United States v. Dunifer

997 F. Supp. 1235, 98 Daily Journal DAR 9048, 1998 U.S. Dist. LEXIS 9010, 1998 WL 315121
CourtDistrict Court, N.D. California
DecidedJune 16, 1998
DocketC 94-03542 CW
StatusPublished
Cited by16 cases

This text of 997 F. Supp. 1235 (United States v. Dunifer) is published on Counsel Stack Legal Research, covering District Court, N.D. California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Dunifer, 997 F. Supp. 1235, 98 Daily Journal DAR 9048, 1998 U.S. Dist. LEXIS 9010, 1998 WL 315121 (N.D. Cal. 1998).

Opinion

ORDER GRANTING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT AND GRANTING PERMANENT INJUNCTION

WILKEN, District Judge.

BACKGROUND

This case first came before the Court in 1994 on Plaintiff United States’ motion for injunctive and declaratory relief against Defendant Stephen Paul Dunifer for violation of 47 U.S.C. § 301, which prohibits the operation of a radio station without a license. In opposition to the United States’ motion, Mr. Dunifer did not dispute that he was operating a micro radio station, “Free Radio Berkeley”, without having applied for a license. 1 Instead, Mr. Dunifer raised several affirmative defenses challenging Federal Communication Commission (“FCC”) regulations governing the licensing of micro radio broadcasting.

Mr. Dunifer claimed that new technology enables micro radio stations such as his to broadcast locally, on frequencies between those of higher-powered stations, without causing interference with those stations. According to Mr. Dunifer, small, local, poorly-financed stations would offer program content different from that provided by larger, *1238 necessarily well-financed, stations. Mr. Dunifer argued that he should not be enjoined from broadcasting because the FCC’s refusal to license micro radio stations amounts to a content-based restriction on speech that violates the First Amendment and is not justified under the FCC statutory mandate to regulate in the public convenience, interest and necessity. 2

The United States did not respond directly to Mr. Dunifer’s constitutional attack on the regulations, but instead argued that the FCC’s statutory authority to regulate and license broadcasters is constitutional.

The Court ruled that, on the limited record before it, the United States had shown probable success on the merits on the issue that Mr. Dunifer had broadcast without a license, but that the United States had failed to show a probability of success on the constitutional issues raised by Mr. Dunifer. See Memorandum and Order Denying Plaintiffs Motion For Preliminary Injunction and Staying This Action at 8-4. For that reason, the Court denied the motion for a preliminary injunction. Under the doctrine of primary jurisdiction, the Court stayed the case so that the issue of the constitutionality of the Class D regulations could first be addressed by the FCC either in the context of Mr. Dunifer’s pending forfeiture proceeding 3 or in the context of the FCC’s rule-making powers. Id. at 10.

On August 2, 1995, the FCC issued its Memorandum Opinion and Order in Mr. Dunifer’s forfeiture proceeding (“Forfeiture Order”). In the Forfeiture Order, the FCC concluded that the Class D regulations do not violate the First Amendment or the FCC’s mandate to regulate in the public interest.

After the FCC issued the Forfeiture Order, the United States filed a motion for summary judgment in this ease. In the summary judgment motion, the United States still did not discuss the merits of Mr. Dunifer’s constitutional claims. Instead it argued that, by statute, this Court lacks jurisdiction to hear Mr. Dunifer’s challenge to the Class D regulations because exclusive jurisdiction over any challenge to FCC regulations is vested in the courts of appeals. 4 Mr. Dunifer responded that the Court had jurisdiction over his affirmative defenses and renewed his First Amendment arguments. 5

The Court entered an Order Denying Plaintiffs Motion for Summary Judgment Without Prejudice and Requesting Further Briefing, ruling that 47 U.S.C. § 401(a), which provides the district court with jurisdiction over the United States’ charge of broadcasting without a license, also provides the Court with jurisdiction over any valid defense to the charge. However, the Court noted that neither party had addressed the issue of whether Mr. Dunifer’s claim that the *1239 Class D regulations are unconstitutional is a valid defense in an action brought by the United States to enjoin him from broadcasting "without a license, given that he has never applied for a license. The Court ordered further briefing on this issue, which both parties have filed. Having considered all the papers filed by the parties, the Court GRANTS the United States’ motion for summary judgment and ENJOINS Mr. Dunifer from broadcasting without a license. This ruling is not based on the merits of Mr. Dunifer’s criticisms of the FCC’s refusal to license micro broadcasters. As discussed below, Mr. Dunifer does not have standing as required by Article III of the United States Constitution to challenge the Class D regulations as they have been applied to him; they have not been applied to him because he has never applied for a license. Mr. Dunifer also lacks standing to assert a challenge to the regulatory scheme on the ground that it is unconstitutional in every conceivable application. Mr. Dunifer does have standing to raise his claim that the regulations are over-broad, but this claim fails.

DISCUSSION

I. Article III Standing

Article III of the Constitution of the United States limits the jurisdiction of federal courts to deciding cases and controversies. See Dugan v. Defenders of Wildlife, 504 U.S. 555, 559, 112 S.Ct. 2130, 119 L.Ed.2d 351 (1992). The doctrine of standing is a core component of the case-or-controversy requirement. See id. 504 U.S. at 560. The litigant invoking federal jurisdiction must establish the three minimum requirements of standing: (1) a litigant must have suffered an actual and concrete injury consisting of “an invasion of a legally protected interest”; (2) there must be a causal connection between the injury and the conduct of which the litigant complains; and, (3) there must be a likelihood that the injury will be redressed by a favorable judicial decision. See id. at 560-61.

Mr. Dunifer argues that he need not establish standing because standing must be shown by plaintiffs who invoke federal court jurisdiction, not by defendants like himself. It is true that the doctrine of standing is usually raised by the defendant, because the plaintiff is the party who is invoking the jurisdiction of the court. The Seventh Circuit has stated that the standing doctrine applies only to plaintiffs. See Wynn v. Carey, 599 F.2d 193, 196 (7th Cir.1979). The Ninth Circuit, however, in at least two cases, has analyzed whether defendants have standing to raise, as an affirmative defense, the unconstitutionality of the statute and regulations that form the basis of the government’s case-in-chief. See United States v. Hugs, 109 F.3d 1375

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Bluebook (online)
997 F. Supp. 1235, 98 Daily Journal DAR 9048, 1998 U.S. Dist. LEXIS 9010, 1998 WL 315121, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-dunifer-cand-1998.