether to issue a Notice of Apparent Liability (NAL). The stipulated facts in this case concerning the indecency eases pending when the complaint was filed in district court show that the Commission issues a NAL anywhere from six months to three years after the broadcast to which it relates. During that time, the broadcaster may or may not be aware that the agency is considering whether the broadcast at issue contained indecent material.

The NAL is both sent to the broadcaster and published in the FCC Record. The [1254]*1254NAL advises the broadcaster of its “apparent liability for a forfeiture” in a stated amount for an “apparent violation of 18 U.S.C. § 1464,” and gives the broadcaster 30 days to pay or otherwise to respond. See, e.g., Letter to Mr. Mel Karmazin, President, Sagittarius Broadcasting Corporation, 5 F.C.C. Red 7291 (December 7, 1990).

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Action for Children's Television v. Federal Communications Commission, 59 F.3d 1249, 313 U.S. App. D.C. 261 (D.C. Cir. 1995).

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