Texas § 4004.102 REGISTRATION OF INVESTMENT ADVISER REPRESENTATIVES.

Texas Statutes

§ 4004.102 — REGISTRATION OF INVESTMENT ADVISER REPRESENTATIVES.

Texas § 4004.102

Code GVGovernment Code

This text of Texas § 4004.102 (REGISTRATION OF INVESTMENT ADVISER REPRESENTATIVES.) is published on Counsel Stack Legal Research, covering Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook

Tex. Government Code Code Ann. § 4004.102 (2026).

Text

Sec. 4004.102. REGISTRATION OF INVESTMENT ADVISER REPRESENTATIVES.

(a)A person may not act or render services as an investment adviser representative for an investment adviser in this state unless the person is registered or submits a notice filing as an investment adviser representative for that particular investment adviser as provided by this subchapter and Subchapter G.

(b)On written application by an investment adviser and on satisfactory compliance with the requirements of this title, the commissioner shall register a person as an investment adviser representative of that investment adviser.

Free access — add to your briefcase to read the full text and ask questions with AI

Sec. 4004.102. REGISTRATION OF INVESTMENT ADVISER REPRESENTATIVES. (a) A person may not act or render services as an investment adviser representative for an investment adviser in this state unless the person is registered or submits a notice filing as an investment adviser representative for that particular investment adviser as provided by this subchapter and Subchapter G.
(b) On written application by an investment adviser and on satisfactory compliance with the requirements of this title, the commissioner shall register a person as an investment adviser representative of that investment adviser.